NUMA
NUMA AMERICAS CORP. Legal Name
Adviser information for NUMA last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 142 | $125.0M |
| Non-Discretionary | 87 | $104.7M |
| Total | 229 | $229.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $8.0M |
| HNW Individuals | 26 | $221.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesBACK-OFFICE EXECUTION AND SUB-ADVISORY. FOREIGN EXCHANGE HEDGING ADVISORY. |
|---|---|
| Compensation | % of AUMFixed feesREIMBURSEMENT OF OFFICE AND OPERATIONS EXPENSES |
Identifiers
| SEC RIA File Number | 801-76990 |
|---|---|
| SEC ERA File Number | 801-76990 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164602 |
| Legal Entity Identifier | None |
Principal Office
1200 BRICKELL AVENUESUITE 1950
MIAMI
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 786-315-4824, Fax: None
Websites
Chief Compliance Officer
RAFAEL ZAMORA
CEO
1200 BRICKELL AVENUE
SUITE 1950
MIAMI
FL
United States
Tel:
786-315-4824
R******@**********M
(Full email address available in API data)
Industry Affiliates
| INVESTMENT MANAGER | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NYX SYSTEMS SAC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORWOOD OAK CORPORATION | Foreign Entity | – | OWNER | 04/2017 | > 75% |
| ZAMORA LEON, RAFAEL, IGNACIO | Individual | NORWOOD OAKS CORP | OWNER | 09/1997 | > 75% |
| ZAMORA LEON, RAFAEL, IGNACIO | Individual | – | CEO/DIRECTOR | 10/2015 | > 75% |
| ZAMORA LEON, RAFAEL, IGNACIO | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2016 | > 75% |