SYNTAX RESEARCH, INC.
Adviser information for SYNTAX RESEARCH, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 228 | $177.7M |
| Non-Discretionary | 3 | $113,228 |
| Total | 231 | $177.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $22.4M |
| HNW Individuals | 128 | $146.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
150 EAST PALMETTO PARK ROADSUITE 800
BOCA RATON
FL
United States
Monday - Friday, 8AM TO 5PM
Tel: (855) 796-8296, Fax: (561) 265-1000
Websites
Chief Compliance Officer
SANDEEP SHARMA
PRINCIPAL/FOUNDER
150 EAST PALMETTO PARK ROAD
SUITE #800
BOCA RATON
FL
United States
Tel:
(855) 796-8296
Fax:
(561) 265-1000
S******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| USHA FUND, LP | Hedge Fund | $41.5M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHARMA, SANDEEP | Individual | – | PRINCIPAL/FOUNDER | 01/2002 | > 75% |
| SHARMA, SANDEEP | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2002 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 29K | 52 | – |
| AFLAC INC | COM | 27K | 300 | – |
| AIR PRODS & CHEMS INC | COM | 559K | 2K | – |
| ALCON AG | ORD SHS | 22K | 250 | – |
| ALIMERA SCIENCES INC | COM NEW | 445 | 80 | – |
| ALLSTATE CORP | COM | 4K | 28 | – |
| ALPHABET INC | CAP STK CL A | 405K | 2K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| ALTRIA GROUP INC | COM | 11K | 250 | – |
| AMAZON COM INC | COM | 750K | 4K | – |
| AMERICAN AIRLS GROUP INC | COM | 2K | 200 | – |
| AMERICAN TOWER CORP NEW | COM | 533K | 3K | – |
| AMERICOLD REALTY TRUST INC | COM | 526K | 21K | – |
| AMGEN INC | COM | 74K | 237 | – |
| APPLE INC | COM | 6M | 30K | – |
| APPLIED MATLS INC | COM | 12K | 49 | – |
| AT&T INC | COM | 10K | 536 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 9K | 39 | – |
| BANK AMERICA CORP | COM | 222K | 6K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 417K | 1K | – |
| BLACKROCK INC | COM | 410K | 520 | – |
| BLACKSTONE INC | COM | 5K | 43 | – |
| BOEING CO | COM | 724K | 4K | – |
| BOOKING HOLDINGS INC | COM | 8K | 2 | – |
| BOSTON PROPERTIES INC | COM | 516K | 8K | – |
| BROADCOM INC | COM | 1M | 702 | – |
| C4 THERAPEUTICS INC | COM STK | 5K | 1K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 5K | 260 | – |
| CARRIER GLOBAL CORPORATION | COM | 7K | 118 | – |
| CATERPILLAR INC | COM | 45K | 135 | – |
| CBOE GLOBAL MKTS INC | COM | 17K | 100 | – |
| CHEVRON CORP NEW | COM | 435K | 3K | – |
| CISCO SYS INC | COM | 586K | 12K | – |
| CITIGROUP INC | COM NEW | 11K | 179 | – |
| CLOROX CO DEL | COM | 30K | 221 | – |
| COCA COLA CO | COM | 13K | 200 | – |
| COLGATE PALMOLIVE CO | COM | 16K | 165 | – |
| COMCAST CORP NEW | CL A | 81K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 100K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 333K | 392 | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 14K | 250 | – |
| CSX CORP | COM | 11K | 324 | – |
| CUBESMART | COM | 454K | 10K | – |
| CVS HEALTH CORP | COM | 55K | 927 | – |
| DARDEN RESTAURANTS INC | COM | 51K | 337 | – |
| DEERE & CO | COM | 10K | 27 | – |
| DELTA AIR LINES INC DEL | COM NEW | 5K | 100 | – |
| DIGITAL RLTY TR INC | COM | 92K | 608 | – |
| DISNEY WALT CO | COM | 47K | 475 | – |
