Hedge Fund Database

CANAL CAPITAL MANAGEMENT, LLC

Adviser information for CANAL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,731 $909.0M
Non-Discretionary 50 $167.6M
Total 1,781 $1.1B

Clients

Type Number RAUM
Individuals 113 $28.0M
HNW Individuals 259 $797.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $202.1M
Pension and profit sharing plans 13 $13.6M
Charitable organizations 12 $35.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)GENERAL BUSINESS CONSULTING & TAX SERVICES
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-77036
SEC ERA File Number 801-77036
SEC CIK Numbers 1666733
SEC CRD Numbers 164971
Legal Entity Identifier None

Principal Office

9 SOUTH 5TH STREET
RICHMOND
VA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 804-325-1450, Fax: 866-381-5362

Websites

www.canalcapitalmanagement.com

Chief Compliance Officer

NEIL GILLISS
MANAGING MEMBER & PRESIDENT
9 SOUTH 5TH STREET
RICHMOND
VA
United States
Tel: 804-325-1450
Fax: 866-381-5362
(Full email address available in API data)

Regulatory Contact

NOAH GREENBAUM
VICE PRESIDENT
9 SOUTH 5TH STREET
RICHMOND
VA
United States
Tel: 804-325-1450
Fax: 866-381-5362
(Full email address available in API data)

Industry Affiliates

CCM INSURANCE, LLC Insurance company or agency
CCM TH MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
HAXALL INSTITUTIONAL PARTNERS I, LLC Sponsor, GP, manager of pooled investment vehicles
HAXALL INSTITUTIONAL PARTNERS II, LLC Sponsor, GP, manager of pooled investment vehicles
HAXALL POINT II, GP LLC Sponsor, GP, manager of pooled investment vehicles
HAXALL POINT III GP, LLC Sponsor, GP, manager of pooled investment vehicles
HAXALL POINT PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles
HP MH I GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CANAL TUCKAHOE HOLDINGS SPV, LLC Private Equity Fund $27.1M $0.1M 92
HAXALL POINT INCOME FUND I, LP Real Estate Fund $40.3M $0.3M 1
HAXALL POINT INCOME FUND II LP Real Estate Fund $31.2M $0.3M 1
HAXALL POINT INCOME FUND III, LP Real Estate Fund $37.9M $0.3M 98
HAXALL POINT MANUFACTURED HOUSING OPPORTUNITY FUND I, LP Real Estate Fund $31.3M $0.3M 70
HIC HAXALL FUND I, LP Real Estate Fund $1.4M $25.0M 49
HIC HAXALL FUND II, LP Real Estate Fund $15.7M $25.0M 65

Control Persons

Name Type Entity Title Since Ownership
GILLISS, EVERETT, NEIL Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 04/2011 > 75%
GREENBAUM, NOAH, CHARLES PERRY Individual – MEMBER 01/2015 5-10%
SMITH, MARGARET, J Individual – MEMBER 01/2016 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 6/13/20199 on 3/12/20209 on 4/13/20209 on 4/21/20209 on 5/1/20209 on 6/30/20209 on 9/1/20209 on 9/1/202010 on 3/11/202110 on 5/13/202110 on 5/13/202110 on 9/16/202110 on 10/26/202110 on 11/29/202110 on 11/29/202110 on 3/25/202210 on 11/15/202210 on 3/28/202310 on 6/29/202310 on 6/29/202310 on 9/21/202310 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025389370655 on 6/13/2019476175402 on 3/12/2020476175402 on 4/13/2020476175402 on 4/21/2020476175402 on 5/1/2020476175402 on 6/30/2020476175402 on 9/1/2020476175402 on 9/1/2020628753889 on 3/11/2021628753889 on 5/13/2021628753889 on 5/13/2021628753889 on 9/16/2021628753889 on 10/26/2021628753889 on 11/29/2021628753889 on 11/29/2021785012608 on 3/25/2022785012608 on 11/15/2022916863771 on 3/28/2023916863771 on 6/29/2023916863771 on 6/29/2023916863771 on 9/21/20231076611924 on 3/27/2024

No. Clients, Historic

50025002019202020212022202320242025320 on 6/13/2019357 on 3/12/2020357 on 4/13/2020357 on 4/21/2020357 on 5/1/2020357 on 6/30/2020357 on 9/1/2020357 on 9/1/2020395 on 3/11/2021395 on 5/13/2021395 on 5/13/2021395 on 9/16/2021395 on 10/26/2021395 on 11/29/2021395 on 11/29/2021400 on 3/25/2022400 on 11/15/2022387 on 3/28/2023387 on 6/29/2023387 on 6/29/2023387 on 9/21/2023405 on 3/27/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 5M 31K –
ADOBE INC COM 4M 7K –
ALBEMARLE CORP COM 2M 17K –
ALPHABET INC CAP STK CL A 9M 52K –
ALPHABET INC CAP STK CL C 1M 8K –
ALTRIA GROUP INC COM 14M 304K –
AMAZON COM INC COM 8M 39K –
AMERIPRISE FINL INC COM 363K 850 –
APPLE INC COM 26M 124K –
ARES CAPITAL CORP COM 716K 34K –
ARMADA HOFFLER PPTYS INC COM 514K 46K –
ASML HOLDING N V N Y REGISTRY SHS 6M 6K –
ASTRAZENECA PLC SPONSORED ADR 281K 4K –
ATLANTIC UN BANKSHARES CORP COM 2M 66K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 11M 26K –
BLACKROCK INCOME TR INC COM NEW 231K 19K –
BLACKSTONE INC COM 13M 104K –
BROADCOM INC COM 10M 6K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 4M 93K –
BUNGE GLOBAL SA COM SHS 7M 63K –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 478K 28K –
CAPITAL ONE FINL CORP COM 1M 10K –
CATERPILLAR INC COM 518K 2K –
CHEVRON CORP NEW COM 1M 9K –
CISCO SYS INC COM 929K 20K –
COCA COLA CO COM 472K 7K –
COLGATE PALMOLIVE CO COM 416K 4K –
CONOCOPHILLIPS COM 479K 4K –
CONSOLIDATED EDISON INC COM 232K 3K –
CORTEVA INC COM 325K 6K –
COSTCO WHSL CORP NEW COM 529K 622 –
CRH PLC ORD 4M 56K –
CSX CORP COM 435K 13K –
DANAHER CORPORATION COM 4M 15K –
DEVON ENERGY CORP NEW COM 6M 133K –
DOMINION ENERGY INC COM 593K 12K –
DOW INC COM 4M 84K –
DUKE ENERGY CORP NEW COM NEW 7M 68K –
DUPONT DE NEMOURS INC COM 653K 8K –
EA SERIES TRUST BURNEY US FCTR 1M 37K –
ELEVANCE HEALTH INC COM 334K 616 –
ELI LILLY & CO COM 2M 2K –
ENTERPRISE PRODS PARTNERS L COM 251K 9K –
EXXON MOBIL CORP COM 6M 56K –
FERGUSON PLC NEW SHS 7M 36K –
GENERAL DYNAMICS CORP COM 6M 20K –
GENERAL MTRS CO COM 347K 7K –
GLOBAL X FDS LITHIUM BTRY ETF 466K 12K –
GOLDMAN SACHS ETF TR ACCES TREASURY 1M 14K –
GRAB HOLDINGS LIMITED CLASS A ORD 389K 110K –
GRAINGER W W INC COM 4M 4K –
GSK PLC SPONSORED ADR 561K 15K –
HOME DEPOT INC COM 5M 16K –
INSTEEL INDS INC COM 3M 106K –
INTUIT COM 5M 8K –
INTUITIVE SURGICAL INC COM NEW 4M 9K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 920K 66K –
INVESCO QQQ TR UNIT SER 1 8M 16K –
ISHARES INC MSCI EMRG CHN 385K 7K –
ISHARES TR IBOXX INV CP ETF 16M 150K –
ISHARES TR CORE S&P500 ETF 15M 27K –
ISHARES TR 3 7 YR TREAS BD 14M 119K –
ISHARES TR CORE S&P SCP ETF 13M 127K –
ISHARES TR S&P 100 ETF 9M 33K –
ISHARES TR CORE S&P MCP ETF 7M 122K –
ISHARES TR RUS 1000 GRW ETF 6M 15K –
ISHARES TR AGGRES ALLOC ETF 3M 37K –
ISHARES TR 7-10 YR TRSY BD 2M 26K –
ISHARES TR CORE US AGGBD ET 2M 22K –
ISHARES TR S&P 500 GRWT ETF 387K 4K –
ISHARES TR EUROPE ETF 385K 7K –
ISHARES TR EXPANDED TECH 373K 4K –
ISHARES TR GRWT ALLOCAT ETF 360K 6K –
ISHARES TR US TRSPRTION 351K 5K –
ISHARES TR RUS 1000 VAL ETF 350K 2K –
ISHARES TR RUSSELL 2000 ETF 344K 2K –
ISHARES TR MSCI EMG MKT ETF 234K 5K –
JOHNSON & JOHNSON COM 7M 45K –
JPMORGAN CHASE & CO. COM 9M 44K –
KINSALE CAP GROUP INC COM 3M 7K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 2M 70K –
LOCKHEED MARTIN CORP COM 7M 15K –
LOWES COS INC COM 322K 1K –
MARTIN MARIETTA MATLS INC COM 314K 580 –
MASTERCARD INCORPORATED CL A 881K 2K –
MCDONALDS CORP COM 290K 1K –
META PLATFORMS INC CL A 227K 449 –
MICROSOFT CORP COM 20M 45K –
MONDELEZ INTL INC CL A 613K 9K –
NETFLIX INC COM 2M 3K –
NORFOLK SOUTHN CORP COM 315K 1K –
NOVARTIS AG SPONSORED ADR 552K 5K –
NOVO-NORDISK A S ADR 1M 8K –
NUCOR CORP COM 474K 3K –
NUSHARES ETF TR NUVEEN ESG US 250K 11K –
NUSHARES ETF TR NUVEEN ESG LRGCP 201K 2K –
NUVEEN VIRGINIA QLTY MUNCPL COM 239K 21K –
NVIDIA CORPORATION COM 10M 85K –
OLD DOMINION FREIGHT LINE IN COM 104M 588K –
ORACLE CORP COM 227K 2K –
OREILLY AUTOMOTIVE INC COM 4M 3K –
PALANTIR TECHNOLOGIES INC CL A 210K 8K –
PALO ALTO NETWORKS INC COM 7M 22K –
PEPSICO INC COM 274K 2K –
PFIZER INC COM 743K 27K –
PHILIP MORRIS INTL INC COM 11M 108K –
PHILLIPS 66 COM 360K 3K –
PNC FINL SVCS GROUP INC COM 1M 7K –
PROCTER AND GAMBLE CO COM 463K 3K –
PROSHARES TR ULTRAPRO QQQ 1M 18K –
PROSHARES TR ULTRPRO DOW30 706K 9K –
REALTY INCOME CORP COM 6M 105K –
RTX CORPORATION COM 418K 4K –
S&P GLOBAL INC COM 209K 469 –
SALESFORCE INC COM 3M 13K –
SERVICENOW INC COM 3M 4K –
SMARTSHEET INC COM CL A 485K 11K –
SPDR GOLD TR GOLD SHS 979K 5K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 35K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 296K 8K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 502K 938 –
SPDR SER TR BLOOMBERG HIGH Y 2M 20K –
SPDR SER TR S&P DIVID ETF 501K 4K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 12M 300K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 4M 107K –
SUN CMNTYS INC COM 385K 3K –
TESLA INC COM 271K 1K –
TRUIST FINL CORP COM 671K 17K –
UNITED BANKSHARES INC WEST V COM 261K 8K –
UNITED PARCEL SERVICE INC CL B 5M 36K –
UNITEDHEALTH GROUP INC COM 7M 13K –
VALERO ENERGY CORP COM 967K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 8M 15K –
VANGUARD INDEX FDS SMALL CP ETF 2M 8K –
VANGUARD INDEX FDS SM CP VAL ETF 800K 4K –
VANGUARD INDEX FDS REAL ESTATE ETF 455K 5K –
VANGUARD INDEX FDS GROWTH ETF 277K 740 –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 1M 32K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 349K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 844K 5K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 39K –
VANGUARD WORLD FD INF TECH ETF 372K 645 –
VISA INC COM CL A 5M 19K –
WALMART INC COM 8M 120K –
WESTROCK CO COM 4M 85K –
XYLEM INC COM 201K 1K –