Hedge Fund Database

AFT, FORSYTH & SOBER, LLC

Adviser information for AFT, FORSYTH & SOBER, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $31.6M
Non-Discretionary 1 $250.8M
Total 9 $282.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 7 $163.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $114.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-76925
SEC ERA File Number 801-76925
SEC CIK Numbers 1569656, 1566801
SEC CRD Numbers 162858
Legal Entity Identifier None

Principal Office

4355 LYNX PAW TRAIL
VALRICO
FL
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 813-684-9218, Fax: 813-684-9274

Chief Compliance Officer

LARRY N. AFT
MEMBER
777 SOUTH FLAGLER DRIVE
SUITE 805E
WEST PALM BEACH
FL
United States
Tel: (561) 296-6680
Fax: (561) 296-6684
(Full email address available in API data)

Regulatory Contact

CHARLES T. SOBER, JR.
PRESIDENT/PRINCIPAL
4355 LYNX PAW TRAIL
VALRICO
FL
United States
Tel: (813) 684-9218
Fax: (813) 684-9274
(Full email address available in API data)

Industry Affiliates

AFT, FORSYTH AND COMPANY, INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AFT, LARRY, NORMAN Individual – MEMBER/CHIEF COMPLIANCE OFFICER 01/2012 < 5%
SOBER, CHARLES, TOWNSEND Individual – PRESIDENT/PRINCIPAL/MANAGING MEMBER 01/2012 > 75%
SOBER, JANET, GROVES Individual – OWNER/MEMBER 01/2012 25-50%

No. Employees, Historic

10502020202120222023202420253 on 3/27/20203 on 6/11/20202 on 3/31/20212 on 9/20/20213 on 3/29/20222 on 3/31/20232 on 3/5/2024

RAUM, Historic

300M150M0202020212022202320242025278886061 on 3/27/2020278886061 on 6/11/2020249792157 on 3/31/2021249792157 on 9/20/2021295015177 on 3/29/2022247800840 on 3/31/2023282420983 on 3/5/2024

No. Clients, Historic

2010020202021202220232024202519 on 3/27/202019 on 6/11/202010 on 3/31/202110 on 9/20/202112 on 3/29/20229 on 3/31/20237 on 3/5/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 2M 11K –
ALPHABET INC CAP STK CL A 3M 18K –
AMAZON COM INC COM 3M 15K –
AMERICAN TOWER CORP NEW COM 1M 6K –
APPLE INC COM 7M 32K –
ARM HOLDINGS PLC SPONSORED ADS 1M 8K –
BANK AMERICA CORP COM 853K 21K –
BANK NEW YORK MELLON CORP COM 2M 32K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BLACKROCK INC COM 1M 2K –
BLACKSTONE GROUP COM 322K 3K –
BROADCOM INC COM 4M 2K –
CDW CORP COM 2M 9K –
CME GROUP INC COM 1M 6K –
CSX CORP COM 1M 37K –
CADENCE DESIGN SYSTEM INC COM 2M 8K –
CANADIAN PACIFIC KANSAS CITY COM 1M 15K –
CHESAPEAKE ENERGY CORP COM 1M 14K –
CHEVRON CORP NEW COM 2M 13K –
CONOCOPHILLIPS COM 3M 26K –
COSTCO WHSL CORP NEW COM 2M 3K –
DIAMONDBACK ENERGY INC COM 3M 16K –
EOG RES INC COM 2M 18K –
EXXON MOBIL CORP COM 3M 26K –
META PLATFORMS INC CL A 3M 7K –
FIRST TR S&P REIT INDEX FD COM 4M 159K –
FIRST TR EXCHANGE TRADED FD INDXX NAT RE ETF 3M 225K –
FIRST TR NAS100 EQ WEIGHTED SHS 971K 8K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 2M 65K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 8M 250K –
FORTINET INC COM 2M 30K –
GARTNER INC COM 2M 5K –
GOLDMAN SACHS GROUP INC COM 3M 6K –
HALLIBURTON CO COM 2M 53K –
HCA HEALTHCARE INC COM 3M 10K –
HOME DEPOT INC COM 1M 4K –
INVESCO QQQ TR UNIT SER 1 32M 66K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 15M 93K –
ISHARES TR CORE S&P TTL STK 8M 71K –
ISHARES TR CORE S&P MCP ETF 14M 233K –
ISHARES TR U.S. REAL ES ETF 215K 2K –
ISHARES TR CORE S&P SCP ETF 10M 95K –
JPMORGAN CHASE & CO. COM 3M 13K –
JOHNSON & JOHNSON COM 1M 7K –
KLA CORP COM NEW 3M 4K –
KKR & CO INC COM 495K 5K –
MARATHON OIL CORP COM 3M 119K –
MARVELL TECHNOLOGY INC COM 2M 31K –
MASTERCARD INCORPORATED CL A 1M 3K –
MCKESSON CORP COM 3M 5K –
MERCK & CO INC COM 2M 13K –
MICROSOFT CORP COM 9M 21K –
MOODYS CORP COM 2M 4K –
MORGAN STANLEY COM NEW 1M 15K –
NETFLIX INC COM 1M 2K –
NORFOLK SOUTHN CORP COM 1M 5K –
NVIDIA CORPORATION COM 17M 140K –
OCCIDENTAL PETE CORP COM 2M 26K –
OLD DOMINION FREIGHT LINE IN COM 2M 10K –
PNC FINL SVCS GROUP INC COM 2M 10K –
PACER FDS TR TRENDP US LAR CP 3M 68K –
PACER FDS TR TRENDPILOT 100 4M 56K –
PALO ALTO NETWORKS INC COM 3M 8K –
PFIZER INC COM 795K 28K –
RAYMOND JAMES FINL INC COM 2M 16K –
SPDR S&P 500 ETF TR TR UNIT 26M 49K –
SALESFORCE INC COM 2M 9K –
SCHLUMBERGER LTD COM STK 2M 38K –
SELECT SECTOR SPDR TR ENERGY 7M 80K –
SELECT SECTOR SPDR TR FINANCIAL 822K 20K –
SERVICENOW INC COM 3M 4K –
SHERWIN WILLIAMS CO COM 1M 4K –
STATE STR CORP COM 1M 20K –
THERMO FISHER SCIENTIFIC INC COM 2M 3K –
UNION PAC CORP COM 1M 6K –
UNITEDHEALTH GROUP INC COM 2M 5K –
VANECK ETF TRUST SEMICONDUCTR ETF 3M 13K –
VISA INC COM CL A 1M 5K –
WELLS FARGO CO NEW COM 3M 50K –