HIGHMARK WEALTH MANAGEMENT LLC
Adviser information for HIGHMARK WEALTH MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,479 | $483.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,479 | $483.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 183 | $46.6M |
| HNW Individuals | 147 | $437.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 26 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 483.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| COMPREHENSIVE PORTFOLIO MANAGEMENT WRAP FEE PROGRAM | HIGHMARK WEALTH MANAGEMENT LLC |
Principal Office
30 EAST 7TH STREETSUITE 3535
ST. PAUL
MN
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 651-829-3300, Fax: 651-829-3301
Chief Compliance Officer
TODD E. ARENS
MANAGING MEMBER
30 EAST 7TH STREET
SUITE 3535
ST. PAUL
MN
United States
Tel:
651-829-3302
Fax:
651-829-3301
T***@*****************M
(Full email address available in API data)
Regulatory Contact
PATRICK J. SULLIVAN
30 EAST 7TH STREET
SUITE 3535
ST. PAUL
MN
United States
Tel:
651-829-3309
Fax:
651-829-3301
P******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARENS, TODD, EDWARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2012 | > 75% |
| SULLIVAN, PATRICK, J. | Individual | – | WEALTH STRATEGIST AND PARTNER | 01/2016 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2SEVENTY BIO INC | COMMON STOCK | 293 | 76 | – |
| 3M CO | COM | 926K | 9K | – |
| ABBOTT LABS | COM | 437K | 4K | – |
| ABBVIE INC | COM | 14K | 84 | – |
| ABRDN NATL MUN INCOME FD | SH BEN INT | 136K | 13K | – |
| ACCURAY INC | COM | 182 | 100 | – |
| ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 280 | 287 | – |
| ADOBE INC | COM | 156K | 281 | – |
| ADVANCED MICRO DEVICES INC | COM | 105K | 647 | – |
| ADVISORSHARES TR | PURE US CANNABIS | 15K | 2K | – |
| AECOM | COM | 881 | 10 | – |
| AIRBNB INC | COM CL A | 65K | 430 | – |
| ALCOA CORP | COM | 7K | 186 | – |
| ALCON AG | ORD SHS | 3K | 30 | – |
| ALDEYRA THERAPEUTICS INC | COM | 513 | 155 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 122K | 2K | – |
| ALPHABET INC | CAP STK CL C | 245K | 1K | – |
| ALPHABET INC | CAP STK CL A | 232K | 1K | – |
| ALPHATEC HLDGS INC | COM NEW | 1M | 107K | – |
| ALTRIA GROUP INC | COM | 9K | 195 | – |
| AMARIN CORP PLC | SPONS ADR NEW | 3K | 5K | – |
| AMAZON COM INC | COM | 606K | 3K | – |
| AMERICAN AIRLS GROUP INC | COM | 6K | 500 | – |
| AMERICAN EXPRESS CO | COM | 10K | 42 | – |
| AMERICAN INTL GROUP INC | COM NEW | 12K | 157 | – |
| AMGEN INC | COM | 7K | 24 | – |
| AMPLIFY ETF TR | AMPLIFY ALTERNAT | 49K | 15K | – |
| ANALOG DEVICES INC | COM | 197K | 863 | – |
| ANGIODYNAMICS INC | COM | 27K | 5K | – |
| ANNEXON INC | COM | 1K | 300 | – |
| ANSYS INC | COM | 92K | 286 | – |
| ANTERO RESOURCES CORP | COM | 8K | 250 | – |
| AON PLC | SHS CL A | 3K | 10 | – |
| APPLE INC | COM | 1M | 7K | – |
| APTIV PLC | SHS | 7K | 100 | – |
| APTOSE BIOSCIENCES INC | COM | 228 | 300 | – |
| APYX MEDICAL CORPORATION | COM | 7K | 5K | – |
| AQUA METALS INC | COM | 6K | 20K | – |
| AQUABOUNTY TECHNOLOGIES INC | COM | 16 | 10 | – |
| AQUESTIVE THERAPEUTICS INC | COM | 130 | 50 | – |
| ARCHER AVIATION INC | COM CL A | 458 | 130 | – |
| ARDELYX INC | COM | 37K | 5K | – |
| ARISTA NETWORKS INC | COM | 13K | 37 | – |
| ARK ETF TR | INNOVATION ETF | 705 | 16 | – |
| ARK ETF TR | FINTECH INNOVA | 3K | 100 | – |
| ARK ETF TR | NEXT GNRTN INTER | 6K | 77 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 8K | 8 | – |
| ASPEN AEROGELS INC | COM | 6K | 250 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 7K | 93 | – |
| AT&T INC | COM | 45K | 2K | – |
