PARADICE INVESTMENT MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	JUNE
Legal Location	Delaware, United States

Employees

Total Number of Employees	19
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	12	$2.9B
Non-Discretionary	0	$0
Total	12	$2.9B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	8	$1.4B
Pension and profit sharing plans	<5	$970.8M
Charitable organizations	0	$0
State or municipal gov entities	<5	$493.0M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	67

Services

Advisory Services	Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-76920
SEC ERA File Number	801-76920
SEC CIK Numbers	1620275
SEC CRD Numbers	164411
Legal Entity Identifier	549300Q2Y8Y5KS2KP076

Principal Office

250 FILLMORE ST
SUITE 425
DENVER
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic