Hedge Fund Database

SOURCE FINANCIAL ADVISORS, LLC

Adviser information for SOURCE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 437 $513.4M
Non-Discretionary 15 $6.1M
Total 452 $519.5M

Clients

Type Number RAUM
Individuals 36 $10.4M
HNW Individuals 61 $506.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 4
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesSEMINARS

Identifiers

SEC RIA File Number 801-77037
SEC ERA File Number 801-77037
SEC CIK Numbers 1830954
SEC CRD Numbers 164825
Legal Entity Identifier None

Principal Office

545 FIFTH AVENUE
SUITE 1108
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-273-0400, Fax: 212-320-0603

Websites

twitter.com/sfa_invresearch www.linkedin.com/company/wife2cfo/ www.facebook.com/wife2cfo/ www.linkedin.com/company/source-financial-advisors www.smithfsg.com www.instagram.com/wife2cfo/ www.sourcefa.com wife2cfo.com twitter.com/michellesource twitter.com/wife2cfo generationu-sourcefa.com/ vimeo.com/user123022823 linkedin.com/in/divorceconsigliere

Chief Compliance Officer

MEGAN BENNER
DIRECTOR OF CLIENT SERVICE
545 FIFTH AVENUE
SUITE 1108
NEW YORK
NY
United States
Tel: 212-273-0409
Fax: 212-320-0603
(Full email address available in API data)

Regulatory Contact

MICHELLE SMITH
MANAGING MEMBER
545 FIFTH AVENUE
SUITE 1108
NEW YORK
NY
United States
Tel: 212-273-0400
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, MICHELLE, MARIE Individual – MANAGING MEMBER 07/2012 > 75%
Benner, Megan, Kathryn Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

105020192020202120222023202420255 on 5/20/20195 on 8/21/20196 on 3/16/20206 on 5/27/20206 on 6/26/20206 on 8/6/20206 on 8/6/20206 on 8/12/20206 on 9/17/20206 on 10/1/20206 on 2/1/20217 on 3/11/20217 on 3/15/20217 on 3/15/20217 on 3/19/20217 on 5/25/20217 on 9/2/20217 on 11/1/20217 on 3/14/20227 on 4/21/20227 on 5/25/20227 on 9/1/20227 on 9/2/20226 on 3/30/20236 on 4/20/20236 on 7/31/20234 on 3/28/2024

RAUM, Historic

600M300M02019202020212022202320242025340497417 on 5/20/2019340497417 on 8/21/2019464790570 on 3/16/2020464790570 on 5/27/2020464790570 on 6/26/2020464790570 on 8/6/2020464790570 on 8/6/2020464790570 on 8/12/2020464790570 on 9/17/2020464790570 on 10/1/2020464790570 on 2/1/2021566680435 on 3/11/2021566680435 on 3/15/2021566680435 on 3/15/2021566680435 on 3/19/2021566680435 on 5/25/2021566680435 on 9/2/2021566680435 on 11/1/2021560256141 on 3/14/2022560256141 on 4/21/2022560256141 on 5/25/2022560256141 on 9/1/2022560256141 on 9/2/2022450657112 on 3/30/2023450657112 on 4/20/2023450657112 on 7/31/2023519475702 on 3/28/2024

