Hedge Fund Database

ENGAGED CAPITAL

ENGAGED CAPITAL, LLC Legal Name

Adviser information for ENGAGED CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $753.0M
Non-Discretionary 0 $0
Total 8 $753.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $753.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 25

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-77057
SEC ERA File Number 801-77057
SEC CIK Numbers 1559771
SEC CRD Numbers 161251
Legal Entity Identifier None

Principal Office

610 NEWPORT CENTER DRIVE
SUITE 950
NEWPORT BEACH
CA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 949-734-7900, Fax: 949-734-7901

Websites

www.engagedcapital.com

Chief Compliance Officer

DAVID DEMAREST
CHIEF OPERATING OFFICER
610 NEWPORT CENTER DRIVE
SUITE 950
NEWPORT BEACH
CA
United States
Tel: 949-734-7815
(Full email address available in API data)

Regulatory Contact

ANDREW JUNG
CHIEF FINANCIAL OFFICER
610 NEWPORT CENTER DRIVE
SUITE 950
NEWPORT BEACH
CA
United States
Tel: 949-734-7913
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ENGAGED CAPITAL CO-INVEST V-B, LP Private Equity Fund $30.7M $1.0M 12
ENGAGED CAPITAL CO-INVEST XIV, LP Private Equity Fund $61.1M $1.0M 23
ENGAGED CAPITAL CO-INVEST XV, LP Private Equity Fund $22.6M $1.0M 15
ENGAGED CAPITAL CO-INVEST XVI-A, LP Private Equity Fund $2.5M $1.0M 1
ENGAGED CAPITAL CO-INVEST XVI, LP Private Equity Fund $33.8M $1.0M 23
ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP Hedge Fund $602.4M $1.0M 117

Control Persons

Name Type Entity Title Since Ownership
WELLING, GLENN, WILLIAM Individual – CHIEF INVESTMENT OFFICER 02/2012 < 5%
ENGAGED CAPITAL HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 10/2012 50-75%
WELLING, GLENN, WILLIAM Individual ENGAGED CAPITAL HOLDINGS, LLC MANAGING MEMBER 10/2012 50-75%
HETRICK, CHRISTOPHER, BAYER Individual – MEMBER, DIRECTOR - RESEARCH 10/2012 10-25%
GRAY, RICHARD, TODD Individual – MEMBER, CHIEF CLIENT OFFICER 03/2014 5-10%
DEMAREST, DAVID, EARL Individual – MEMBER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 10/2014 < 5%
KEMPF, KENNETH, C Individual – MEMBER, SENIOR ANALYST 04/2021 5-10%
JUNG, ANDREW, INCHUN Individual – MEMBER, CHIEF FINANCIAL OFFICER 01/2020 < 5%

No. Employees, Historic

2010020202021202220232024202511 on 3/30/202012 on 3/29/202112 on 11/4/202112 on 3/31/202212 on 3/28/202312 on 6/6/202312 on 2/23/202412 on 3/27/2024

RAUM, Historic

2B1B02020202120222023202420251110301780 on 3/30/20201359583892 on 3/29/20211359583892 on 11/4/2021912896250 on 3/31/2022701322786 on 3/28/2023701322786 on 6/6/2023752991460 on 2/23/2024752991460 on 3/27/2024

No. Clients, Historic

2010020202021202220232024202518 on 3/30/202014 on 3/29/202114 on 11/4/202111 on 3/31/202210 on 3/28/202310 on 6/6/20238 on 2/23/20248 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BRC INC COM CL A 79M 13M 1,2
ENVESTNET INC COM 43M 692K 1,2
EVOLENT HEALTH INC CL A 79M 4M 1,2
NCR ATLEOS CORPORATION COM SHS 68M 3M 1,2
NCR VOYIX CORPORATION COM 78M 6M 1,2
NEVRO CORP COM 16M 2M 1,2
PORTILLOS INC COM CL A 27M 3M 1,2
PRA GROUP INC COM 33M 2M 1,2
SHAKE SHACK INC CL A 24M 267K 1,2
SMARTSHEET INC COM CL A 30M 671K 1,2
UPBOUND GROUP INC COM 36M 1M 1,2
V F CORP COM 72M 5M 1,2