| ATRICURE INC | COM | 2M | 70K | – |
| AURINIA PHARMACEUTICALS INC | COM | 521K | 91K | – |
| AUTOLIV INC | COM | 3K | 31 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 189K | 792 | – |
| AVINGER INC | COM NEW | 236 | 127 | – |
| AXOGEN INC | COM | 23K | 3K | – |
| AXONICS INC | COM | 12K | 175 | – |
| BAIDU INC | SPON ADR REP A | 9K | 102 | – |
| BALL CORP | COM | 6K | 96 | – |
| BANK AMERICA CORP | COM | 4K | 91 | – |
| BARCLAYS PLC | ADR | 2K | 171 | – |
| BARRICK GOLD CORP | COM | 19K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 162K | 399 | – |
| BEST BUY INC | COM | 189K | 2K | – |
| BEYOND MEAT INC | COM | 4K | 581 | – |
| BHP GROUP LTD | SPONSORED ADS | 1K | 22 | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 90K | 4K | – |
| BIG 5 SPORTING GOODS CORP | COM | 169 | 57 | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 6K | 75 | – |
| BIOVENTUS INC | COM CL A | 26K | 5K | – |
| BJS WHSL CLUB HLDGS INC | COM | 12K | 135 | – |
| BLACKROCK RES &COMMODITIES | SHS | 413 | 45 | – |
| BLUE OWL CAPITAL CORPORATION | COM | 10K | 665 | – |
| BLUEBIRD BIO INC | COM | 226 | 230 | – |
| BOEING CO | COM | 13K | 74 | – |
| BOOKING HOLDINGS INC | COM | 12K | 3 | – |
| BOSTON SCIENTIFIC CORP | COM | 21K | 274 | – |
| BP PLC | SPONSORED ADR | 3K | 79 | – |
| BRIGHTHOUSE FINL INC | COM | 217 | 5 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 45K | 1K | – |
| BROADCOM INC | COM | 11K | 7 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 50K | 254 | – |
| BROOKFIELD CORP | CL A LTD VT SH | 33 | 1 | – |
| BUILDERS FIRSTSOURCE INC | COM | 14K | 100 | – |
| CADENCE DESIGN SYSTEM INC | COM | 5K | 16 | – |
| CAMECO CORP | COM | 984 | 20 | – |
| CANOPY GROWTH CORP | COM NEW | 839 | 130 | – |
| CAREDX INC | COM | 7K | 475 | – |
| CARRIER GLOBAL CORPORATION | COM | 1K | 20 | – |
| CATERPILLAR INC | COM | 117K | 352 | – |
| CBOE GLOBAL MKTS INC | COM | 7K | 43 | – |
| CELSIUS HLDGS INC | COM NEW | 4K | 121 | – |
| CELULARITY INC | CL A NEW | 1K | 441 | – |
| CENTERPOINT ENERGY INC | COM | 3K | 86 | – |
| CENTERSPACE | COM | 10K | 153 | – |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 840K | 93K | – |
| CERENCE INC | COM | 28 | 10 | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 338 | 224 | – |
| CHEVRON CORP NEW | COM | 110K | 702 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 9K | 150 | – |
| CINTAS CORP | COM | 6K | 9 | – |
| CISCO SYS INC | COM | 67K | 1K | – |
| CITIGROUP INC | COM NEW | 375 | 6 | – |
| CLEVELAND-CLIFFS INC NEW | COM | 26K | 2K | – |
| CLOROX CO DEL | COM | 8K | 58 | – |
| CLOUDFLARE INC | CL A COM | 5K | 55 | – |
| CME GROUP INC | COM | 4K | 21 | – |
| CMS ENERGY CORP | COM | 9K | 144 | – |
| COCA COLA CO | COM | 59K | 930 | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 4K | 49 | – |
| COHERENT CORP | COM | 5K | 72 | – |
| COINBASE GLOBAL INC | COM CL A | 81K | 365 | – |
| COLGATE PALMOLIVE CO | COM | 291K | 3K | – |
| COMCAST CORP NEW | CL A | 60K | 2K | – |
| CONOCOPHILLIPS | COM | 11K | 98 | – |
| CONSTELLATION BRANDS INC | CL A | 9K | 36 | – |
| COPART INC | COM | 2K | 40 | – |
| CORBUS PHARMACEUTICALS HLDGS | COM NEW | 2K | 41 | – |
| CORNING INC | COM | 3K | 75 | – |
| CORTEVA INC | COM | 7K | 131 | – |
| COSTAR GROUP INC | COM | 98K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 326K | 384 | – |
| CRINETICS PHARMACEUTICALS IN | COM | 896K | 20K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 540 | 10 | – |
| CROCS INC | COM | 15K | 100 | – |
| CRONOS GROUP INC | COM | 5K | 2K | – |
| CROWDSTRIKE HLDGS INC | CL A | 13K | 35 | – |
| CSX CORP | COM | 10K | 305 | – |
| CUTERA INC | COM | 477 | 316 | – |
