RIVER AND MERCANTILE ASSET MANAGEMENT LLP
Adviser information for RIVER AND MERCANTILE ASSET MANAGEMENT LLP last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $2.0B |
| Pension and profit sharing plans | 2 | $342.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $134.2M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
30 COLEMAN STREETLONDON
United Kingdom
Monday - Friday, 8-6
Tel: 44 203 327 5100, Fax: None
Chief Compliance Officer
GORDON HAIG BROUGH
GENERAL COUNSEL AND CRO
30 COLEMAN STREET
LONDON
United Kingdom
Tel:
44 203 327 5654
G************@**********M
(Full email address available in API data)
Regulatory Contact
TINA PETRUZZIELLO
COMPLIANCE CONSULTANT
1309 BEACON STREET
#300
BROOKLINE
MA
United States
Tel:
617-201-9471
T***@**********************M
(Full email address available in API data)
Industry Affiliates
| SVM ASSET MANAGEMENT LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIVER GLOBAL HOLDINGS LIMITED | Foreign Entity | – | CORPORATE MEMBER | 03/2014 | > 75% |
| ASSETCO PLC | Foreign Entity | RIVER GLOBAL HOLDINGS LIMITED | INDIRECT OWNER | 06/2022 | > 75% |
| BROUGH, GORDON, HAIG | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| SYM, JAMES | Individual | – | HEAD OF EQUITIES | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 1M | 13K | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 24K | – |
| AFFILIATED MANAGERS GROUP IN | COM | 500K | 3K | – |
| AGCO CORP | COM | 1M | 15K | – |
| AIRBNB INC | COM CL A | 1M | 8K | – |
| ALCOA CORP | COM | 2M | 42K | – |
| ALPHABET INC | CAP STK CL A | 21M | 116K | – |
| AMAZON COM INC | COM | 16M | 84K | – |
| AMERICAN ELEC PWR CO INC | COM | 424K | 5K | – |
| APPLIED MATLS INC | COM | 3M | 14K | – |
| ARCOSA INC | COM | 6M | 72K | – |
| AVNET INC | COM | 916K | 18K | – |
| AXALTA COATING SYS LTD | COM | 2M | 50K | – |
| BAKER HUGHES COMPANY | CL A | 9M | 247K | – |
| BALL CORP | COM | 739K | 12K | – |
| BANK AMERICA CORP | COM | 4M | 105K | – |
| BARRICK GOLD CORP | COM | 4M | 232K | – |
| BATH & BODY WORKS INC | COM | 1M | 33K | – |
| BAXTER INTL INC | COM | 2M | 68K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 943K | 2K | – |
| BILL HOLDINGS INC | COM | 646K | 12K | – |
| BLACKROCK INC | COM | 740K | 940 | – |
| BLOCK INC | CL A | 2M | 26K | – |
| BLOOMIN BRANDS INC | COM | 856K | 45K | – |
| BOOKING HOLDINGS INC | COM | 7M | 2K | – |
| BOOT BARN HLDGS INC | COM | 2M | 12K | – |
| BOSTON PROPERTIES INC | COM | 1M | 21K | – |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 1M | 106K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 1M | 69K | – |
| CBRE GROUP INC | CL A | 805K | 9K | – |
| CDW CORP | COM | 3M | 13K | – |
| CEMEX SAB DE CV | SPON ADR NEW | 4M | 608K | – |
| CITIGROUP INC | COM NEW | 9M | 140K | – |
| CITIZENS FINL GROUP INC | COM | 2M | 66K | – |
| COCA COLA CO | COM | 3M | 41K | – |
| COLGATE PALMOLIVE CO | COM | 488K | 5K | – |
| CRITEO S A | SPONS ADS | 2M | 52K | – |
| D R HORTON INC | COM | 1M | 11K | – |
| DATADOG INC | CL A COM | 853K | 7K | – |
| DELTA AIR LINES INC DEL | COM NEW | 2M | 32K | – |
| DEVON ENERGY CORP NEW | COM | 672K | 14K | – |
| DIGITALOCEAN HLDGS INC | COM | 588K | 17K | – |
| DISNEY WALT CO | COM | 9M | 92K | – |
| DOCUSIGN INC | COM | 1M | 26K | – |
| DOMINOS PIZZA INC | COM | 2M | 4K | – |
| DRAFTKINGS INC NEW | COM CL A | 2M | 44K | – |
| EAST WEST BANCORP INC | COM | 1M | 19K | – |
| EASTMAN CHEM CO | COM | 1M | 13K | – |
| EBAY INC. | COM | 2M | 34K | – |
| ELASTIC N V | ORD SHS | 1M | 9K | – |
| EXXON MOBIL CORP | COM | 4M | 36K | – |
| FIDELITY NATL INFORMATION SV | COM | 2M | 22K | – |
| FISERV INC | COM | 8M | 54K | – |
| FLUOR CORP NEW | COM | 715K | 16K | – |
| FORTIVE CORP | COM | 730K | 10K | – |
| GARMIN LTD | SHS | 546K | 3K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 833K | 11K | – |
| GENERAL MTRS CO | COM | 2M | 48K | – |
| GILEAD SCIENCES INC | COM | 1M | 17K | – |
| GITLAB INC | CLASS A COM | 950K | 19K | – |
| GLOBUS MED INC | CL A | 3M | 47K | – |
| HARLEY DAVIDSON INC | COM | 1M | 37K | – |
| HDFC BANK LTD | SPONSORED ADS | 2M | 27K | – |
