SALTORO CAPITAL, LP

Adviser information for SALTORO CAPITAL, LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $104.2M
Non-Discretionary 0 $0
Total 2 $104.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $104.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-76844
SEC ERA File Number 801-76844
SEC CIK Numbers 1552059
SEC CRD Numbers 164111
Legal Entity Identifier 549300LPXD83OGK2WK47

Principal Office

4809 COLE AVE
SUITE 260
DALLAS
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 214-317-4592, Fax: None

Chief Compliance Officer

SARA MALAK
CHIEF FINANCIAL OFFICER
4809 COLE AVE
SUITE 260
DALLAS
TX
United States
Tel: 646-558-3572
(Full email address available in API data)

Industry Affiliates

SALTORO GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SALTORO ALPHA, LP Hedge Fund $89.2M $1.0M 14

Control Persons

Name Type Entity Title Since Ownership
MALAK, SARA, DAWN Individual CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 01/2024 < 5%
BHUTANI, VISHAL Individual CHIEF INVESTMENT OFFICER, LIMITED PARTNER 03/2012 50-75%
SALTORO, LLC Domestic Entity GENERAL PARTNER 03/2012 < 5%
BHUTANI, VISHAL Individual SALTORO, LLC MEMBER 03/2012 > 75%

No. Employees, Historic

10502020202120222023202420255 on 3/4/20202 on 2/10/20212 on 6/18/20214 on 2/25/20224 on 4/29/20224 on 11/2/20223 on 3/23/20233 on 3/26/2024

RAUM, Historic

200M100M0202020212022202320242025128507423 on 3/4/2020176036590 on 2/10/2021176036590 on 6/18/2021179086496 on 2/25/2022173572262 on 4/29/2022173572262 on 11/2/2022109416219 on 3/23/2023104150203 on 3/26/2024

No. Clients, Historic

10502020202120222023202420253 on 3/4/20202 on 2/10/20212 on 6/18/20212 on 2/25/20222 on 4/29/20222 on 11/2/20222 on 3/23/20232 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALGOMA STL GROUP INC *W EXP 10/19/202 18K 20K
ENCORE CAP GROUP INC NOTE 4.000% 3/1 93K 100K
HAFNIA LTD ORD SHS 506K 6K
VERTEX ENERGY INC COM 12K 13K