No. Clients, Historic

100500201920202021202220232024202581 on 5/20/201981 on 8/21/201983 on 3/16/202083 on 5/27/202083 on 6/26/202083 on 8/6/202083 on 8/6/202083 on 8/12/202083 on 9/17/202083 on 10/1/202083 on 2/1/202178 on 3/11/202178 on 3/15/202178 on 3/15/202178 on 3/19/202178 on 5/25/202178 on 9/2/202178 on 11/1/202182 on 3/14/202282 on 4/21/202282 on 5/25/202282 on 9/1/202282 on 9/2/202299 on 3/30/202399 on 4/20/202399 on 7/31/202398 on 3/28/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 745K 9K –
ABBVIE INC COM 69K 400 –
ABBVIE INC COM 279K 2K –
ADOBE INC COM 24K 44 –
ADOBE INC COM 181K 325 –
AFFIRM HLDGS INC COM CL A 478K 16K –
ALPHABET INC CAP STK CL A 409K 2K –
ALPHABET INC CAP STK CL A 704K 4K –
ALPHABET INC CAP STK CL C 271K 1K –
ALPHABET INC CAP STK CL C 1M 7K –
AMAZON COM INC COM 560K 3K –
AMAZON COM INC COM 2M 9K –
AMPLITUDE INC COM CL A 1M 135K –
APPLE INC COM 469K 2K –
APPLE INC COM 4M 17K –
APPLIED MATLS INC COM 9K 40 –
APPLIED MATLS INC COM 207K 876 –
ASANA INC CL A 1M 87K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 180K 442 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 453K 1K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BROADCOM INC COM 27K 17 –
BROADCOM INC COM 855K 532 –
CATERPILLAR INC COM 82K 246 –
CATERPILLAR INC COM 201K 603 –
CHEVRON CORP NEW COM 115K 734 –
CHEVRON CORP NEW COM 223K 1K –
CITIGROUP INC COM NEW 46K 725 –
CITIGROUP INC COM NEW 172K 3K –
COCA COLA CO COM 109K 2K –
COCA COLA CO COM 175K 3K –
COINBASE GLOBAL INC COM CL A 357K 2K –
COMCAST CORP NEW CL A 43K 1K –
COMCAST CORP NEW CL A 200K 5K –
CONFLUENT INC CLASS A COM 11M 385K –
COSTCO WHSL CORP NEW COM 77K 91 –
COSTCO WHSL CORP NEW COM 237K 279 –
DISNEY WALT CO COM 55K 553 –
DISNEY WALT CO COM 753K 8K –
ELASTIC N V ORD SHS 8M 72K –
ELI LILLY & CO COM 239K 264 –
ELI LILLY & CO COM 412K 455 –
EXXON MOBIL CORP COM 102K 889 –
EXXON MOBIL CORP COM 392K 3K –
GENERAL ELECTRIC CO COM NEW 43K 272 –
GENERAL ELECTRIC CO COM NEW 184K 1K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 6M 55K –
HOME DEPOT INC COM 131K 380 –
HOME DEPOT INC COM 412K 1K –
INTUIT COM 26K 39 –
INTUIT COM 249K 379 –
INVESCO DB COMMDY INDX TRCK UNIT 330K 14K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 235K 1K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 206K 11K –
INVESCO QQQ TR UNIT SER 1 90K 188 –
INVESCO QQQ TR UNIT SER 1 3M 5K –
ISHARES INC MSCI EMRG CHN 444K 8K –
ISHARES INC CORE MSCI EMKT 249K 5K –
ISHARES TR AGGRES ALLOC ETF 405K 5K –
ISHARES TR CRE U S REIT ETF 1M 27K –
ISHARES TR CORE S&P SCP ETF 991K 9K –
ISHARES TR EAFE VALUE ETF 922K 17K –
ISHARES TR US TREAS BD ETF 19M 860K –
ISHARES TR CORE S&P TTL STK 7M 61K –
ISHARES TR CORE MSCI TOTAL 9M 129K –
ISHARES TR CORE MSCI EAFE 2M 26K –
ISHARES TR U.S. MED DVC ETF 208K 4K –
ISHARES TR ISHS 1-5YR INVS 4M 79K –
ISHARES TR 10+ YR INVST GRD 942K 19K –
ISHARES TR U.S. TECH ETF 1M 8K –
ISHARES TR U.S. FIN SVC ETF 967K 15K –
ISHARES TR CORE S&P500 ETF 21M 38K –
ISHARES TR 10-20 YR TRS ETF 543K 5K –
ISHARES TR IBOXX INV CP ETF 491K 5K –
ISHARES TR CORE US AGGBD ET 2M 23K –
ISHARES TR CORE S&P MCP ETF 1M 21K –
ISHARES TR RUS 1000 ETF 1M 4K –
ISHARES U S ETF TR BLACKROCK SHORT 7M 134K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 236K 5K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 411K 6K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 27K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 1M 19K –
JANUS DETROIT STR TR HENDRSON AAA CL 7M 131K –
JOHNSON & JOHNSON COM 107K 734 –
JOHNSON & JOHNSON COM 204K 1K –
JPMORGAN CHASE & CO COM 186K 920 –
JPMORGAN CHASE & CO COM 3M 16K –
LATTICE STRATEGIES TR HARTFORD DISCIPL 370K 7K –
MARATHON PETE CORP COM 18K 105 –
MARATHON PETE CORP COM 193K 1K –
MARKETAXESS HLDGS INC COM 602 3 –
MARKETAXESS HLDGS INC COM 23M 115K –
MASTERCARD INCORPORATED CL A 132K 299 –
MASTERCARD INCORPORATED CL A 278K 631 –
MCDONALDS CORP COM 106K 417 –
MCDONALDS CORP COM 251K 985 –
MERCK & CO INC COM 152K 1K –
MERCK & CO INC COM 230K 2K –
META PLATFORMS INC CL A 287K 569 –
META PLATFORMS INC CL A 3M 7K –
MICROSOFT CORP COM 423K 947 –
MICROSOFT CORP COM 4M 9K –
MONDELEZ INTL INC CL A 23K 348 –
MONDELEZ INTL INC CL A 180K 3K –
NETFLIX INC COM 89K 132 –
NETFLIX INC COM 247K 366 –
NVIDIA CORPORATION COM 211K 2K –
NVIDIA CORPORATION COM 2M 20K –
PARAMOUNT GLOBAL CLASS B COM 2K 216 –
PARAMOUNT GLOBAL CLASS B COM 294K 28K –
PEPSICO INC COM 85K 516 –
PEPSICO INC COM 254K 2K –
PROCTER AND GAMBLE CO COM 165K 1K –
PROCTER AND GAMBLE CO COM 274K 2K –
PROLOGIS INC. COM 25K 225 –
PROLOGIS INC. COM 264K 2K –
QUALCOMM INC COM 36K 183 –
QUALCOMM INC COM 744K 4K –
SCHWAB CHARLES CORP COM 41K 552 –
SCHWAB CHARLES CORP COM 224K 3K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 1M 33K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 621K 4K –
SELECT SECTOR SPDR TR COMMUNICATION 366K 4K –
SELECT SECTOR SPDR TR ENERGY 2M 19K –
SELECT SECTOR SPDR TR SBI CONS DISCR 374K 2K –
SELECT SECTOR SPDR TR INDL 214K 2K –
SIRIUS XM HOLDINGS INC COM 486K 172K –
SNAP INC CL A 5M 286K –
SPDR GOLD TR GOLD SHS 3M 13K –
SPDR S&P 500 ETF TR TR UNIT 68K 125 –
SPDR S&P 500 ETF TR TR UNIT 39M 73K –
SPDR SER TR PORTFOLIO AGRGTE 2M 62K –
SPDR SER TR PORTFOLIO S&P500 616K 10K –
TESLA INC COM 93K 469 –
TESLA INC COM 262K 1K –
UBER TECHNOLOGIES INC COM 36K 494 –
UBER TECHNOLOGIES INC COM 48M 656K –
UNITEDHEALTH GROUP INC COM 171K 336 –
UNITEDHEALTH GROUP INC COM 471K 924 –
UNIVERSAL HLTH SVCS INC CL B 6K 31 –
UNIVERSAL HLTH SVCS INC CL B 231K 1K –
VANECK ETF TRUST MRNGSTR INT MOAT 515K 16K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 916K 9K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 720K 7K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 2M 22K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 8M 155K –
VANGUARD INDEX FDS TOTAL STK MKT 15M 56K –
VANGUARD INDEX FDS S&P 500 ETF SHS 584K 1K –
VANGUARD MUN BD FDS TAX EXEMPT BD 5M 99K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 14K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 934K 12K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 241K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 810K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 299K 6K –
VANGUARD WORLD FD EXTENDED DUR 544K 7K –
VISA INC COM CL A 140K 532 –
VISA INC COM CL A 347K 1K –
WALMART INC COM 67K 993 –
WALMART INC COM 486K 7K –
WISDOMTREE TR US MIDCAP DIVID 327K 7K –