BIMINI ADVISORS, LLC
Adviser information for BIMINI ADVISORS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $4.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-76949 |
|---|---|
| SEC ERA File Number | 801-76949 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164944 |
| Legal Entity Identifier | None |
Principal Office
3305 FLAMINGO DRIVEVERO BEACH
FL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 772-231-1400, Fax: 772-231-8896
Chief Compliance Officer
ROBERT CAULEY
PRESIDENT
3305 FLAMINGO DR.
VERO BEACH
FL
United States
Tel:
772-231-1400
Fax:
772-231-8896
R******@****************M
(Full email address available in API data)
Regulatory Contact
JERRY SINTES
VP - CONTROLLER
3305 FLAMINGO DR.
VERO BEACH
FL
United States
Tel:
772-231-1400
Fax:
772-231-8896
J******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BIMINI ADVISORS HOLDING LLC | Domestic Entity | – | MEMBER | 07/2012 | > 75% |
| CAULEY, ROBERT, EDWARD | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/2011 | < 5% |
| BIMINI CAPITAL MANAGEMENT, INC | Domestic Entity | BIMINI ADVISORS HOLDING LLC | SHAREHOLDER | 07/2012 | > 75% |
| HAAS, GEORGE, HUNTER | Individual | – | CHIEF FINANCIAL OFFICER | 02/2013 | < 5% |