| CVS HEALTH CORP | COM | 109K | 2K | – |
| DANAHER CORPORATION | COM | 140K | 560 | – |
| DATADOG INC | CL A COM | 648 | 5 | – |
| DEERE &CO | COM | 42K | 111 | – |
| DELL TECHNOLOGIES INC | CL C | 3K | 25 | – |
| DELTA AIR LINES INC DEL | COM NEW | 49K | 1K | – |
| DEXCOM INC | COM | 344K | 3K | – |
| DIAGEO PLC | SPON ADR NEW | 14K | 112 | – |
| DIGITAL RLTY TR INC | COM | 2K | 10 | – |
| DIGITAL TURBINE INC | COM NEW | 515 | 310 | – |
| DISNEY WALT CO | COM | 138K | 1K | – |
| DNOW INC | COM | 2K | 110 | – |
| DOLLAR TREE INC | COM | 8K | 71 | – |
| DONEGAL GROUP INC | CL A | 1K | 113 | – |
| DOW INC | COM | 2K | 46 | – |
| DRAFTKINGS INC NEW | COM CL A | 81K | 2K | – |
| DUKE ENERGY CORP NEW | COM NEW | 501 | 5 | – |
| DUPONT DE NEMOURS INC | COM | 3K | 39 | – |
| DXC TECHNOLOGY CO | COM | 3K | 175 | – |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 8K | 750 | – |
| E L F BEAUTY INC | COM | 11K | 52 | – |
| EATON CORP PLC | SHS | 11K | 29 | – |
| EBAY INC. | COM | 6K | 110 | – |
| ECOLAB INC | COM | 492K | 2K | – |
| EDGEWELL PERS CARE CO | COM | 8K | 208 | – |
| ELI LILLY &CO | COM | 2M | 2K | – |
| ELME COMMUNITIES | SH BEN INT | 5K | 324 | – |
| EMERSON ELEC CO | COM | 10K | 95 | – |
| ENERGIZER HLDGS INC NEW | COM | 2K | 78 | – |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 716 | 52 | – |
| ENTERGY CORP NEW | COM | 2K | 23 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 12K | 428 | – |
| EOG RES INC | COM | 5K | 43 | – |
| ETF SER SOLUTIONS | US GLB JETS | 12K | 602 | – |
| ETFIS SER TR I | INFRAC ACT MLP | 1K | 32 | – |
| EVERCORE INC | CLASS A | 2K | 10 | – |
| EXELIXIS INC | COM | 1K | 51 | – |
| EXXON MOBIL CORP | COM | 356K | 3K | – |
| FASTENAL CO | COM | 135K | 2K | – |
| FEDEX CORP | COM | 27K | 91 | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 5K | 200 | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 1K | 15 | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 26K | 450 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 43K | 250 | – |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 12K | 150 | – |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 1K | 27 | – |
| FIDELITY COVINGTON TRUST | ENHANCED SMALL | 5K | 187 | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 9K | 201 | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 8K | 160 | – |
| FIGS INC | CL A | 3K | 600 | – |
| FIRST FINANCIAL NORTHWEST IN | COM | 6K | 262 | – |
| FIRST INDL RLTY TR INC | COM | 5K | 98 | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 22K | 210 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 35K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 38K | 1K | – |
| FISERV INC | COM | 4K | 30 | – |
| FIVE BELOW INC | COM | 32K | 295 | – |
| FMC CORP | COM NEW | 5K | 87 | – |
| FORD MTR CO DEL | COM | 44K | 4K | – |
| FRANCO NEV CORP | COM | 21K | 181 | – |
| FREEPORT-MCMORAN INC | CL B | 7K | 148 | – |
| FUBOTV INC | COM | 62 | 50 | – |
| GALLAGHER ARTHUR J &CO | COM | 7K | 28 | – |
| GAMESTOP CORP NEW | CL A | 1K | 50 | – |
| GE AEROSPACE | COM NEW | 19K | 122 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 3K | 40 | – |
| GE VERNOVA INC | COM | 5K | 30 | – |
| GEN DIGITAL INC | COM | 29 | 1 | – |
| GENERAL MLS INC | COM | 58K | 920 | – |
| GENTEX CORP | COM | 6K | 173 | – |
| GEO GROUP INC NEW | COM | 17K | 1K | – |
| GERON CORP | COM | 23K | 5K | – |
| GEVO INC | COM PAR | 1K | 3K | – |
| GIBRALTAR INDS INC | COM | 17K | 250 | – |
| GILEAD SCIENCES INC | COM | 8K | 117 | – |
| GITLAB INC | CLASS A COM | 5K | 100 | – |
| GLAUKOS CORP | COM | 44K | 375 | – |