| HENRY SCHEIN INC | COM | 8M | 125K | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HUNTINGTON BANCSHARES INC | COM | 2M | 128K | – |
| IAC INC | COM NEW | 910K | 19K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 5M | 40K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
| IQIYI INC | SPONSORED ADS | 914K | 249K | – |
| JOHNSON & JOHNSON | COM | 2M | 12K | – |
| JOHNSON CTLS INTL PLC | SHS | 3M | 39K | – |
| JONES LANG LASALLE INC | COM | 1M | 7K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 20K | – |
| KENVUE INC | COM | 925K | 51K | – |
| KINGSOFT CLOUD HLDGS LTD | ADS | 283K | 113K | – |
| KKR & CO INC | COM | 1M | 13K | – |
| KLA CORP | COM NEW | 3M | 4K | – |
| KRAFT HEINZ CO | COM | 2M | 56K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 2M | 73K | – |
| LAS VEGAS SANDS CORP | COM | 2M | 37K | – |
| LAUDER ESTEE COS INC | CL A | 1M | 12K | – |
| LL FLOORING HOLDINGS INC | COM | 368K | 262K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 597K | 3K | – |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | 695K | 8K | – |
| MARATHON OIL CORP | COM | 1M | 36K | – |
| MARVELL TECHNOLOGY INC | COM | 3M | 39K | – |
| MATCH GROUP INC NEW | COM | 2M | 82K | – |
| MAXCYTE INC | COM | 8M | 2M | – |
| MCKESSON CORP | COM | 5M | 9K | – |
| META PLATFORMS INC | CL A | 12M | 25K | – |
| MICRON TECHNOLOGY INC | COM | 4M | 27K | – |
| MICROSOFT CORP | COM | 3M | 6K | – |
| MOHAWK INDS INC | COM | 2M | 22K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NIKE INC | CL B | 1M | 16K | – |
| NOAH HLDGS LTD | SPON ADS | 545K | 57K | – |
| NOV INC | COM | 2M | 91K | – |
| NVIDIA CORPORATION | COM | 2M | 13K | – |
| NXP SEMICONDUCTORS N V | COM | 1M | 4K | – |
| OKTA INC | CL A | 1M | 13K | – |
| OMNICOM GROUP INC | COM | 2M | 21K | – |
| ORACLE CORP | COM | 2M | 11K | – |
| ORGANON & CO | COMMON STOCK | 1M | 56K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 356K | 34K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 4K | – |
| PAYPAL HLDGS INC | COM | 3M | 58K | – |
| PEPSICO INC | COM | 447K | 3K | – |
| PFIZER INC | COM | 3M | 108K | – |
| PINTEREST INC | CL A | 3M | 61K | – |
| PPG INDS INC | COM | 1M | 10K | – |
| QUALCOMM INC | COM | 3M | 14K | – |
| RE MAX HLDGS INC | CL A | 1M | 181K | – |
| RESIDEO TECHNOLOGIES INC | COM | 2M | 104K | – |
| ROBLOX CORP | CL A | 1M | 34K | – |
| SALESFORCE INC | COM | 799K | 3K | – |
| SCHWAB CHARLES CORP | COM | 2M | 31K | – |
| SEA LTD | SPONSORD ADS | 2M | 28K | – |
| SENSATA TECHNOLOGIES HLDG PL | SHS | 661K | 18K | – |
| SHAKE SHACK INC | CL A | 1M | 13K | – |
| SNOWFLAKE INC | CL A | 423K | 3K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 4M | 14K | – |
| STANLEY BLACK & DECKER INC | COM | 1M | 15K | – |
| STARBUCKS CORP | COM | 1M | 16K | – |
| STATE STR CORP | COM | 5M | 69K | – |
| STERICYCLE INC | COM | 2M | 28K | – |
| TABOOLA.COM LTD | ORD SHS | 694K | 202K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 2M | 15K | – |
| TARGET CORP | COM | 2M | 16K | – |
| THE REALREAL INC | COM | 1M | 343K | – |
| TOPBUILD CORP | COM | 2M | 5K | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 351K | 23K | – |
| TRIPADVISOR INC | COM | 1M | 69K | – |
| TWILIO INC | CL A | 914K | 16K | – |
| UBER TECHNOLOGIES INC | COM | 2M | 32K | – |
| UIPATH INC | CL A | 2M | 159K | – |
| UPLAND SOFTWARE INC | COM | 511K | 205K | – |
| VALMONT INDS INC | COM | 2M | 6K | – |
| VIATRIS INC | COM | 1M | 134K | – |
| VICTORIAS SECRET AND CO | COMMON STOCK | 756K | 43K | – |
| VIMEO INC | COMMON STOCK | 1M | 355K | – |
| WALMART INC | COM | 2M | 23K | – |
| WATERS CORP | COM | 8M | 27K | – |
| WAYFAIR INC | CL A | 1M | 26K | – |
| WELLS FARGO CO NEW | COM | 2M | 40K | – |
| WESTROCK CO | COM | 2M | 37K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 1M | 52K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 5M | 18K | – |
| YUM CHINA HLDGS INC | COM | 1M | 44K | – |
| ZILLOW GROUP INC | CL A | 2M | 39K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 2M | 16K | – |
| ZIONS BANCORPORATION N A | COM | 538K | 12K | – |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 560K | 44K | – |