ASA MANAGED ACCOUNT MANAGERS LLC
Adviser information for ASA MANAGED ACCOUNT MANAGERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 197 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 197 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 171 | $647.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 14 | $1.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 10 | $47.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $135.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-76871 |
|---|---|
| SEC ERA File Number | 801-76871 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162855 |
| Legal Entity Identifier | 5493008ZWYG65TW8FG02 |
Principal Office
600 HIGHWAY 169 SOUTHSUITE 1735
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 AM TO 5:00 PM CST
Tel: 952 847-2450, Fax: 952 847-2451
Websites
Chief Compliance Officer
TIM STEVENS
MANAGING MEMBER
600 HIGHWAY 169 SOUTH
SUITE 1735
MINNEAPOLIS
MN
United States
Tel:
952-847-2460
Fax:
952-847-2451
T*******@*********M
(Full email address available in API data)
Regulatory Contact
ROBERT D. ALBRIGHT, JR.
MANAGING MEMBER
600 HIGHWAY 169 SOUTH
SUITE 1735
MINNEAPOLIS
MN
United States
Tel:
952-847-2450
Fax:
952-847-2451
R********@*********M
(Full email address available in API data)
Industry Affiliates
| ALTERNATIVE STRATEGY ADVISERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRANSITIONAL FUNDING PARTNERS L.P. | LOAN INVESTMENT FUND | $24.2M | $1.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALBRIGHT, ROBERT, DEAN | Individual | – | MEMBER-ASA MANAGED ACCOUNT MANAGERS LLC/TF MANAGERS LLC/ALTERNATIVE STRATEGY ADVISERS LLC | 04/2008 | 25-50% |
| JACOBUS, ROLAND, AUSTIN | Individual | – | MEMBER-ASA MANAGED ACCOUNT MANAGERS LLC/TF MANAGERS LLC/ALTERNATIVE STRATEGY ADVISERS LLC | 04/2008 | 25-50% |
| STEVENS, TIMOTHY, WAITE | Individual | – | CCO/MEMBER - ASA MANAGED ACCOUNT MANAGERS LLC/TF MANAGERS LLC/ALTERNATIVE STRATEGY ADVISERS LLC | 04/2008 | < 5% |
| PETERS, SUSANNA, PERSIS | Individual | – | MEMBER-ASA MANAGED ACCOUNT MANAGERS LLC/TF MANAGERS LLC/ALTERNATIVE STRATEGY ADVISERS LLC | 01/2015 | < 5% |