MILLSTREET CAPITAL MANAGEMENT LLC
Adviser information for MILLSTREET CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $2.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $489.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
545 BOYLSTON STREET8TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30AM-6PM
Tel: 617-939-0030, Fax: 617-939-0029
Chief Compliance Officer
JANET Y. KASTRUD
545 BOYLSTON STREET
8TH FLOOR
BOSTON
MA
United States
Tel:
617-939-0033
J*******@*************M
(Full email address available in API data)
Regulatory Contact
DAVID T. DANFORTH
CHIEF OPERATING OFFICER
545 BOYLSTON STREET
8TH FLOOR
BOSTON
MA
United States
Tel:
617-939-0036
D********@*************M
(Full email address available in API data)
Industry Affiliates
| MILLSTREET CAPITAL PARTNERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MILLSTREET CREDIT FUND LP | Hedge Fund | $2,477.4M | $1.0M | 288 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLEHER, CRAIG, M | Individual | – | MANAGING MEMBER, CLASS A | 03/2010 | 25-50% |
| CONNOLLY, BRIAN, DRISCOLL | Individual | – | MANAGING MEMBER, CLASS A | 03/2010 | 25-50% |
| GROWNEY, JEFFREY, THOMAS | Individual | – | MEMBER/HEAD OF BUSINESS DEVELOPMENT & INVESTOR RELATIONS, CLASS B | 06/2017 | 10-25% |
| KASTRUD, JANET, YORK | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| DANFORTH, DAVID, THOMAS | Individual | – | CHIEF OPERATING OFFICER | 08/2018 | < 5% |
| ROSELLO, CHRISTINA, SADOWSKI | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| COOPER STD HLDGS INC | COM | 12M | 932K | – |
| DIEBOLD NIXDORF INC | COM SHS | 232M | 6M | – |
| GLOBALSTAR INC | COM | 8M | 7M | – |