Hedge Fund Database

AAF WEALTH MANAGEMENT, LLC

Adviser information for AAF WEALTH MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 693 $390.9M
Non-Discretionary 32 $116.2M
Total 725 $507.1M

Clients

Type Number RAUM
Individuals 98 $34.6M
HNW Individuals 124 $332.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $78.9M
Charitable organizations 11 $60.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)AAF WEALTH MANAGEMENT ROBO - AUTOMATED ADVISORY SERVICES
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-76885
SEC ERA File Number 801-76885
SEC CIK Numbers 1726609
SEC CRD Numbers 164646
Legal Entity Identifier None

Principal Office

50 WASHINGTON STREET
WESTBOROUGH
MA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 508-366-9100, Fax: 508-366-9789

Websites

www.linkedin.com/company/aaf-wealth-management www.aafwealthmanagement.com www.facebook.com/aafwealthmanagement/

Chief Compliance Officer

ANDREW HAMMOND
SENIOR WEALTH ADVISOR/PARTNER
50 WASHINGTON STREET
WESTBOROUGH
MA
United States
Tel: 774-512-4143
Fax: 508-366-9789
(Full email address available in API data)

Regulatory Contact

CARMEN GRINKIS
DIRECTOR & WEALTH ADVISOR
50 WASHINGTON STREET
WESTBOROUGH
MA
United States
Tel: 774-512-4061
(Full email address available in API data)

Industry Affiliates

AAFCPAS INSURANCE, LLC Insurance company or agency
AAFCPAS, INC. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AAFCPAS, INC. Domestic Entity – MANAGING MEMEBER 02/2001 > 75%
HAMMOND, ANDREW, EDMUND Individual – CHIEF COMPLIANCE OFFICER 11/2018 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 5/10/20198 on 1/2/20207 on 2/28/20207 on 5/21/20207 on 8/20/20207 on 10/8/20207 on 3/5/20217 on 3/30/20217 on 6/15/20217 on 6/17/20217 on 11/15/20218 on 3/7/20228 on 3/16/20228 on 11/3/20229 on 2/13/20239 on 5/2/20239 on 5/19/20239 on 5/31/20239 on 3/18/2024

RAUM, Historic

600M300M02019202020212022202320242025225300000 on 5/10/2019225300000 on 1/2/2020300800460 on 2/28/2020300800460 on 5/21/2020300800460 on 8/20/2020300800460 on 10/8/2020369011634 on 3/5/2021369011634 on 3/30/2021369011634 on 6/15/2021369011634 on 6/17/2021369011634 on 11/15/2021413417456 on 3/7/2022413417456 on 3/16/2022413417456 on 11/3/2022385347888 on 2/13/2023385347888 on 5/2/2023385347888 on 5/19/2023385347888 on 5/31/2023507143594 on 3/18/2024

No. Clients, Historic

30015002019202020212022202320242025148 on 5/10/2019148 on 1/2/2020172 on 2/28/2020172 on 5/21/2020172 on 8/20/2020172 on 10/8/2020183 on 3/5/2021183 on 3/30/2021183 on 6/15/2021183 on 6/17/2021183 on 11/15/2021203 on 3/7/2022203 on 3/16/2022203 on 11/3/2022241 on 2/13/2023241 on 5/2/2023241 on 5/19/2023241 on 5/31/2023242 on 3/18/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACRIVON THERAPEUTICS INC COMMON STOCK 62K 11K –
ALPHABET INC CAP STK CL A 713K 4K –
ALPHABET INC CAP STK CL C 2M 13K –
AMAZON COM INC COM 581K 3K –
APPLE INC COM 4M 21K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 557K 1K –
CHEVRON CORP NEW COM 360K 2K –
CISCO SYS INC COM 201K 4K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 271K 9K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 2M 73K –
HONEYWELL INTL INC COM 231K 1K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 21M 104K –
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 2M 96K –
ISHARES TR CORE MSCI EAFE 5M 67K –
ISHARES TR CORE MSCI INTL 24M 365K –
ISHARES TR CORE MSCI TOTAL 517K 8K –
ISHARES TR CORE S&P MCP ETF 17M 290K –
ISHARES TR CORE S&P SCP ETF 8M 74K –
ISHARES TR CORE S&P500 ETF 41M 74K –
ISHARES TR MSCI EMG MKT ETF 475K 11K –
ISHARES TR RUS 1000 ETF 520K 2K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUS 1000 VAL ETF 516K 3K –
ISHARES TR RUS MID CAP ETF 579K 7K –
ISHARES TR RUSSELL 2000 ETF 636K 3K –
JOHNSON & JOHNSON COM 338K 2K –
JPMORGAN CHASE & CO. COM 208K 1K –
META PLATFORMS INC CL A 1M 2K –
MICROSOFT CORP COM 793K 2K –
NOVARTIS AG SPONSORED ADR 202K 2K –
PROCTER AND GAMBLE CO COM 256K 2K –
SCHWAB STRATEGIC TR INTL EQTY ETF 626K 16K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 10M 68K –
SPDR S&P 500 ETF TR TR UNIT 621K 1K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 397K 2K –
VANGUARD INDEX FDS GROWTH ETF 821K 2K –
VANGUARD INDEX FDS LARGE CAP ETF 210K 841 –
VANGUARD INDEX FDS MID CAP ETF 3M 13K –
VANGUARD INDEX FDS S&P 500 ETF SHS 573K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 323K 1K –
VANGUARD INDEX FDS VALUE ETF 20M 127K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 223K 5K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 12M 177K –
VERIZON COMMUNICATIONS INC COM 200K 5K –
WISDOMTREE TR JAPN HEDGE EQT 6M 56K –