H.I.G. WHITEHORSE ADVISERS, LLC
Adviser information for H.I.G. WHITEHORSE ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 81 |
|---|---|
| Investment Advisory/Research | 65 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $730.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $730.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $730.8M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-76984 |
|---|---|
| SEC ERA File Number | 801-76984 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164905 |
| Legal Entity Identifier | None |
Principal Office
1450 BRICKELL AVENUE31ST FLOOR
MIAMI
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 305-379-2322, Fax: 305-381-4180
Websites
Chief Compliance Officer
RICHARD SIEGEL
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
1450 BRICKELL AVENUE
31ST FLOOR
MIAMI
FL
United States
Tel:
305-379-2322
Fax:
305-381-4180
R******@*************M
(Full email address available in API data)
Industry Affiliates
| BAYSIDE OPPORTUNITY ADVISORS, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. ADVANTAGE ADVISORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. ADVANTAGE ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. ADVISORS IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. ADVISORS V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. ADVISORS VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. ADVISORS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE ADVISORS II, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS III (EUROPE-EURO), L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS III (EUROPE-US$), L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS IV, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS V (EUROPE-EURO), L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS V (EUROPE-US$), L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS VII (EUROPE-EURO), S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS VII (EUROPE-US$), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. BAYSIDE LOAN ADVISORS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. BIOHEALTH ADVISORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. BIOVENTURES ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. BRAZIL & LATIN AMERICA ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. CAPITAL - TMRS CAPELLA SMA ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. CAPITAL - VIRTUS SMA ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. CAPITAL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| H.I.G. EUROPE ADVISORS II, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE ADVISORS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE ADVISORS, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE MIDDLE MARKET ADVISORS-CA, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE MIDDLE MARKET ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE REALTY ADVISORS II (US$), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE REALTY ADVISORS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE REALTY ADVISORS III (US$), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. EUROPE REALTY ADVISORS III, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. GLOBAL CAPITAL PARTNERS GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. GROWTH ADVISORS II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| H.I.G. GROWTH ADVISORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. HALCYON SMA ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. IMA ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| H.I.G. INFRASTRUCTURE ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. INFRASTRUCTURE ADVISORS, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. MIDDLE MARKET ADVISORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. MIDDLE MARKET ADVISORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. MIDDLE MARKET ADVISORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. PRIVATE EQUITY CO-INVESTMENT ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. REALTY ADVISORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. REALTY ADVISORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. STRATEGIC PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. STRATEGIC PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. STRATEGIC PARTNERS OFFSHORE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. TECHNOLOGY PARTNERS ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. VENTURE ADVISORS II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE - TRISTAR ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE ALPHA ADVIORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE DIRECT LENDING ADVISORS - 2020, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE DIRECT LENDING ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE EQUITY SIDE-CAR, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE LOAN ADVISORS - 2020, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE LOAN ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE MIDDLE MARKET LENDING ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE MIDDLE MARKET LEVERED LOAN ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE MIDDLE MARKET UNLEVERED LOAN ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE PRINCIPAL LENDING ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE PRINCIPAL LOAN ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE SMA ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G. WHITEHORSE TRINITY ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| H.I.G.-GPII, INC. | Sponsor, GP, manager of pooled investment vehicles |
| WH QCM ADVISORS SCSP | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHORSE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIEGEL, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2012 | < 5% |
| BOLDUC, JOHN, PAUL | Individual | – | CHAIRMAN | 05/2012 | < 5% |
| BROPHY, RUTH | Individual | – | SENIOR ADVISOR | 06/2018 | < 5% |
| H.I.G. CAPITAL, LLC | Domestic Entity | – | SOLE MEMBER, H.I.G. WHITEHORSE ADVISERS, LLC | 09/2014 | > 75% |
| H.I.G. CAPITAL PARTNERS, LP | Domestic Entity | H.I.G. CAPITAL, LLC | MEMBER, H.I.G. CAPITAL, LLC | 05/2018 | 50-75% |
| H.I.G.-GP GLOBAL, LLC | Domestic Entity | H.I.G. CAPITAL, LLC | MANAGER, H.I.G. CAPITAL, LLC | 09/2014 | |
| H.I.G.-GP GLOBAL, LLC | Domestic Entity | H.I.G. CAPITAL PARTNERS, LP | GENERAL PARTNER, H.I.G. CAPITAL PARTNERS, LP | 09/2014 | |
| ARONSON, STUART, DANIEL | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2016 | < 5% |
| Buresh, Chad, Joseph | Individual | – | CHIEF FINANCIAL OFFICER | 04/2022 | < 5% |