CHATHAM INVESTMENT ADVISORS, LLC
Adviser information for CHATHAM INVESTMENT ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $697.9M |
| Total | 3 | $697.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 7 | $697.9M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-76819 |
|---|---|
| SEC ERA File Number | 801-76819 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158802 |
| Legal Entity Identifier | 529900SQ7RML7AU01S94 |
Principal Office
235 WHITEHORSE LANEKENNETT SQUARE
PA
United States
Monday - Friday, 9AM-5PM
Tel: 610-925-3120, Fax: 610-925-3125
Websites
Chief Compliance Officer
LOUISA INSKIP
235 WHITEHORSE LANE
KENNETT SQUARE
PA
United States
Tel:
484-731-0375
L******@*******************M
(Full email address available in API data)
Regulatory Contact
MARY ZIEGLER
COMPLIANCE
235 WHITEHORSE LANE
KENNETT SQUARE
PA
United States
Tel:
1-484-731-0158
C***********@*******************M
(Full email address available in API data)
Industry Affiliates
| CHATHAM FINANCIAL EUROPE SP Z O O | Other investment adviser, including financial planners |
| CHATHAM FINANCIAL EUROPE, LTD. | Other investment adviser, including financial planners |
| CHATHAM FINANCIAL PTE. LTD. | Other investment adviser, including financial planners |
| CHATHAM FINANCIAL PTY LTD | Other investment adviser, including financial planners |
| CHATHAM FINANCIAL SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CHATHAM HEDGING ADVISORS, LLC | Registered municipal advisorCommodity pool operator or commodity trading advisor |
| JCRA | Other investment adviser, including financial planners |
| JCRA FINANCIAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisor |
| UNION SQUARE CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHATHAM FINANCIAL CORP. | Domestic Entity | – | MEMBER | 06/2011 | > 75% |
| SWEENEY, DAVID, JAMES | Individual | – | MANAGING MEMBER | 06/2012 | < 5% |
| DEMARCO, MICHAEL, STEVEN | Individual | – | TAX MATTERS PRINCIPAL, TREASURER | 06/2012 | < 5% |
| Inskip, Louisa, Kirkwood | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |