TAIBER, KOSMALA & ASSOCIATES, LLC
Adviser information for TAIBER, KOSMALA & ASSOCIATES, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $114.0M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $114.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $114.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 54 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-76838 |
|---|---|
| SEC ERA File Number | 801-76838 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161703 |
| Legal Entity Identifier | None |
Principal Office
141 W. JACKSON BLVD.SUITE 3540
CHICAGO
IL
United States
Monday - Friday, 8:00 TO 5:00
Tel: 312-300-4781, Fax: 312-300-4770
Chief Compliance Officer
PHIL KOSMALA
MANAGING DIRECTOR
141 W. JACKSON BLVD
SUITE 3540
CHICAGO
IL
United States
Tel:
312-300-4781
Fax:
312-300-4770
P****@****************M
(Full email address available in API data)
Regulatory Contact
COLLEEN MCKENNA
OFFICE MANAGER
141 W. JACKSON BLVD
SUITE 3540
CHICAGO
IL
United States
Tel:
312-300-4781
Fax:
312-300-4770
C*******@****************M
(Full email address available in API data)
Industry Affiliates
| TAIKO | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOSMALA, PHILLIP, JOHN | Individual | – | MANAGING MEMBER | 06/2012 | 50-75% |
| KOSMALA, PHILLIP, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2012 | 50-75% |
| TAIBER, JOSEPH, DAVID | Individual | – | MEMBER | 06/2012 | 50-75% |