| GLOBAL X FDS | CLOUD COMPUTNG | 501 | 25 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 16K | 525 | – |
| GLOBAL X FDS | ARTIFICIAL ETF | 2K | 50 | – |
| GLOBALSTAR INC | COM | 166K | 149K | – |
| GLOBANT S A | COM | 98K | 547 | – |
| GREEN DOT CORP | CL A | 19K | 2K | – |
| GRINDROD SHIPPING HOLDINGS L | SHS | 359 | 26 | – |
| GROWGENERATION CORP | COM | 4K | 2K | – |
| HALEON PLC | SPON ADS | 3K | 337 | – |
| HALOZYME THERAPEUTICS INC | COM | 2K | 30 | – |
| HASBRO INC | COM | 13K | 229 | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 595 | 66 | – |
| HEALTH CATALYST INC | COM | 8K | 1K | – |
| HEICO CORP NEW | COM | 202K | 904 | – |
| HERSHEY CO | COM | 3K | 18 | – |
| HOME DEPOT INC | COM | 80K | 231 | – |
| HONEYWELL INTL INC | COM | 2K | 10 | – |
| HOWMET AEROSPACE INC | COM | 7K | 87 | – |
| HSBC HLDGS PLC | SPON ADR NEW | 395K | 9K | – |
| HUNTINGTON BANCSHARES INC | COM | 77K | 6K | – |
| HUNTINGTON INGALLS INDS INC | COM | 9K | 36 | – |
| HYDROFARM HLDGS GROUP INC | COM | 14 | 20 | – |
| ICON PLC | SHS | 3K | 10 | – |
| IDEXX LABS INC | COM | 94K | 192 | – |
| IMMERSION CORP | COM | 3K | 369 | – |
| IMMUNITYBIO INC | COM | 253 | 40 | – |
| INFOSYS LTD | SPONSORED ADR | 968 | 52 | – |
| INFUSYSTEM HLDGS INC | COM | 19K | 3K | – |
| ING GROEP N.V. | SPONSORED ADR | 3K | 201 | – |
| INGLES MKTS INC | CL A | 2K | 30 | – |
| INSMED INC | COM PAR $.01 | 307K | 5K | – |
| INSPIRE MED SYS INC | COM | 6K | 45 | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 6K | 52 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 3K | 20 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 131K | 759 | – |
| INTERNATIONAL PAPER CO | COM | 2K | 51 | – |
| INTUIT | COM | 9K | 13 | – |
| INTUITIVE SURGICAL INC | COM NEW | 9K | 20 | – |
| INVESCO EXCH TRADED FD TR II | DORSEY WRGT SMLC | 4M | 49K | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 1K | 53 | – |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP ENE | 18K | 340 | – |
| INVESCO EXCH TRADED FD TR II | ALERIAN GLXY CRY | 20K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | ENERGY EXPLORATI | 13K | 400 | – |
| INVESCO EXCHANGE TRADED FD T | OIL &GAS SERVIC | 49K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 16K | 200 | – |
| INVESCO QQQ TR | UNIT SER 1 | 180K | 377 | – |
| INVITATION HOMES INC | COM | 10K | 275 | – |
| IRIDIUM COMMUNICATIONS INC | COM | 2K | 81 | – |
| ISHARES INC | MSCI EMERG MRKT | 13K | 228 | – |
| ISHARES INC | CORE MSCI EMKT | 37K | 684 | – |
| ISHARES TR | CORE S&P US VLU | 7M | 80K | – |
| ISHARES TR | RUSSELL 2000 ETF | 12M | 61K | – |
| ISHARES TR | 20 YR TR BD ETF | 1M | 12K | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 11K | – |
| ISHARES TR | CORE S&P SCP ETF | 9M | 85K | – |
| ISHARES TR | CORE S&P500 ETF | 60M | 110K | – |
| ISHARES TR | SP SMCP600VL ETF | 584K | 6K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 73K | – |
| ISHARES TR | RUS 2000 VAL ETF | 832K | 5K | – |
| ISHARES TR | EAFE VALUE ETF | 14M | 264K | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 8K | – |
| ISHARES TR | CORE MSCI EAFE | 213K | 3K | – |
| ISHARES TR | RUS MID CAP ETF | 221K | 3K | – |
| ISHARES TR | MRGSTR MD CP ETF | 91K | 1K | – |
| ISHARES TR | S&P MC 400VL ETF | 639K | 6K | – |
| ISHARES TR | 1 3 YR TREAS BD | 593K | 7K | – |
| ISHARES TR | RUS MD CP GR ETF | 3K | 28 | – |
| ISHARES TR | S&P 500 GRWT ETF | 27K | 297 | – |
| ISHARES TR | US REGNL BKS ETF | 8K | 200 | – |
| ISHARES TR | EAFE GRWTH ETF | 55K | 542 | – |
| ISHARES TR | S&P 100 ETF | 406K | 2K | – |
| ISHARES TR | MSCI ACWI ETF | 95K | 846 | – |
| ISHARES TR | MSCI EAFE ETF | 258K | 3K | – |
