WELLS GLOBAL INVESTMENT ADVISERS LLC
Adviser information for WELLS GLOBAL INVESTMENT ADVISERS LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 137 | $91.5M |
| Non-Discretionary | 0 | $0 |
| Total | 137 | $91.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 94 | $32.3M |
| HNW Individuals | 43 | $59.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-76875 |
|---|---|
| SEC ERA File Number | 801-76875 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150139 |
| Legal Entity Identifier | None |
Principal Office
521 WEST CENTRAL AVENUEWINTER HAVEN
FL
United States
M-TH 8:30AM TO 5:15PM; F 8:30AM TO 5:00PM, 8:30AM TO 5:15PM
Tel: 863-294-3361, Fax: 863-294-6657
Chief Compliance Officer
PATRICIA WELLS
CCO
521 WEST CENTRAL AVENUE
WINTER HAVEN
FL
United States
Tel:
863-294-3361
P**********@*******************M
(Full email address available in API data)
Regulatory Contact
JAMES WELLS
INVESTMENT ADVISORY REPRESENTATIVE
521 WEST CENTRAL AVENUE
WINTER HAVEN
FL
United States
Tel:
8632943361
J********@*******************M
(Full email address available in API data)
Industry Affiliates
| VALOR FINANCIAL SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| WELLS INVESTMENTS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLS, JAMES, PATRICK | Individual | – | MANAGING MEMBER | 03/2009 | > 75% |
| WELLS, PATRICIA, GADECKI | Individual | – | CCO | 04/2020 | < 5% |