CARRIAGE SERVICES INVESTMENT ADVISORS, INC.
Adviser information for CARRIAGE SERVICES INVESTMENT ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 133 | $271.7M |
| Non-Discretionary | 7 | $955,576 |
| Total | 140 | $272.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $254.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $18.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR TRUSTS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-76865 |
|---|---|
| SEC ERA File Number | 801-76865 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164325 |
| Legal Entity Identifier | None |
Principal Office
3040 POST OAK BLVD.SUITE 300
HOUSTON
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 713-332-8400, Fax: 713-332-5399
Chief Compliance Officer
TIMOTHY "PEPPER" BURNS
LEGAL COUNSEL
3040 POST OAK BOULEVARD, SUITE 300
HOUSTON
TX
United States
Tel:
(713) 332-8523
Fax:
(713) 332-5442
P***********@*******************M
(Full email address available in API data)
Regulatory Contact
STEVEN D. METZGER
GENERAL COUNSEL
3040 POST OAK BOULEVARD, SUITE 300
HOUSTON
TX
United States
Tel:
713-332-8424
Fax:
713-332-5399
S************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STYX PRIVATE FUND, LLP | POOLED INVESTMENT FUND | $254.7M | $0.0M | 118 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARRIAGE SERVICES, INC. | Domestic Entity | – | SOLE STOCKHOLDER | 04/2012 | > 75% |
| Burns, Timothy "Pepper" | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| GRANMAYEH, LANCE, KIAN | Individual | – | TREASURER | 04/2023 | < 5% |
| Quezada, Carlos | Individual | – | PRESIDENT | 02/2024 | < 5% |