| ISHARES TR | DOW JONES US ETF | 15K | 115 | – |
| ISHARES TR | US HLTHCR PR ETF | 79K | 1K | – |
| ISHARES TR | RUS 1000 GRW ETF | 20K | 56 | – |
| ISHARES TR | U.S. REAL ES ETF | 33K | 375 | – |
| ISHARES TR | ISHARES BIOTECH | 75K | 547 | – |
| ISHARES TR | U.S. BAS MTL ETF | 850 | 6 | – |
| ISHARES TR | USD INV GRDE ETF | 168 | 3 | – |
| ISHARES TR | US OIL GS EX ETF | 17K | 172 | – |
| ISHARES TR | US HLTHCARE ETF | 18K | 300 | – |
| ISHARES TR | CORE MSCI TOTAL | 3K | 46 | – |
| ISHARES TR | CORE 1 5 YR USD | 663 | 14 | – |
| ISHARES TR | RUS 2000 GRW ETF | 26K | 100 | – |
| J P MORGAN EXCHANGE TRADED F | U S TECH LEADERS | 113K | 2K | – |
| JOBY AVIATION INC | COMMON STOCK | 510 | 100 | – |
| JOHNSON &JOHNSON | COM | 180K | 1K | – |
| JOHNSON CTLS INTL PLC | SHS | 11K | 160 | – |
| KEROS THERAPEUTICS INC | COM | 3K | 75 | – |
| KINROSS GOLD CORP | COM | 20K | 2K | – |
| KNIFE RIVER CORP | COMMON STOCK | 35K | 494 | – |
| KOREA ELEC PWR CORP | SPONSORED ADR | 709 | 100 | – |
| KORU MEDICAL SYSTEMS INC | COM | 320K | 121K | – |
| KT CORP | SPONSORED ADR | 1K | 104 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 158 | 6 | – |
| LENSAR INC | COM | 25K | 6K | – |
| LINDE PLC | SHS | 9K | 21 | – |
| LIQUIDIA CORPORATION | COM NEW | 120 | 10 | – |
| LISTED FD TR | HORIZON KINETICS | 5K | 162 | – |
| LITHIA MTRS INC | COM | 5K | 18 | – |
| LKQ CORP | COM | 7K | 159 | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 3K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 84K | 181 | – |
| LUCID GROUP INC | COM | 2K | 750 | – |
| LUMENTUM HLDGS INC | COM | 5K | 100 | – |
| M &T BK CORP | COM | 10K | 67 | – |
| MACROGENICS INC | COM | 2K | 400 | – |
| MADISON SQUARE GARDEN ENTMT | COM CL A | 616 | 18 | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 2K | 12 | – |
| MAGNITE INC | COM | 30K | 2K | – |
| MAIN STR CAP CORP | COM | 2K | 34 | – |
| MAPLEBEAR INC | COM | 3K | 100 | – |
| MARATHON DIGITAL HOLDINGS IN | COM | 993 | 50 | – |
| MARRIOTT INTL INC NEW | CL A | 62K | 255 | – |
| MARSH &MCLENNAN COS INC | COM | 65K | 308 | – |
| MARTIN MARIETTA MATLS INC | COM | 6K | 11 | – |
| MARVELL TECHNOLOGY INC | COM | 30K | 429 | – |
| MASTERCARD INCORPORATED | CL A | 97K | 219 | – |
| MATTERPORT INC | COM CL A | 447 | 100 | – |
| MCDONALDS CORP | COM | 14K | 55 | – |
| MCKESSON CORP | COM | 9K | 16 | – |
| MDU RES GROUP INC | COM | 42K | 2K | – |
| MEDTRONIC PLC | SHS | 123K | 2K | – |
| MEI PHARMA INC | COM | 849 | 292 | – |
| MERCADOLIBRE INC | COM | 16K | 10 | – |
| MERCK &CO INC | COM | 2K | 20 | – |
| META PLATFORMS INC | CL A | 76K | 150 | – |
| METALLUS INC | COM | 30K | 1K | – |
| MGM RESORTS INTERNATIONAL | COM | 25K | 572 | – |
| MICRON TECHNOLOGY INC | COM | 32K | 242 | – |
| MICROSOFT CORP | COM | 1M | 3K | – |
| MICROSTRATEGY INC | CL A NEW | 33K | 24 | – |
| MID-AMER APT CMNTYS INC | COM | 13K | 91 | – |
| MIMEDX GROUP INC | COM | 21K | 3K | – |
| MIND MEDICINE MINDMED INC | COM NEW | 562 | 78 | – |
| MIRUM PHARMACEUTICALS INC | COM | 9K | 265 | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 3K | 289 | – |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 3K | 100 | – |
| MONGODB INC | CL A | 5K | 20 | – |
| MOODYS CORP | COM | 6K | 15 | – |
| MOSAIC CO NEW | COM | 2K | 81 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 2K | 5 | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 5K | 84 | – |
| NEOGENOMICS INC | COM NEW | 1M | 93K | – |
| NETFLIX INC | COM | 22K | 36 | – |
| NEUROCRINE BIOSCIENCES INC | COM | 6K | 40 | – |
| NEW YORK CMNTY BANCORP INC | COM | 323 | 100 | – |
| NEXTERA ENERGY INC | COM | 16K | 225 | – |
| NIKE INC | CL B | 6K | 130 | – |