| DOW INC | COM | 529K | 10K | – |
| DUPONT DE NEMOURS INC | COM | 8K | 100 | – |
| DXC TECHNOLOGY CO | COM | 3K | 162 | – |
| EATON CORP PLC | SHS | 71K | 225 | – |
| ELEVANCE HEALTH INC | COM | 20K | 36 | – |
| ELI LILLY & CO | COM | 292K | 323 | – |
| EMERSON ELEC CO | COM | 28K | 251 | – |
| EXXON MOBIL CORP | COM | 17K | 152 | – |
| FEDEX CORP | COM | 702K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 3K | 100 | – |
| FMC CORP | COM NEW | 422K | 7K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 6K | 100 | – |
| FREEPORT-MCMORAN INC | CL B | 20K | 414 | – |
| GENERAL DYNAMICS CORP | COM | 73K | 252 | – |
| GENERAL MTRS CO | COM | 22K | 466 | – |
| GLOBUS MED INC | CL A | 68K | 1K | – |
| GOLDMAN SACHS GROUP INC | COM | 5K | 12 | – |
| GRINDR INC | COM | 1K | 100 | – |
| GUARDANT HEALTH INC | COM | 6K | 200 | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 5K | 508 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 40K | 2K | – |
| HOME DEPOT INC | COM | 277K | 806 | – |
| HONEYWELL INTL INC | COM | 41K | 191 | – |
| HP INC | COM | 66K | 2K | – |
| INTEL CORP | COM | 486K | 16K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 36K | 264 | – |
| INVESCO QQQ TR | UNIT SER 1 | 503K | 1K | – |
| ISHARES INC | CORE MSCI EMKT | 276K | 5K | – |
| ISHARES TR | 0-5YR HI YL CP | 34K | 813 | – |
| ISHARES TR | 1 3 YR TREAS BD | 12M | 151K | – |
| ISHARES TR | 20 YR TR BD ETF | 4M | 44K | – |
| ISHARES TR | 7-10 YR TRSY BD | 1M | 12K | – |
| ISHARES TR | ASIA 50 ETF | 2K | 35 | – |
| ISHARES TR | CORE HIGH DV ETF | 42K | 386 | – |
| ISHARES TR | CORE MSCI EURO | 5M | 97K | – |
| ISHARES TR | CORE S&P MCP ETF | 5M | 91K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 11K | – |
| ISHARES TR | CORE S&P TTL STK | 7K | 60 | – |
| ISHARES TR | CORE S&P500 ETF | 11M | 21K | – |
| ISHARES TR | DOW JONES US ETF | 62K | 472 | – |
| ISHARES TR | IBOXX INV CP ETF | 830K | 8K | – |
| ISHARES TR | INTL SEL DIV ETF | 378K | 14K | – |
| ISHARES TR | ISHS 1-5YR INVS | 34K | 655 | – |
| ISHARES TR | MSCI ACWI EX US | 6M | 109K | – |
| ISHARES TR | MSCI USA MIN VOL | 109K | 1K | – |
| ISHARES TR | MSCI USA QLT FCT | 975K | 6K | – |
| ISHARES TR | MSCI USA VALUE | 7M | 72K | – |
| ISHARES TR | PFD AND INCM SEC | 42K | 1K | – |
| ISHARES TR | RUS 1000 VAL ETF | 21K | 122 | – |
| ISHARES TR | RUS 2000 GRW ETF | 38K | 146 | – |
| ISHARES TR | RUS MD CP GR ETF | 29K | 262 | – |
| ISHARES TR | TIPS BD ETF | 473K | 4K | – |
| ISHARES TR | U.S. FINLS ETF | 38K | 404 | – |
| ISHARES TR | US AER DEF ETF | 21K | 158 | – |
| ISHARES TR | US TREAS BD ETF | 548K | 24K | – |
| JOHNSON & JOHNSON | COM | 60K | 411 | – |
| JPMORGAN CHASE & CO. | COM | 2M | 8K | – |
| KLA CORP | COM NEW | 24K | 29 | – |
| KROGER CO | COM | 22K | 433 | – |
| LAS VEGAS SANDS CORP | COM | 6K | 129 | – |
| LEXICON PHARMACEUTICALS INC | COM NEW | 239 | 142 | – |
| LOCKHEED MARTIN CORP | COM | 486K | 1K | – |
| LOWES COS INC | COM | 22K | 100 | – |
| MATCH GROUP INC NEW | COM | 3K | 100 | – |
| MCDONALDS CORP | COM | 6K | 25 | – |
| MEDTRONIC PLC | SHS | 72K | 911 | – |
| MERCADOLIBRE INC | COM | 8K | 5 | – |
| MERCK & CO INC | COM | 269K | 2K | – |
