SYMFONIE CAPITAL / SYMFONIE INVESTMENT ADVISORS
SYMFONIE CAPITAL, LTD Legal Name
Adviser information for SYMFONIE CAPITAL / SYMFONIE INVESTMENT ADVISORS last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $500,000 |
| Non-Discretionary | 2 | $500,000 |
| Total | 12 | $1.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $500,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $500,000 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-76905 |
|---|---|
| SEC ERA File Number | 801-76905 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164567 |
| Legal Entity Identifier | 549300D8E0PTV4J2O4 |
Principal Office
124 CITY ROADLONDON
United Kingdom
Monday - Friday, 9 AM - 6 PM
Tel: +447887998248, Fax: None
Websites
Chief Compliance Officer
MICHAEL SONENSHINE
124 CITY ROAD
LONDON
United Kingdom
Tel:
+447887998248
M**********@******************M
(Full email address available in API data)
Industry Affiliates
| MARKITLEND | Other investment adviser, including financial planners |
| PORTIA INVESTMENT ADVSORS LTD | Other investment adviser, including financial planners |
| SYMFONIE CAPITAL / SYMFONIE INVESTMENT ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SONENSHINE, MICHAEL, ADAM | Individual | – | MEMBER / MANAGING DIRECTOR | 05/2012 | > 75% |
| SONENSHINE, MICHAEL, ADAM | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER / MEMBER | 05/2012 | > 75% |