MB, LEVIS & ASSOCIATES,LLC
Adviser information for MB, LEVIS & ASSOCIATES,LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 578 | $349.6M |
| Non-Discretionary | 0 | $0 |
| Total | 578 | $349.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 103 | $40.2M |
| HNW Individuals | 73 | $303.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-76841 |
|---|---|
| SEC ERA File Number | 801-76841 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164197 |
| Legal Entity Identifier | None |
Principal Office
4647 SAUCON CREEK ROADSUITE 101
CENTER VALLEY
PA
United States
Monday - Friday, 745-445
Tel: 610-419-9690, Fax: 610-419-9691
Websites
Chief Compliance Officer
LESLIE A. CHILDS
4647 SAUCON CREEK ROAD
SUITE 101
CENTER VALLEY
PA
United States
Tel:
610-419-9690
Fax:
610-419-9691
L******@**********M
(Full email address available in API data)
Regulatory Contact
JOHN BRUCE LEVIS, JR.
PRESIDENT
4647 SAUCON CREEK ROAD
SUITE 101
CENTER VALLEY
PA
United States
Tel:
610-419-9690
Fax:
610-419-9691
B*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVIS, JOHN, BRUCE | Individual | – | PRESIDENT | 07/2012 | 50-75% |
| CHILDS, LESLIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2012 | < 5% |
| HENNINGER, JASON, ROBERT | Individual | – | SHAREHOLDER | 09/2012 | 5-10% |
| LOFTUS, WILLIAM, MICHAEL | Individual | – | SHAREHOLDER | 10/2014 | 5-10% |
| SLEDZ, DONALD, JOSEPH | Individual | – | SHAREHOLDER | 01/2016 | < 5% |
| WILLIAM M. LOFTUS IRREVOCABLE TRUST FBO SAMANTHA | Domestic Entity | – | SHAREHOLDER | 06/2021 | 5-10% |
| WILLIAM M. LOFTUS IRREVOCABLE TRUST FBO ELIZABETH | Domestic Entity | – | SHAREHOLDER | 06/2021 | 5-10% |
| LEVIS, JOHN, BRUCE | Individual | WILLIAM M. LOFTUS IRREVOCABLE TRUST FBO SAMANTHA | TRUSTEE | 06/2021 | |
| LEVIS, JOHN, BRUCE | Individual | WILLIAM M. LOFTUS IRREVOCABLE TRUST FBO ELIZABETH | TRUSTEE | 06/2021 |