Hedge Fund Database

TUTTLE CAPITAL MANAGEMENT, LLC

Adviser information for TUTTLE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12 $680.9M
Non-Discretionary 0 $0
Total 12 $680.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 12 $680.9M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for businesses or institutional clientsSUB-ADVISORY SERVICES TO OTHER REGISTERED INVESTMENT ADVISERS
Compensation % of AUMLICENSING FEES

Identifiers

SEC RIA File Number 801-76982
SEC ERA File Number 801-76982
SEC CIK Numbers 1581641
SEC CRD Numbers 164937
Legal Entity Identifier 9845000D509661HOF540

Principal Office

155 LOCKWOOD ROAD
RIVERSIDE
CT
United States
Monday - Friday, BY APPOINTMENT
Tel: 888-723-2821, Fax: None

Websites

tuttlecap.com/ www.spcxetf.com/the-fund/ www.tglretf.com/ brendanwoodtopgunetf.com/ www.nationalsecurityindex.com/ www.shortregionalbanks.com/ www.rexshares.com/trex/

Chief Compliance Officer

MARK DEANGELIS
SENIOR CONSULTANT
522 CLIFF LANE
MALVERN
PA
United States
Tel: 410-350-1106
(Full email address available in API data)

Regulatory Contact

MATTHEW TUTTLE
CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER
155 LOCKWOOD ROAD
RIVERSIDE
CT
United States
Tel: 347-852-0548
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TUTTLE, MATTHEW, BENJAMIN Individual – MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER 07/2012 > 75%
Deangelis, Mark, Joseph Individual – CHIEF COMPLIANCE OFFICER 06/2022 < 5%

No. Employees, Historic

105020192020202120222023202420255 on 7/10/20195 on 8/7/20196 on 1/16/20206 on 6/22/20206 on 9/1/20205 on 11/4/20205 on 1/14/20215 on 3/17/20215 on 3/23/20214 on 10/5/20214 on 3/2/20224 on 6/1/20223 on 3/27/20233 on 11/11/20234 on 3/21/2024

RAUM, Historic

700M350M02019202020212022202320242025489870640 on 7/10/2019489870640 on 8/7/2019311782424 on 1/16/2020209251074 on 6/22/2020209251074 on 9/1/2020205944179 on 11/4/2020192287508 on 1/14/2021192287508 on 3/17/2021192287508 on 3/23/2021157310232 on 10/5/2021205181792 on 3/2/2022205181792 on 6/1/2022332902460 on 3/27/2023332902460 on 11/11/2023680855217 on 3/21/2024

No. Clients, Historic

20100201920202021202220232024202510 on 7/10/201910 on 8/7/201910 on 1/16/202012 on 6/22/202012 on 9/1/202012 on 11/4/202011 on 1/14/202111 on 3/17/202111 on 3/23/202116 on 10/5/202118 on 3/2/202218 on 6/1/20229 on 3/27/20239 on 11/11/202312 on 3/21/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
A SPAC II ACQUISITION CORP ORD SHS CL A 606K 70K –
A SPAC II ACQUISITION CORP RIGHT 10/15/2026 2K 32K –
ALPHA TAU MEDICAL LTD ORDINARY SHARES 3K 12K –
ALPHABET INC CAP STK CL C 276K 2K –
AMAZON COM INC COM 259K 1K –
ATHENA TECHNOLOGY ACQ CORP I COM CL A 555 15K –
AURA FAT PROJS ACQUISITION C CLASS A ORD 509K 95K –
BANNIX ACQUISITION CORP COM 552K 50K –
BLEUACACIA LTD CLASS A ORD SHS 320K 30K –
BROOKFIELD CORP CL A LTD VT SH 247K 6K –
CANADIAN PACIFIC KANSAS CITY COM 222K 3K –
COLOMBIER ACQUISITION CORP I COM SHS CL A 310K 30K –
COMPASS DIGITAL ACQUISITN CO CLASS A ORD 216K 20K –
COSTCO WHSL CORP NEW COM 275K 340 –
CROWDSTRIKE HLDGS INC CL A 282K 900 –
DANAHER CORPORATION COM 243K 947 –
DIH HLDG US INC CL A 6K 44K –
ECD AUTOMOTIVE DESIGN INC COM 3K 19K –
ESH ACQUISITION CORP COM 521K 50K –
ESH ACQUISITION CORP RIGHT 99/99/9999 4K 35K –
FOCUS IMPACT BH3 ACQUISITION CLASS A COM 318K 30K –
FORTUNE RISE ACQUISITION COR CL A 2M 150K –
FOUR LEAF ACQUISITION CORP COM CL A 328K 30K –
FREIGHTOS LTD ORD SHS 7K 43K –
FTAC EMERALD ACQUISITION COR CLASS A COM 327K 30K –
GENERATION ASIA I ACQUISITIO CL A ORD SHS 337K 30K –
HAYMAKER ACQUISITION CORP IV CLASS A 211K 20K –
HCA HEALTHCARE INC COM 231K 681 –
HEALTHCARE AI ACQUISITION CO CLASS A ORD SHS 449K 40K –
HENNESSY CAPITAL INVST CORP CLASS A COM 316K 30K –
HOME DEPOT INC COM 215K 641 –
HYZON MOTORS INC COM CL A 453 14K –
INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 2K 43K –
ISRAEL ACQUISITIONS CORP CLASS A ORD 386K 70K –
JPMORGAN CHASE & CO. COM 262K 1K –
KERNEL GROUP HOLDINGS INC CL A SHS 2K 16K –
MARSH & MCLENNAN COS INC COM 242K 1K –
MASTERCARD INCORPORATED CL A 234K 523 –
METAL SKY STAR ACQUISITION C ORDINARY SHARES 451K 40K –
METALS ACQUISITION LIMITED ORD SHS 181K 40K –
MICROSOFT CORP COM 245K 591 –
NEW HORIZON AIRCRAFT LTD COM 428 12K –
NEWBURY STREET ACQUISITN COR COM 1K 20K –
NORTHVIEW ACQUISITION CORP COM 919 13K –
NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 2K 26K –
NVIDIA CORPORATION COM 504K 460 –
ONYX ACQUISITION CO I SHS CL A 336K 30K –
P3 HEALTH PARTNERS INC COM CL A 546 12K –
PERCEPTION CAPITAL CORP III CLASS A ORD SHS 325K 30K –
PINSTRIPES HOLDINGS INC CL A COM 2K 16K –
PONO CAP TWO INC COM CL A 1K 14K –
PROGRESSIVE CORP COM 291K 1K –
RBB FD INC US TREAS 3 MNTH 1M 20K –
ROTH CH ACQUISITION V CO COM 329K 30K –
ROYAL BK CDA COM 241K 2K –
SATIXFY COMMUNICATIONS LTD ORD SHS 32 21K –
SILVERBOX CORP III COM CL A 423K 40K –
SONDER HOLDINGS INC CL A NEW 104 10K –
SPARK I ACQUISITION CORP UNIT 09/28/2028 165K 15K –
TARGET GLOBAL ACQUISI I CORP CLASS A ORD SHS 1K 13K –
THUNDER BRDG CAP PRTNRS IV I CLASS A COM 294K 28K –
T-MOBILE US INC COM 239K 1K –
TRANSDIGM GROUP INC COM 296K 220 –
UNITEDHEALTH GROUP INC COM 203K 409 –
VISA INC COM CL A 232K 850 –
WASTE CONNECTIONS INC COM 245K 1K –
WELLTOWER INC COM 214K 2K –