BLUEROCK FUND ADVISOR, LLC
Adviser information for BLUEROCK FUND ADVISOR, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $5.4B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $5.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $5.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
1345 AVENUE OF THE AMERICAS32ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 212-843-1601, Fax: 646-278-4220
Chief Compliance Officer
JASON EMALA
CHIEF LEGAL OFFICER
1345 AVENUE OF THE AMERICAS
32ND FLOOR
NEW YORK
NY
United States
Tel:
646 278 4225
Fax:
646 278 4220
J*****@***********M
(Full email address available in API data)
Industry Affiliates
| BLUEROCK CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLUEROCK CREDIT FUND ADVISOR, LLC | Other investment adviser, including financial planners |
| BLUEROCK REAL ESTATE, LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BLUEROCK VALUE EXCHANGE, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOTTERMAN, ADAM, JASON | Individual | – | CO-PORTFOLIO MANAGER | 11/2013 | < 5% |
| KAMFAR, ROBERT, RAMIN | Individual | – | CHAIRMAN | 07/2012 | < 5% |
| RUDDY, JORDAN, BEN | Individual | – | CO-PORTFOLIO MANAGER AND PRESIDENT | 10/2013 | < 5% |
| BLUEROCK ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 04/2018 | > 75% |
| BLUEROCK REAL ESTATE HOLDINGS, LLC | Domestic Entity | BLUEROCK ASSET MANAGEMENT, LLC | MEMBER | 04/2018 | |
| EMALA, JASON | Individual | – | CHIEF LEGAL OFFICER | 05/2018 | < 5% |
| EMALA, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| INTERVAL MANAGEMENT, LLC | Domestic Entity | BLUEROCK ASSET MANAGEMENT, LLC | MEMBER | 12/2019 | 50-75% |
| KAMFAR, ROBERT, RAMIN | Individual | BLUEROCK REAL ESTATE HOLDINGS, LLC | MEMBER | 07/2012 | > 75% |
| KAMFAR, ROBERT, RAMIN | Individual | BLUEROCK HOLDINGS MANAGER, INC. | SHAREHOLDER | 12/2020 | > 75% |
| BLUEROCK HOLDINGS MANAGER, INC. | Domestic Entity | – | MANAGER | 02/2021 | < 5% |
| INTERVAL MANAGEMENT OWNER, LLC | Domestic Entity | INTERVAL MANAGEMENT, LLC | MEMBER | 10/2020 | > 75% |
| SEGREGATED ACCOUNT 30313 OF CROWN GLOBAL LIFE INSURANCE LTD. | Foreign Entity | INTERVAL MANAGEMENT OWNER, LLC | MEMBER | 10/2020 | > 75% |