HOTALING INVESTMENT MANAGEMENT, LLC
Adviser information for HOTALING INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Pennsylvania, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 582 | $299.8M |
Non-Discretionary | 0 | $0 |
Total | 582 | $299.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 98 | $35.6M |
HNW Individuals | 88 | $263.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $325,514 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
100 WEST LANCASTER AVENUESUITE 105
WAYNE
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-688-0616, Fax: None
Chief Compliance Officer
BRUCE HOTALING
MANAGING MEMBER
100 WEST LANCASTER AVENUE
SUITE 105
WAYNE
PA
United States
Tel:
610-688-0616
B********@**************M
(Full email address available in API data)
Regulatory Contact
JORDAN GREEN
COUNSEL
100 WEST LANCASTER AVENUE
SUITE 105
WAYNE
PA
United States
Tel:
609-881-0101
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HOTALING, BRUCE, T | Individual | – | MANAGING MEMBER, CCO | 11/2012 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 14th, 2023 for period ending December 31st, 2022
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 608 | 6K | – |
ABBVIE INC | COM | 4K | 24K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 3K | 13K | – |
AGILENT TECHNOLOGIES INC | COM | 2K | 11K | – |
ALEXANDRIA REAL ESTATE EQ IN | COM | 1K | 9K | – |
ALLSTATE CORP | COM | 2K | 18K | – |
ALPHABET INC | CAP STK CL A | 8K | 88K | – |
AMAZON COM INC | COM | 6K | 70K | – |
AMERICAN ELEC PWR CO INC | COM | 2K | 16K | – |
AMERICAN EXPRESS CO | COM | 2K | 16K | – |
AMERICAN TOWER CORP NEW | COM | 3K | 15K | – |
APPLE INC | COM | 16K | 127K | – |
AT&T INC | COM | 282 | 15K | – |
AUTOMATIC DATA PROCESSING IN | COM | 662 | 3K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 343 | 1K | – |
BLACKROCK INC | COM | 5K | 7K | – |
BOOKING HOLDINGS INC | COM | 1K | 595 | – |
BP PLC | SPONSORED ADR | 806 | 23K | – |
BRISTOL-MYERS SQUIBB CO | COM | 3K | 46K | – |
BROADCOM INC | COM | 2K | 3K | – |
BROWN & BROWN INC | COM | 271 | 5K | – |
CADENCE DESIGN SYSTEM INC | COM | 253 | 2K | – |
CAMDEN PPTY TR | SH BEN INT | 1K | 13K | – |
CATERPILLAR INC | COM | 561 | 2K | – |
CHEVRON CORP NEW | COM | 335 | 2K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 2K | 2K | – |
COCA COLA CO | COM | 2K | 27K | – |
COMCAST CORP NEW | CL A | 250 | 7K | – |
CORNING INC | COM | 256 | 8K | – |
COSTCO WHSL CORP NEW | COM | 2K | 4K | – |
CUMMINS INC | COM | 5K | 19K | – |
DANAHER CORPORATION | COM | 3K | 10K | – |
DEERE & CO | COM | 5K | 11K | – |
DIGITAL RLTY TR INC | COM | 850 | 8K | – |
DTE ENERGY CO | COM | 2K | 14K | – |
DUKE ENERGY CORP NEW | COM NEW | 334 | 3K | – |
EASTMAN CHEM CO | COM | 1K | 14K | – |
EATON CORP PLC | SHS | 684 | 4K | – |
EMERSON ELEC CO | COM | 2K | 16K | – |
ENCOMPASS HEALTH CORP | COM | 225 | 4K | – |
EXXON MOBIL CORP | COM | 1K | 12K | – |
FIRST INDL RLTY TR INC | COM | 2K | 35K | – |
GSK PLC | SPONSORED ADR | 492 | 14K | – |
HALEON PLC | SPON ADS | 140 | 18K | – |
HALOZYME THERAPEUTICS INC | COM | 250 | 4K | – |
HOLOGIC INC | COM | 2K | 23K | – |
HOME DEPOT INC | COM | 2K | 7K | – |
HONEYWELL INTL INC | COM | 4K | 18K | – |
HUNTINGTON BANCSHARES INC | COM | 1K | 84K | – |
INGERSOLL RAND INC | COM | 277 | 5K | – |
INTEL CORP | COM | 284 | 11K | – |
INTERNATIONAL BUSINESS MACHS | COM | 916 | 6K | – |
INVITATION HOMES INC | COM | 1K | 46K | – |
ISHARES TR | S&P 500 GRWT ETF | 955 | 16K | – |
ISHARES TR | CORE S&P500 ETF | 244 | 635 | – |
ISHARES TR | CRE U S REIT ETF | 237 | 5K | – |
ISHARES TR | CORE DIV GRWTH | 216 | 4K | – |
J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 2K | 42K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 514 | 10K | – |
JOHNSON & JOHNSON | COM | 8K | 43K | – |
JPMORGAN CHASE & CO | COM | 3K | 20K | – |
JUNIPER NETWORKS INC | COM | 206 | 6K | – |
KIMBERLY-CLARK CORP | COM | 1K | 9K | – |
KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 2K | 29K | – |
LABORATORY CORP AMER HLDGS | COM NEW | 1K | 6K | – |
LAKELAND BANCORP INC | COM | 182 | 10K | – |
LAUDER ESTEE COS INC | CL A | 2K | 10K | – |
LIGHT & WONDER INC | COM | 1K | 20K | – |
LILLY ELI & CO | COM | 1K | 3K | – |
MARRIOTT INTL INC NEW | CL A | 4K | 26K | – |
MCCORMICK & CO INC | COM NON VTG | 206 | 2K | – |
MERCK & CO INC | COM | 3K | 24K | – |
METLIFE INC | COM | 5K | 64K | – |
MICROCHIP TECHNOLOGY INC. | COM | 3K | 36K | – |
MICROSOFT CORP | COM | 13K | 56K | – |
MONDELEZ INTL INC | CL A | 2K | 24K | – |
MOTOROLA SOLUTIONS INC | COM NEW | 641 | 2K | – |
MSCI INC | COM | 891 | 2K | – |
MYR GROUP INC DEL | COM | 205 | 2K | – |
NASDAQ INC | COM | 2K | 28K | – |
NETFLIX INC | COM | 1K | 4K | – |
NEXTERA ENERGY INC | COM | 5K | 66K | – |
NIKE INC | CL B | 3K | 25K | – |
NORFOLK SOUTHN CORP | COM | 316 | 1K | – |
NOVARTIS AG | SPONSORED ADR | 210 | 2K | – |
ON SEMICONDUCTOR CORP | COM | 2K | 30K | – |
PEPSICO INC | COM | 5K | 27K | – |
PFIZER INC | COM | 4K | 72K | – |
PNC FINL SVCS GROUP INC | COM | 4K | 22K | – |
PORTLAND GEN ELEC CO | COM NEW | 208 | 4K | – |
PPG INDS INC | COM | 553 | 4K | – |
PROCTER AND GAMBLE CO | COM | 380 | 3K | – |
PROLOGIS INC. | COM | 2K | 15K | – |
QUANTA SVCS INC | COM | 1K | 10K | – |
RAYMOND JAMES FINL INC | COM | 2K | 20K | – |
RAYTHEON TECHNOLOGIES CORP | COM | 246 | 2K | – |
REGENERON PHARMACEUTICALS | COM | 1K | 2K | – |
SBA COMMUNICATIONS CORP NEW | CL A | 203 | 725 | – |
SELECTIVE INS GROUP INC | COM | 211 | 2K | – |
SMUCKER J M CO | COM NEW | 200 | 1K | – |
SOLAREDGE TECHNOLOGIES INC | COM | 284 | 1K | – |
SPDR S&P 500 ETF TR | TR UNIT | 401 | 1K | – |
STARBUCKS CORP | COM | 463 | 5K | – |
TEMPUR SEALY INTL INC | COM | 216 | 6K | – |
TESLA INC | COM | 954 | 8K | – |
TEXAS INSTRS INC | COM | 226 | 1K | – |
TEXAS ROADHOUSE INC | COM | 214 | 2K | – |
TRANE TECHNOLOGIES PLC | SHS | 4K | 23K | – |
UNION PAC CORP | COM | 2K | 8K | – |
UNITED CMNTY BKS BLAIRSVLE G | COM | 223 | 7K | – |
UNITED THERAPEUTICS CORP DEL | COM | 213 | 766 | – |
UNITEDHEALTH GROUP INC | COM | 6K | 12K | – |
VERISK ANALYTICS INC | COM | 1K | 6K | – |
VERIZON COMMUNICATIONS INC | COM | 388 | 10K | – |
VERTEX PHARMACEUTICALS INC | COM | 2K | 6K | – |
VISA INC | COM CL A | 4K | 18K | – |
WELLTOWER INC | COM | 1K | 20K | – |
WESCO INTL INC | COM | 253 | 2K | – |
WISDOMTREE TR | US TOTAL DIVIDND | 357 | 6K | – |
XCEL ENERGY INC | COM | 1K | 20K | – |
XYLEM INC | COM | 277 | 3K | – |