HERONBRIDGE

HERONBRIDGE INVESTMENT MANAGEMENT LLP Legal Name

Adviser information for HERONBRIDGE last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Partnership
Fiscal Year End	MARCH
Legal Location	United Kingdom

Employees

Total Number of Employees	12
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	4	$1.7B
Non-Discretionary	0	$0
Total	4	$1.7B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$1.6B
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$76.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	75

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-76855
SEC ERA File Number	801-76855
SEC CIK Numbers	None
SEC CRD Numbers	164314
Legal Entity Identifier	2138004U6JJM296SOF26

Principal Office

24 GAY STREET
BATH
United Kingdom

Monday - Friday, 08.30-17.30

Tel: 011-441225 328300, Fax: 011-441225 442839

Websites

www.heronbridge.com

Chief Compliance Officer

KATIE LOUISE MCMAHON

24 GAY STREET

BATH

United Kingdom

Tel: 011-441225 328309

Fax: 011-441225 442839

K****@**************M

(Full email address available in API data)

Regulatory Contact

PAUL DEMPSEY

24 GAY STREET

BATH

United Kingdom

Tel: 001-441225 328304

Fax: 011-441225 442839

P***@**************M

(Full email address available in API data)

Industry Affiliates

HERONBRIDGE (JERSEY) LIMITED	Sponsor, GP, manager of pooled investment vehicles
SILCHESTER INTERNATIONAL INVESTORS	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
HERONBRIDGE VALUE EQUITY FUND	LONG ONLY PRIVATELY OFFERED COMMINGLED FUND	$283.2M	$5.0M	15

Control Persons

Name	Type	Entity	Title	Since	Ownership
SILCHESTER PARTNERS LIMITED	Foreign Entity	HERONBRIDGE LIMITED	SHAREHOLDER	11/2005	25-50%
BUTT, STEPHEN, CHARLES	Individual	SILCHESTER PARTNERS LIMITED	CHAIRMAN, DIRECTOR, SHAREHOLDER	11/2005	50-75%
COMER, WILLIAM, BEVIS	Individual	–	EXECUTIVE COMMITTEE MEMBER, PARTNER, CHIEF INVESTMENT OFFICER	11/2005	< 5%
DAY, THOMAS, PETER	Individual	–	EXECUTIVE COMMITTEE MEMBER, PARTNER, MARKETING OFFICER	11/2005	< 5%
HERONBRIDGE LIMITED	Foreign Entity	–	LIMITED PARTNER	11/2005	> 75%
COMER, WILLIAM, BEVIS	Individual	HERONBRIDGE LIMITED	DIRECTOR, SHAREHOLDER	11/2005
DAY, THOMAS, PETER	Individual	HERONBRIDGE LIMITED	DIRECTOR	11/2005
CRAWFORD, LUCY, ANNA	Individual	–	NON-EXECUTIVE COMMITTEE MEMBER	05/2018	< 5%
MCMAHON, KATIE, LOUISE	Individual	–	EXECUTIVE COMMITTEE MEMBER, PARTNER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	07/2018	< 5%
CRAWFORD, LUCY, ANNA	Individual	HERONBRIDGE LIMITED	DIRECTOR	05/2018
MCMAHON, KATIE, LOUISE	Individual	HERONBRIDGE LIMITED	DIRECTOR	07/2018
CARGILL, SCOTT, DONALD	Individual	–	EXECUTIVE COMMITTEE MEMBER, PARTNER, INVESTMENT OFFICER	01/2024	< 5%
CARGILL, SCOTT, DONALD	Individual	HERONBRIDGE LIMITED	DIRECTOR, SHAREHOLDER	01/2024

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