| META PLATFORMS INC | CL A | 124K | 245 | – |
| MGM RESORTS INTERNATIONAL | COM | 8K | 190 | – |
| MICROSOFT CORP | COM | 3M | 8K | – |
| MONDELEZ INTL INC | CL A | 18K | 269 | – |
| MONSTER BEVERAGE CORP NEW | COM | 10K | 200 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 2K | 6 | – |
| NETFLIX INC | COM | 118K | 175 | – |
| NEWMONT CORP | COM | 563K | 13K | – |
| NEXTERA ENERGY INC | COM | 57K | 804 | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 32K | 1K | – |
| NIKE INC | CL B | 8K | 100 | – |
| NUTRIEN LTD | COM | 417K | 8K | – |
| OTIS WORLDWIDE CORP | COM | 6K | 59 | – |
| PAYCHEX INC | COM | 253K | 2K | – |
| PEPSICO INC | COM | 16K | 100 | – |
| PFIZER INC | COM | 59K | 2K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 83K | 3K | – |
| PRIMORIS SVCS CORP | COM | 2K | 50 | – |
| PROLOGIS INC. | COM | 655K | 6K | – |
| PROSHARES TR | S&P 500 DV ARIST | 4M | 46K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 23K | 315 | – |
| QUALCOMM INC | COM | 857K | 4K | – |
| QUANTUMSCAPE CORP | COM CL A | 738 | 150 | – |
| REGENERON PHARMACEUTICALS | COM | 363K | 345 | – |
| RTX CORPORATION | COM | 596K | 6K | – |
| SAP SE | SPON ADR | 75K | 370 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 71K | 2K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 241K | 6K | – |
| SERVICENOW INC | COM | 20K | 25 | – |
| SHELL PLC | SPON ADS | 6K | 83 | – |
| SHERWIN WILLIAMS CO | COM | 12K | 39 | – |
| SMUCKER J M CO | COM NEW | 12K | 112 | – |
| SOUTHWEST AIRLS CO | COM | 4K | 138 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5M | 10K | – |
| SPDR SER TR | BBG CONV SEC ETF | 39K | 537 | – |
| SPIRIT AIRLS INC | COM | 659 | 180 | – |
| STARBUCKS CORP | COM | 23K | 300 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 208K | 1K | – |
| TELADOC HEALTH INC | COM | 978 | 100 | – |
| TESLA INC | COM | 74K | 375 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 49K | 88 | – |
| UNION PAC CORP | COM | 22K | 99 | – |
| UNITED AIRLS HLDGS INC | COM | 5K | 100 | – |
| UNITED PARCEL SERVICE INC | CL B | 14K | 101 | – |
| UNITEDHEALTH GROUP INC | COM | 34K | 67 | – |
| US BANCORP DEL | COM NEW | 13K | 326 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 13K | 383 | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 192K | 837 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 28K | 129 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 136K | 744 | – |
| VENTAS INC | COM | 12K | 230 | – |
| VERIZON COMMUNICATIONS INC | COM | 54K | 1K | – |
| VISA INC | COM CL A | 332K | 1K | – |
| WASTE MGMT INC DEL | COM | 428K | 2K | – |
| WELLS FARGO CO NEW | COM | 121K | 2K | – |
| WYNN RESORTS LTD | COM | 8K | 89 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 7K | 119 | – |
| AIR PRODUCTS & CHEMICALS INC | COMM | 3M | 11K | – |
| AMERICAN TOWER CORP-CL A | COMM | 3M | 14K | – |
| AMERICOLD REALTY TRUST | REIT | 3M | 115K | – |
| BOSTON PROPERTIES INC | REIT | 2M | 40K | – |
| CUBESMART | REIT | 3M | 60K | – |
| FEDEX CORP | COMM | 3M | 10K | – |
| FMC CORP | COMM | 288K | 5K | – |
| Newmont Corp | COMM | 3M | 70K | – |
| NUTRIEN LTD | COMM | 3M | 50K | – |
| PROLOGIS INC | REIT | 3M | 26K | – |