| NIKOLA CORP | COM NEW | 164 | 20 | – |
| NOV INC | COM | 8K | 442 | – |
| NOVARTIS AG | SPONSORED ADR | 4K | 36 | – |
| NOVO-NORDISK A S | ADR | 5K | 35 | – |
| NRG ENERGY INC | COM NEW | 9K | 112 | – |
| NVIDIA CORPORATION | COM | 1M | 11K | – |
| NXP SEMICONDUCTORS N V | COM | 9K | 33 | – |
| OCCIDENTAL PETE CORP | COM | 774 | 12 | – |
| OCULAR THERAPEUTIX INC | COM | 3K | 397 | – |
| OMNIAB INC | COM | 19K | 5K | – |
| OMNICELL COM | COM | 3K | 100 | – |
| ON HLDG AG | NAMEN AKT A | 3K | 67 | – |
| ON SEMICONDUCTOR CORP | COM | 8K | 116 | – |
| ONEMAIN HLDGS INC | COM | 1K | 23 | – |
| ONTO INNOVATION INC | COM | 7K | 31 | – |
| OPTIMIZERX CORP | COM NEW | 1K | 100 | – |
| OPTINOSE INC | COM | 26K | 25K | – |
| OPTION CARE HEALTH INC | COM NEW | 11K | 383 | – |
| ORACLE CORP | COM | 25K | 174 | – |
| ORASURE TECHNOLOGIES INC | COM | 426 | 100 | – |
| OREILLY AUTOMOTIVE INC | COM | 10K | 9 | – |
| ORTHOFIX MED INC | COM | 75K | 6K | – |
| ORTHOPEDIATRICS CORP | COM | 22K | 750 | – |
| OTTER TAIL CORP | COM | 28K | 323 | – |
| OUSTER INC | COM NEW | 403 | 41 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 9K | 343 | – |
| PALO ALTO NETWORKS INC | COM | 7K | 22 | – |
| PARAGON 28 INC | COM | 661K | 97K | – |
| PARKER-HANNIFIN CORP | COM | 6K | 11 | – |
| PATTERSON-UTI ENERGY INC | COM | 48 | 5 | – |
| PAYCOM SOFTWARE INC | COM | 27K | 187 | – |
| PAYCOR HCM INC | COM | 98K | 8K | – |
| PAYPAL HLDGS INC | COM | 6K | 105 | – |
| PEBBLEBROOK HOTEL TR | COM | 332 | 24 | – |
| PELOTON INTERACTIVE INC | CL A COM | 642 | 190 | – |
| PENN ENTERTAINMENT INC | COM | 10K | 505 | – |
| PENNYMAC FINL SVCS INC NEW | COM | 10K | 105 | – |
| PEPSICO INC | COM | 163K | 986 | – |
| PERFORMANT FINL CORP | COM | 2M | 786K | – |
| PFIZER INC | COM | 113K | 4K | – |
| PHILIP MORRIS INTL INC | COM | 14K | 143 | – |
| PHILLIPS 66 | COM | 12K | 84 | – |
| PIPER SANDLER COMPANIES | COM | 8K | 34 | – |
| PLIANT THERAPEUTICS INC | COM | 726K | 68K | – |
| PLUG POWER INC | COM NEW | 466 | 200 | – |
| PRELUDE THERAPEUTICS INC | COM | 191 | 50 | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 24K | 310 | – |
| PROCTER AND GAMBLE CO | COM | 842K | 5K | – |
| PROSHARES TR | SHORT S&P 500 NE | 40K | 4K | – |
| PROTHENA CORP PLC | SHS | 341K | 17K | – |
| PROTO LABS INC | COM | 307K | 10K | – |
| PRUDENTIAL FINL INC | COM | 9K | 78 | – |
| PRUDENTIAL PLC | ADR | 5K | 265 | – |
| QIAGEN NV | SHS NEW | 2K | 48 | – |
| QUALCOMM INC | COM | 9K | 44 | – |
| QUALIGEN THERAPEUTICS INC | COM NEW | 1K | 8K | – |
| QUANTA SVCS INC | COM | 3K | 10 | – |
| QUIDELORTHO CORP | COM | 143K | 4K | – |
| RB GLOBAL INC | COM | 92K | 1K | – |
| REALTY INCOME CORP | COM | 11K | 205 | – |
| REDDIT INC | CL A | 575 | 9 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 64K | 310 | – |
| RELX PLC | SPONSORED ADR | 5K | 102 | – |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 3K | 87 | – |
| RETAIL OPPORTUNITY INVTS COR | COM | 2K | 156 | – |
| RH | COM | 978 | 4 | – |
| RIO TINTO PLC | SPONSORED ADR | 7K | 100 | – |
| RIOT PLATFORMS INC | COM | 1K | 160 | – |
| RITHM CAPITAL CORP | COM NEW | 5K | 417 | – |
| ROBERT HALF INC. | COM | 8K | 131 | – |
| ROBLOX CORP | CL A | 6K | 150 | – |
| ROPER TECHNOLOGIES INC | COM | 13K | 23 | – |
| RPM INTL INC | COM | 11K | 101 | – |
| RTX CORPORATION | COM | 10K | 95 | – |
| S&P GLOBAL INC | COM | 134K | 300 | – |
| SALESFORCE INC | COM | 5K | 20 | – |
| SANOFI | SPONSORED ADR | 9K | 182 | – |
| SAP SE | SPON ADR | 5K | 25 | – |
| SCHLUMBERGER LTD | COM STK | 12K | 257 | – |
