MQS MANAGEMENT, LLC
Adviser information for MQS MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $336.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $336.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $336.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-76881 |
|---|---|
| SEC ERA File Number | 801-76881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161238 |
| Legal Entity Identifier | 549300JV2GCME4WVYJ84 |
Principal Office
41 MADISON AVESUITE 3401
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: (212) 685-3600, Fax: (212) 685-3636
Chief Compliance Officer
DAVID A. BABCOCK
PRESIDENT, CFO
41 MADISON AVENUE
SUITE 3401
NEW YORK
NY
United States
Tel:
(212) 685-3600
Fax:
(212) 685-3636
D*******@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KAMLER
DIRECTOR OF OPERATIONS
41 MADISON AVENUE
SUITE 3401
NEW YORK
NY
United States
Tel:
(212) 685-3600
Fax:
(212) 685-3636
M******@*************M
(Full email address available in API data)
Industry Affiliates
| MQS ASSET MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MQS FUND, LTD. | Hedge Fund | $336.9M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GELFOND, ROBERT, YALE | Individual | – | CEO/CIO | 11/2007 | > 75% |
| BABCOCK, DAVID, A | Individual | – | PRESIDENT, CCO, CFO | 02/2012 | 10-25% |