AGFE
AGFE LLP Legal Name
Adviser information for AGFE last updated from Form ADV on October 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 2 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 86 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSecurity ratings or pricing servicesVALUATIONS OF ILLIQUID PORTFOLIOS AND FINANCIAL ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMFixed feesFEE BASED ON VALUE REALIZED BY A CLIENT AND/OR ON THE VALUE OF A |
Identifiers
| SEC RIA File Number | 801-76809 |
|---|---|
| SEC ERA File Number | 801-76809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158072 |
| Legal Entity Identifier | 213800YSP5F6CB7GBG87 |
Principal Office
5 MERCHANT SQUARELONDON
United Kingdom
Monday - Friday, 8:30AM-6:00PM
Tel: 44 (0)20 3219 5000, Fax: 44 (0)20 3219 5030
Websites
Chief Compliance Officer
RACHEL GUDRUN STEELE
GENERAL COUNSEL
5 MERCHANT SQUARE
LONDON
United Kingdom
Tel:
442032195000
G************@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AGFE MANAGEMENT LIMITED | Foreign Entity | – | CORPORATE MEMBER | 07/2010 | > 75% |
| ROLLES, PAUL, D | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2011 | < 5% |
| STEELE, R. GUDRUN | Individual | – | PARTNER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 02/2011 | < 5% |
| ATTERBURY, RICHARD, W | Individual | – | PARTNER AND CHAIRMAN | 02/2011 | < 5% |
| WILLIAMS, BRENT, COLIN | Individual | – | MANAGING PARTNER | 04/2011 | < 5% |
| WRIGHT, JAMES, F | Individual | – | PARTNER | 02/2011 | < 5% |
| ESSIG, KARL, PATRICK | Individual | – | PARTNER | 05/2012 | < 5% |
| AGFE GROUP LIMITED | Foreign Entity | AGFE MANAGEMENT LIMITED | SHAREHOLDER | 12/2007 | > 75% |
| ROLLES, PAUL, D | Individual | AGFE GROUP LIMITED | SHAREHOLDER | 12/2007 | > 75% |
| BLUECREST CAPITAL MANAGEMENT LLP | Foreign Entity | AGFE GROUP LIMITED | SHAREHOLDER | 12/2008 | 25-50% |
| HEASELGRAVE, ROBERT, JOHN | Individual | BLUECREST CAPITAL MANAGEMENT LLP | MEMBER | 07/2014 | 50-75% |
| KERRIDGE, CATHERINE, MARY | Individual | BLUECREST CAPITAL MANAGEMENT LLP | MEMBER | 07/2014 | 50-75% |
| Zhang, Xin, Yu | Individual | – | PARTNER | 04/2019 | < 5% |