BROAD RUN INVESTMENT MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	181	$835.7M
Non-Discretionary	0	$0
Total	181	$835.7M

Clients

Type	Number	RAUM
Individuals	25	$7.4M
HNW Individuals	136	$113.5M
Banking or thrift institutions	0	$0
Investment companies	1	$628.9M
Business development companies	0	$0
Pooled investment vehicles	1	$4.9M
Pension and profit sharing plans	<5	$382,906
Charitable organizations	16	$80.4M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$180,396
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-77021
SEC ERA File Number	801-77021
SEC CIK Numbers	1568621
SEC CRD Numbers	165067
Legal Entity Identifier	254900HTN9KUYVNRGY73

Principal Office

1530 WILSON BLVD
SUITE 530
ARLINGTON
VA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic