MERCANTILE INVESTMENT ADVISORS
MERCANTILE ADVISORS I, LLC Legal Name
Adviser information for MERCANTILE INVESTMENT ADVISORS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 76 | $113.7M |
| Non-Discretionary | 0 | $0 |
| Total | 76 | $113.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $25.1M |
| HNW Individuals | 27 | $84.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77019 |
|---|---|
| SEC ERA File Number | 801-77019 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165094 |
| Legal Entity Identifier | None |
Principal Office
901 INDIANA AVESUITE 450
WICHITA FALLS
TX
United States
Monday - Friday, 8:30 TO 4:30
Tel: 940-723-5565, Fax: None
Chief Compliance Officer
GLORIA BOHANNON
OWNER/COMPLIANCE OFFICER
CHAPARRAL LN
5174
WICHITA FALLS
TX
United States
Tel:
940-723-5565
G*********@************M
(Full email address available in API data)
Regulatory Contact
LAUREN SCHEFFE
OFFICE MANAGER
901 INDIANA
SUITE 450
\WICHITA FALLS
TX
United States
Tel:
940-723-5565
L*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORD, JOHN, JACOB | Individual | – | PARTIAL OWNER | 07/2012 | 10-25% |
| BOHANNON, GLORIA, ANN | Individual | – | OWNER/CCO | 10/2018 | > 75% |