INVESTCORP CREDIT MANAGEMENT US LLC
Adviser information for INVESTCORP CREDIT MANAGEMENT US LLC last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $12.0B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $12.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $12.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $67.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 97 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77039 |
|---|---|
| SEC ERA File Number | 801-77039 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165140 |
| Legal Entity Identifier | 2138004J6H1A5MD3AF91 |
Principal Office
280 PARK AVENUE36TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-599-4700, Fax: 212-339-5401
Chief Compliance Officer
EDWARD SMITH
GENERAL COUNSEL
280 PARK AVENUE
39TH FLOOR
NEW YORK
NY
United States
Tel:
929-528-5263
T*****@*************M
(Full email address available in API data)
Industry Affiliates
| CM INVESTMENT PARTNERS, LLC | Other investment adviser, including financial planners |
| ICM NOMINEES HOLDING LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ICM SENIOR LOAN FUND CORPORATION | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP (ABU DHABI) LIMITED | Other investment adviser, including financial planners |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | Other investment adviser, including financial planners |
| INVESTCORP ASIA FINANCIAL SERVICES PTE LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP ASSET ADVISORY SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP CORPORATE SERVICES LIMITED | Other investment adviser, including financial planners |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | Other investment adviser, including financial planners |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | Other investment adviser, including financial planners |
| INVESTCORP GULF INVESTMENTS B.S.C.(C) | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP HOLDINGS B.S.C.(C) | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT ADVISERS LIMITED | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT SOLUTIONS LLC | Other investment adviser, including financial planners |
| INVESTCORP JAPAN, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP MALTA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP MANAGEMENT HOLDINGS, L.P. | Other investment adviser, including financial planners |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MERCURY CAPITAL ADVISORS UNIPESSOAL, LDA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCURY CAPITAL ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCURY CAPITAL ADVISORS. LLP | Other investment adviser, including financial planners |
| N.A. INVESTCORP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TAGES CAPITAL LLP | Other investment adviser, including financial planners |
| TAGES CAPITAL SGR S.P.A. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARVEST US CLO 2023-1 LTD. | Securitized Asset Fund | $34.0M | $5.0M | 2 |
| HARVEST US CLO 2023-2 LTD. | Securitized Asset Fund | $2.0M | $0.5M | 1 |
| ICM GLOBAL FLOATING RATE INCOME LIMITED | Hedge Fund | $261.1M | $0.1M | 57 |
| JAMESTOWN CLO IX LTD | Securitized Asset Fund | $401.1M | $5.0M | 3 |
| JAMESTOWN CLO VI-R LTD | Securitized Asset Fund | $697.1M | $5.0M | 1 |
| JAMESTOWN CLO XI LTD. | Securitized Asset Fund | $398.3M | $5.0M | 2 |
| JAMESTOWN CLO XII LTD. | Securitized Asset Fund | $448.7M | $5.0M | 3 |
| JAMESTOWN CLO XIV LTD. | Securitized Asset Fund | $487.8M | $5.0M | 2 |
| JAMESTOWN CLO XV LTD. | Securitized Asset Fund | $404.9M | $5.0M | 2 |
| JAMESTOWN CLO XVI LTD | Securitized Asset Fund | $401.5M | $5.0M | 2 |
| JAMESTOWN CLO XVII LTD | Securitized Asset Fund | $349.7M | $5.0M | 2 |
| JAMESTOWN CLO XVIII LTD | Securitized Asset Fund | $400.8M | $5.0M | 1 |
| MARBLE POINT CLO X LTD. | Securitized Asset Fund | $440.4M | $0.3M | 3 |
| MARBLE POINT CLO XI LTD. | Securitized Asset Fund | $476.5M | $0.3M | 6 |
| MARBLE POINT CLO XII LTD. | Securitized Asset Fund | $487.8M | $0.3M | 2 |
| MARBLE POINT CLO XIV LTD. | Securitized Asset Fund | $391.7M | $0.3M | 3 |
| MARBLE POINT CLO XIX LTD. | Securitized Asset Fund | $403.3M | $0.3M | 2 |
| MARBLE POINT CLO XV LTD. | Securitized Asset Fund | $400.1M | $0.3M | 3 |
| MARBLE POINT CLO XVI LTD. | Securitized Asset Fund | $503.8M | $0.3M | 2 |
| MARBLE POINT CLO XVII LTD. | Securitized Asset Fund | $405.2M | $0.3M | 4 |
| MARBLE POINT CLO XVIII LTD. | Securitized Asset Fund | $503.8M | $0.3M | 6 |
| MARBLE POINT CLO XX LTD. | Securitized Asset Fund | $402.5M | $0.3M | 4 |
| MARBLE POINT CLO XXI LTD. | Securitized Asset Fund | $402.0M | $0.3M | 4 |
| MARBLE POINT CLO XXII LTD. | Securitized Asset Fund | $403.1M | $0.3M | 4 |
| MARBLE POINT CLO XXIII LTD. | Securitized Asset Fund | $502.0M | $0.3M | 4 |
| MARBLE POINT CLO XXIV LTD. | Securitized Asset Fund | $501.2M | $0.3M | 3 |
| MARBLE POINT CLO XXV LTD. | Securitized Asset Fund | $301.2M | $0.3M | 2 |
| MARBLE POINT LOAN FINANCING LIMITED | Hedge Fund | $139.1M | $0.0M | 63 |
| MP CLO III, LTD. | Securitized Asset Fund | $359.2M | $0.3M | 5 |
| MP CLO IV, LTD. | Securitized Asset Fund | $0.0M | $0.3M | 6 |
| MP CLO VII, LTD. | Securitized Asset Fund | $439.9M | $0.3M | 4 |
| MP CLO VIII, LTD. | Securitized Asset Fund | $354.1M | $0.3M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OWNERSHIP HOLDINGS LTD. | Foreign Entity | CP HOLDINGS LTD. | SHAREHOLDER | 08/2005 | 50-75% |
| INVESTCORP S.A. | Foreign Entity | INVESTCORP INTERNATIONAL HOLDINGS INC. | SHAREHOLDER | 08/2005 | > 75% |
| INVESTCORP HOLDINGS LTD. | Foreign Entity | INVESTCORP S.A. | SHAREHOLDER | 08/2005 | > 75% |
| CP HOLDINGS LTD. | Foreign Entity | INVESTCORP HOLDINGS LTD. | SHAREHOLDER | 08/2005 | 50-75% |
| SIPCO LTD. | Foreign Entity | OWNERSHIP HOLDINGS LTD. | SHAREHOLDER | 08/2005 | 25-50% |
| IESIP INVESTMENTS SPC LTD | Foreign Entity | SIPCO LTD. | SHAREHOLDER | 12/2020 | 50-75% |
| IESIP HOLDINGS LTD | Foreign Entity | IESIP INVESTMENTS SPC LTD | SHAREHOLDER | 12/2020 | > 75% |
| SHANDELL, THOMAS, HICKEN | Individual | – | HEAD OF U.S. COLLATERALIZED LOAN OBLIGATIONS AND BROADLY SYNDICATED LOANS | 01/2023 | < 5% |
| GEIS, COREY, SCOTT | Individual | – | PORTFOLIO MANAGER; HEAD OF TRADING AND CAPITAL MARKETS | 01/2023 | < 5% |
| SMITH, EDWARD, BUTTERWORTH | Individual | – | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| IVC CREDIT MANAGEMENT FINANCING, LLC | Domestic Entity | – | MANAGING MEMBER | 06/2023 | > 75% |
| INVESTCORP INTERNATIONAL HOLDINGS INC. | Domestic Entity | IVC CREDIT MANAGEMENT FINANCING, LLC | SHAREHOLDER | 06/2023 | > 75% |
| SIPCO HOLDINGS LIMITED | Foreign Entity | IESIP HOLDINGS LTD | SHAREHOLDER | 06/2023 | > 75% |