| SCHWAB CHARLES CORP | COM | 18K | 250 | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 53K | 840 | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 36K | 568 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 8K | 200 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5K | 61 | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 51K | 510 | – |
| SCYNEXIS INC | COM NEW | 2K | 1K | – |
| SEA LTD | SPONSORD ADS | 2K | 30 | – |
| SEASTAR MEDICAL HOLDING CORP | COM NEW | 152 | 20 | – |
| SELECT SECTOR SPDR TR | ENERGY | 79K | 868 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 10K | 70 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 147K | 2K | – |
| SEMPRA | COM | 7K | 88 | – |
| SERVICENOW INC | COM | 11K | 14 | – |
| SHELL PLC | SPON ADS | 23K | 316 | – |
| SHERWIN WILLIAMS CO | COM | 6K | 21 | – |
| SHOPIFY INC | CL A | 40K | 601 | – |
| SI-BONE INC | COM | 246K | 19K | – |
| SINCLAIR INC | CL A | 9K | 670 | – |
| SITIO ROYALTIES CORP | CLASS A COM | 4K | 149 | – |
| SLEEP NUMBER CORP | COM | 51K | 5K | – |
| SMART SAND INC | COM | 1K | 500 | – |
| SMITH &NEPHEW PLC | SPDN ADR NEW | 2K | 65 | – |
| SMITH &WESSON BRANDS INC | COM | 720 | 50 | – |
| SNAP INC | CL A | 3K | 205 | – |
| SNDL INC | COM | 6K | 3K | – |
| SNOWFLAKE INC | CL A | 20K | 145 | – |
| SOLVENTUM CORP | COM SHS | 119K | 2K | – |
| SONY GROUP CORP | SPONSORED ADR | 5K | 64 | – |
| SOUNDHOUND AI INC | CLASS A COM | 2K | 404 | – |
| SOUTHERN CO | COM | 56K | 717 | – |
| SOUTHWEST AIRLS CO | COM | 7K | 259 | – |
| SOW GOOD INC | COM | 5K | 240 | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 851K | 23K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 625K | 1K | – |
| SPDR SER TR | S&P BIOTECH | 206K | 2K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 100 | 1 | – |
| SPDR SER TR | RUSSELL LOW VOL | 9K | 75 | – |
| SPDR SER TR | S&P REGL BKG | 10K | 202 | – |
| SPHERE ENTERTAINMENT CO | CL A | 631 | 18 | – |
| SPIRIT AIRLS INC | COM | 50 | 14 | – |
| STARBUCKS CORP | COM | 34K | 441 | – |
| STARWOOD PPTY TR INC | COM | 1K | 71 | – |
| STELLANTIS N.V | SHS | 2K | 115 | – |
| STERIS PLC | SHS USD | 30K | 135 | – |
| STEVANATO GROUP S P A | ORD SHS | 10K | 550 | – |
| STRYKER CORPORATION | COM | 15K | 43 | – |
| SUTRO BIOPHARMA INC | COM | 7K | 2K | – |
| SYLVAMO CORP | COMMON STOCK | 281 | 4 | – |
| SYNAPTICS INC | COM | 24K | 269 | – |
| SYNOPSYS INC | COM | 11K | 18 | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 4K | 23 | – |
| TANDEM DIABETES CARE INC | COM NEW | 1M | 27K | – |
| TARGET CORP | COM | 53K | 356 | – |
| TECHNIPFMC PLC | COM | 2K | 89 | – |
| TELA BIO INC | COM | 37K | 8K | – |
| TELLURIAN INC NEW | COM | 1 | 1 | – |
| TERADYNE INC | COM | 13K | 84 | – |
| TESLA INC | COM | 242K | 1K | – |
| TEXAS INSTRS INC | COM | 7K | 37 | – |
| THE TRADE DESK INC | COM CL A | 8K | 87 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 55K | 99 | – |
| TILRAY BRANDS INC | COM | 3K | 2K | – |
| TJX COS INC NEW | COM | 8K | 76 | – |
| TKO GROUP HOLDINGS INC | CL A | 6K | 54 | – |
| TORO CO | COM | 8K | 89 | – |
| TRANE TECHNOLOGIES PLC | SHS | 1K | 4 | – |
| TRANSALTA CORP | COM | 362 | 51 | – |
| TRANSMEDICS GROUP INC | COM | 6K | 40 | – |
| TRAVELERS COMPANIES INC | COM | 1M | 5K | – |
| TRUMP MEDIA &TECHNOLOGY GRO | COM | 6K | 185 | – |
| TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 2K | 310 | – |
| TWILIO INC | CL A | 568 | 10 | – |
| TWO HBRS INVT CORP | COM | 6K | 424 | – |
| TYLER TECHNOLOGIES INC | COM | 108K | 215 | – |
| UBER TECHNOLOGIES INC | COM | 223K | 3K | – |
| UBS AG JERSEY BRANCH | ETRACS SILVER SH | 27 | 0 | – |
| UIPATH INC | CL A | 0 | 20 | – |
| UNDER ARMOUR INC | CL A | 280 | 42 | – |
