12TH STREET ASSET MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	597	$545.8M
Non-Discretionary	0	$0
Total	597	$545.8M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	592	$261.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$53.3M
Pension and profit sharing plans	<5	$231.4M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	17
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	63.3M
Both for Same	0

Portfolio Manager to Program	Sponsor
UBS ACCESS	UBS SECURITIES LLC
LOCKWOOD	LOCKWOOD CAPITAL MANAGEMENT, INC

Identifiers

SEC RIA File Number	801-76968
SEC ERA File Number	801-76968
SEC CIK Numbers	1633703
SEC CRD Numbers	153528
Legal Entity Identifier	None

Principal Office

102 WOODMONT BLVD.
SUITE 460
NASHVILLE
TN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic