ARGA INVESTMENT MANAGEMENT, LP

Adviser information for ARGA INVESTMENT MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 43
Investment Advisory/Research 23
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 62 $13.6B
Non-Discretionary 0 $0
Total 62 $13.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 6 $4.1B
Business development companies 0 $0
Pooled investment vehicles 10 $3.8B
Pension and profit sharing plans <5 $315.8M
Charitable organizations <5 $21.4M
State or municipal gov entities 27 $3.6B
Other investment advisers <5 $1.2B
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $603.5M
Other 11 $9.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 15
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-77018
SEC ERA File Number 801-77018
SEC CIK Numbers 1556915
SEC CRD Numbers 153665
Legal Entity Identifier 549300ARAD8K0GWI7X67

Principal Office

1010 WASHINGTON BLVD
6TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9:00 AM TO 5:30 PM EST
Tel: 203-614-0800, Fax: 203-614-0808

Chief Compliance Officer

NEDA CLARK
CHIEF COMPLIANCE OFFICER
1010 WASHINGTON BLVD
6TH FLOOR
STAMFORD
CT
United States
Tel: 203-614-0819
Fax: 203-614-0808
(Full email address available in API data)

Regulatory Contact

A. RAMA KRISHNA
CHIEF INVESTMENT OFFICER
1010 WASHINGTON BLVD
6TH FLOOR
STAMFORD
CT
United States
Tel: 1-203-614-0818
Fax: 1-203-614-0808
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARGA EMERGING MARKETS EQUITY FUND LONG EQUITY $790.3M $1.0M 46
ARGA EMERGING MARKETS EX CHINA FUND LONG EQUITY $32.3M $1.0M 4
ARGA GLOBAL FUND LONG EQUITY $42.6M $1.0M 15
ARGA INTERNATIONAL FUND LONG EQUITY $4.5M $1.0M 7
ARGA INTERNATIONAL SMALL-CAP FUND LONG EQUITY $3.7M $1.0M 5

Control Persons

Name Type Entity Title Since Ownership
KRISHNA, A. RAMA Individual CHIEF INVESTMENT OFFICER 04/2010 50-75%
2009 KRISHNA FAMILY TRUST Domestic Entity MEMBER 04/2010 25-50%
ARGA GROUP HOLDINGS, LLC Domestic Entity GENERAL PARTNER 04/2010 < 5%
DAVID, FRANKLIN, ISRAEL Individual 2009 KRISHNA FAMILY TRUST TRUSTEE 11/2009
KRISHNA, A. RAMA Individual ARGA GROUP HOLDINGS, LLC MANAGING MEMBER 11/2009 50-75%
2009 KRISHNA FAMILY TRUST Domestic Entity ARGA GROUP HOLDINGS, LLC MEMBER 11/2009 25-50%
CLARK, NEDA Individual CHIEF COMPLIANCE OFFICER 09/2013 < 5%
CARMAN, PETER Individual NONEXECUTIVE CHAIRMAN 08/2016 < 5%

No. Employees, Historic

5025020202021202220232024202528 on 3/31/202028 on 7/13/202028 on 1/13/202129 on 3/30/202130 on 7/30/202130 on 7/30/202134 on 3/30/202240 on 3/30/202340 on 9/6/202343 on 3/28/2024

RAUM, Historic

20B10B02020202120222023202420254984702640 on 3/31/20204984702640 on 7/13/20204984702640 on 1/13/20217824731321 on 3/30/20217916819209 on 7/30/20217916819209 on 7/30/20218609501700 on 3/30/202210337045607 on 3/30/202310337045607 on 9/6/202313569828746 on 3/28/2024

No. Clients, Historic

6030020202021202220232024202527 on 3/31/202027 on 7/13/202027 on 1/13/202140 on 3/30/202151 on 7/30/202151 on 7/30/202146 on 3/30/202248 on 3/30/202348 on 9/6/202354 on 3/28/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES Common Stocks 543K 5K
AERCAP HOLDINGS NV Common Stocks 1M 12K
AGCO CORP Common Stocks 905K 9K
AIR LEASE CORP Common Stocks 2M 46K
AIR TRANSPORT SERVICES GROUP Common Stocks 251K 18K
ALASKA AIR GROUP INC Common Stocks 36M 901K
ALCOA CORP Common Stocks 91M 2M
ALIBABA GROUP HOLDING-SP ADR Equity Depositary Receipts 282M 4M
AMERESCO INC-CL A Common Stocks 857K 30K
AMERICAN WATER WORKS CO INC Common Stocks 2M 14K
AMERICAN WOODMARK CORP Common Stocks 578K 7K
AMERIS BANCORP Common Stocks 2M 41K
APPLIED MATERIALS INC Common Stocks 650K 3K
ARROW ELECTRONICS INC Common Stocks 10M 83K
ARTISAN PARTNERS ASSET MA -A Common Stocks 367K 9K
ASSOCIATED BANC-CORP Common Stocks 367K 17K
ASSURED GUARANTY LTD Common Stocks 392K 5K
AVNET INC Common Stocks 17M 321K
AXCELIS TECHNOLOGIES INC Common Stocks 526K 4K
BAIDU INC - SPON ADR Equity Depositary Receipts 722K 8K
BANCO BRADESCO-ADR Equity Depositary Receipts 57M 25M
BANK OF AMERICA CORP Common Stocks 9M 235K
BAXTER INTERNATIONAL INC Common Stocks 12M 361K
BERKSHIRE HATHAWAY INC-CL B Common Stocks 2M 5K
BIOGEN INC Common Stocks 608K 3K
CACI INTERNATIONAL INC -CL A Common Stocks 2M 4K
CALIFORNIA RESOURCES CORP Common Stocks 2M 38K
CAPRI HOLDINGS LTD Common Stocks 424K 13K
CARTER'S INC Common Stocks 658K 11K
CHEMOURS CO/THE Common Stocks 2M 92K
CISCO SYSTEMS INC Common Stocks 1M 23K
CITIGROUP INC Common Stocks 56M 876K
COGNIZANT TECH SOLUTIONS-A Common Stocks 2M 32K
COLUMBIA BANKING SYSTEM INC Common Stocks 3M 149K
COMCAST CORP-CLASS A Common Stocks 7M 179K
CONOCOPHILLIPS Common Stocks 2M 18K
CREDICORP LTD Common Stocks 126M 781K
CVS HEALTH CORP Common Stocks 2M 31K
DISCOVER FINANCIAL SERVICES Common Stocks 650K 5K
DOLLAR GENERAL CORP Common Stocks 1M 8K
DOLLAR TREE INC Common Stocks 1M 12K
DOW INC Common Stocks 1M 24K
EDGEWELL PERSONAL CARE CO Common Stocks 247K 6K
ENTERGY CORP Common Stocks 836K 8K
EOG RESOURCES INC Common Stocks 2M 14K
EVERI HOLDINGS INC Common Stocks 542K 64K
FIRST AMERICAN FINANCIAL Common Stocks 707K 13K
FRANKLIN RESOURCES INC Common Stocks 1M 47K
GENPACT LTD Common Stocks 17M 522K
GERDAU SA -SPON ADR Equity Depositary Receipts 737K 223K
GILEAD SCIENCES INC Common Stocks 59M 862K
GLOBAL SHIP LEASE INC-CL A Common Stocks 1M 50K
GRAFTECH INTERNATIONAL LTD Common Stocks 367K 378K
HDFC BANK LTD-ADR Equity Depositary Receipts 74M 1M
HELIX ENERGY SOLUTIONS GROUP Common Stocks 949K 79K
HELMERICH & PAYNE Common Stocks 68M 2M
HERC HOLDINGS INC Common Stocks 1M 9K
HORACE MANN EDUCATORS Common Stocks 320K 10K
ICHOR HOLDINGS LTD Common Stocks 2M 49K
INGREDION INC Common Stocks 2M 13K
INTERPUBLIC GROUP OF COS INC Common Stocks 620K 21K
INTL FLAVORS & FRAGRANCES Common Stocks 808K 8K
INVESCO LTD Common Stocks 1M 99K
IPG PHOTONICS CORP Common Stocks 2M 23K
JANUS HENDERSON GROUP PLC Common Stocks 2M 60K
JAZZ PHARMACEUTICALS PLC Common Stocks 708K 7K
JD.COM INC-ADR Equity Depositary Receipts 743K 29K
JPMORGAN CHASE & CO Common Stocks 1M 7K
JUNIPER NETWORKS INC Common Stocks 546K 15K
KELLY SERVICES INC -A Common Stocks 2M 76K
KENNAMETAL INC Common Stocks 287K 12K
KORN FERRY Common Stocks 2M 23K
LAS VEGAS SANDS CORP Common Stocks 175M 4M
LA-Z-BOY INC Common Stocks 1M 29K
LCI INDUSTRIES Common Stocks 3M 26K
LEAR CORP Common Stocks 50M 437K
LEIDOS HOLDINGS INC Common Stocks 8M 56K
LIBERTY GLOBAL LTD-A Common Stocks 10M 588K
LYONDELLBASELL INDU-CL A Common Stocks 890K 9K
MANPOWERGROUP INC Common Stocks 6M 83K
MELCO RESORTS & ENTERT-ADR Equity Depositary Receipts 220M 29M
MICRON TECHNOLOGY INC Common Stocks 3M 21K
MOHAWK INDUSTRIES INC Common Stocks 56M 494K
NAVIENT CORP Common Stocks 1M 99K
NEWELL BRANDS INC Common Stocks 4M 688K
NUTRIEN LTD Common Stocks 245M 5M
NXP SEMICONDUCTORS NV Common Stocks 64M 239K
OLD NATIONAL BANCORP Common Stocks 1M 82K
OLIN CORP Common Stocks 2M 36K
OPENLANE INC Common Stocks 458K 28K
PATTERSON COS INC Common Stocks 406K 17K
PATTERSON-UTI ENERGY INC Common Stocks 2M 168K
PBF ENERGY INC-CLASS A Common Stocks 1M 29K
PETROLEO BRASILEIRO-SPON ADR Equity Depositary Receipts 185M 13M
POLARIS INC Common Stocks 2M 25K
PVH CORP Common Stocks 2M 14K
QUALCOMM INC Common Stocks 1M 5K
RENAISSANCERE HOLDINGS LTD Common Stocks 1M 5K
RESIDEO TECHNOLOGIES INC Common Stocks 2M 119K
REV GROUP INC Common Stocks 565K 23K
RTX CORP Common Stocks 1M 10K
SHINHAN FINANCIAL GROUP-ADR Equity Depositary Receipts 564K 16K
SIGNET JEWELERS LTD Common Stocks 649K 7K
SK TELECOM CO LTD-SPON ADR Equity Depositary Receipts 292K 14K
SKYWORKS SOLUTIONS INC Common Stocks 32M 302K
SLM CORP Common Stocks 2M 119K
STEELCASE INC-CL A Common Stocks 356K 27K
STEWART INFORMATION SERVICES Common Stocks 310K 5K
SUNCOR ENERGY INC Common Stocks 57M 1M
T ROWE PRICE GROUP INC Common Stocks 1M 11K
TAIWAN SEMICONDUCTOR-SP ADR Equity Depositary Receipts 146M 840K
TAPESTRY INC Common Stocks 96M 2M
TE CONNECTIVITY LTD Common Stocks 2M 12K
TENARIS SA-ADR Equity Depositary Receipts 1M 49K
THE CIGNA GROUP Common Stocks 892K 3K
THOR INDUSTRIES INC Common Stocks 1M 14K
TRIMAS CORP Common Stocks 350K 14K
TRIP.COM GROUP LTD-ADR Equity Depositary Receipts 189M 4M
TYSON FOODS INC-CL A Common Stocks 7M 128K
UBS GROUP AG-REG Common Stocks 192M 7M
UGI CORP Common Stocks 1M 53K
VICTORIA'S SECRET & CO Common Stocks 2M 106K
VISHAY INTERTECHNOLOGY INC Common Stocks 450K 20K
WALKER & DUNLOP INC Common Stocks 708K 7K
WALT DISNEY CO/THE Common Stocks 42M 424K
WARRIOR MET COAL INC Common Stocks 370K 6K
WEIBO CORP-SPON ADR Equity Depositary Receipts 35M 5M
WESCO INTERNATIONAL INC Common Stocks 2M 13K