| UNDER ARMOUR INC | CL C | 274 | 42 | – |
| UNILEVER PLC | SPON ADR NEW | 4K | 70 | – |
| UNITED AIRLS HLDGS INC | COM | 24K | 500 | – |
| UNITED PARCEL SERVICE INC | CL B | 7K | 54 | – |
| UNITEDHEALTH GROUP INC | COM | 155K | 304 | – |
| US BANCORP DEL | COM NEW | 1M | 28K | – |
| VALE S A | SPONSORED ADS | 2K | 183 | – |
| VALERO ENERGY CORP | COM | 94K | 600 | – |
| VANECK ETF TRUST | OIL SERVICES ETF | 40K | 125 | – |
| VANECK ETF TRUST | BIOTECH ETF | 13K | 80 | – |
| VANECK ETF TRUST | SOCIAL SENTIMENT | 11K | 505 | – |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 15K | 219 | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 416K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 778K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 627K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 16K | 65 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 52K | 237 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 19K | 50 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 21K | 483 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 27K | 461 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 1K | 12 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 13K | 153 | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 197 | 4 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 34K | 184 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 33K | 667 | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 13K | 91 | – |
| VANGUARD WORLD FD | INF TECH ETF | 23K | 40 | – |
| VANGUARD WORLD FD | ENERGY ETF | 9K | 70 | – |
| VEEVA SYS INC | CL A COM | 76K | 416 | – |
| VENTAS INC | COM | 1K | 20 | – |
| VERACYTE INC | COM | 16K | 750 | – |
| VERALTO CORP | COM SHS | 18K | 186 | – |
| VERISK ANALYTICS INC | COM | 49K | 182 | – |
| VERIZON COMMUNICATIONS INC | COM | 3K | 72 | – |
| VERTEX ENERGY INC | COM | 326 | 345 | – |
| VERTEX PHARMACEUTICALS INC | COM | 10K | 22 | – |
| VERTIV HOLDINGS CO | COM CL A | 11K | 132 | – |
| VIATRIS INC | COM | 5K | 491 | – |
| VIPER ENERGY INC | CL A | 25K | 653 | – |
| VIRTUS CONVERTIBLE &INC FD | COM | 14K | 5K | – |
| VISA INC | COM CL A | 123K | 470 | – |
| WABTEC | COM | 10K | 63 | – |
| WALMART INC | COM | 14K | 204 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 4K | 472 | – |
| WEBSTER FINL CORP | COM | 120K | 3K | – |
| WEC ENERGY GROUP INC | COM | 8K | 100 | – |
| WELLS FARGO CO NEW | COM | 4M | 75K | – |
| WENDYS CO | COM | 2 | 0 | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 138K | 420 | – |
| WESTPORT FUEL SYSTEMS INC | COM | 2K | 350 | – |
| WHEATON PRECIOUS METALS CORP | COM | 54K | 1K | – |
| WHIRLPOOL CORP | COM | 4K | 41 | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 19K | 447 | – |
| WISDOMTREE TR | INTL LRGCAP DV | 1K | 26 | – |
| WISDOMTREE TR | INDIA ERNGS FD | 3K | 67 | – |
| WIX COM LTD | SHS | 33K | 210 | – |
| WORKDAY INC | CL A | 103K | 459 | – |
| WW INTL INC | COM | 187 | 160 | – |
| X4 PHARMACEUTICALS INC | COM | 104 | 180 | – |
| XCEL ENERGY INC | COM | 614K | 12K | – |
| XENCOR INC | COM | 6K | 300 | – |
| XENIA HOTELS &RESORTS INC | COM | 10K | 712 | – |
| XENON PHARMACEUTICALS INC | COM | 195K | 5K | – |
| XPEL INC | COM | 711 | 20 | – |
| Y-MABS THERAPEUTICS INC | COM | 3K | 220 | – |
| YUM BRANDS INC | COM | 31K | 235 | – |
| YUM CHINA HLDGS INC | COM | 7K | 226 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 11K | 36 | – |
| ZENTALIS PHARMACEUTICALS INC | COM | 532 | 130 | – |
| ZOETIS INC | CL A | 15K | 85 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 58K | 972 | – |
| ZSCALER INC | COM | 9K | 46 | – |
| ZYMEWORKS INC | COM | 2K | 280 | – |