VANGUARD GLOBAL ADVISERS, LLC
Adviser information for VANGUARD GLOBAL ADVISERS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 262 |
|---|---|
| Investment Advisory/Research | 105 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 153 | $432.7B |
| Non-Discretionary | 0 | $0 |
| Total | 153 | $432.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 153 | $432.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Principal Office
100 VANGUARD BOULEVARDMALVERN
PA
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 610-669-1000, Fax: 610-669-6600
Chief Compliance Officer
JACQUELINE ANGELL
PRINCIPAL, CHIEF COMPLIANCE OFFICER, VGI
100 VANGUARD BOULEVARD
MALVERN
PA
United States
Tel:
610-503-3877
Fax:
610-503-6743
J****************@***********M
(Full email address available in API data)
Regulatory Contact
KATE POPE
SENIOR COMPLIANCE DIRECTOR
100 VANGUARD BOULEVARD
MALVERN
PA
United States
Tel:
610-669-7922
Fax:
610-503-6743
K********@***********M
(Full email address available in API data)
Industry Affiliates
| VANGUARD ADVISERS, INC. | Other investment adviser, including financial plannersRegistered municipal advisor |
| VANGUARD ASSET MANAGEMENT, LIMITED | Other investment adviser, including financial planners |
| VANGUARD FIDUCIARY TRUST COMPANY | Trust company |
| VANGUARD GROUP (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD GROUP EUROPE GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| VANGUARD GROUP INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| VANGUARD INVESTMENTS CANADA INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS UK, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD MARKETING CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VANGUARD M�XICO | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD NATIONAL TRUST COMPANY, N.A. | Banking or thrift institutionTrust company |
| VANGUARD PERSONALIZED INDEXING MANAGEMENT | Other investment adviser, including financial planners |
| VANGUARD SUPER PTY LTD. | Trust companyPension consultant |
| VGI INSURANCE, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VANGUARD EMERGING MARKETS BOND FUND | UCITS FUND | $1,259.5M | $1.0M | 218 |
| VANGUARD ESG DEVELOPED ASIA PACIFIC ALL CAP UCITS ETF | UCITS FUND | $30.9M | $1.0M | 35 |
| VANGUARD ESG DEVELOPED WORLD ALL CAP INDEX FUND | UCITS FUND | $5,850.0M | $1.0M | 260 |
| VANGUARD ESG EMERGING MARKETS ALL CAP EQUITY INDEX FUND | UCITS FUND | $548.6M | $1.0M | 126 |
| VANGUARD ESG EMERGING MARKETS ALL CAP UCITS ETF | UCITS FUND | $28.7M | $1.0M | 35 |
| VANGUARD ESG EUR CORPORATE BOND ETF | UCITS FUND | $72.0M | $1.0M | 35 |
| VANGUARD ESG GLOBAL CORPORATE BOND IX FD | UCITS FUND | $387.1M | $1.0M | 48 |
| VANGUARD ESG USD CORPORATE BOND ETF | UCITS FUND | $42.0M | $1.0M | 35 |
| VANGUARD EURO GOVERNMENT BOND INDEX FUND | UCITS FUND | $5,750.3M | $1.0M | 314 |
| VANGUARD GLOBAL CORPORATE BOND INDEX FD | UCITS FUND | $4,565.7M | $1.0M | 222 |
| VANGUARD GLOBAL CREDIT BOND FUND | UCITS FUND | $942.9M | $1.0M | 212 |
| VANGUARD GLOBAL SHORT TERM BOND INDEX FUND | UCITS FUND | $4,270.8M | $1.0M | 312 |
| VANGUARD JAPAN GOVERNMENT BOND INDEX FUND | UCITS FUND | $644.4M | $1.0M | 89 |
| VANGUARD STERLING SHORT-TERM MONEY MARKET FUND | Liquidity Fund | $815.5M | $0.1M | 58 |
| VANGUARD US GOVERNMENT BOND INDEX FUND | UCITS FUND | $8,313.4M | $100.0M | 864 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | Domestic Entity | – | ACTIVE | 09/1974 | > 75% |
| VANGUARD INDEX FUNDS | Domestic Entity | VANGUARD GROUP INC | STOCKHOLDER | 08/1976 | 25-50% |
| DAVIS, GREGORY | Individual | – | MANAGING DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER | 01/2018 | < 5% |
| Merianos, Laura | Individual | – | MANAGER | 07/2021 | < 5% |
| CAUGHLIN, KAITLYN | Individual | – | MANAGER | 05/2022 | < 5% |
| ANGELL, JACQUELINE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| PETTY, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |