FIRST SENTIER INVESTORS (SINGAPORE)
Adviser information for FIRST SENTIER INVESTORS (SINGAPORE) last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 59 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 56 | $32.5B |
| Non-Discretionary | 0 | $0 |
| Total | 56 | $32.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $27.8B |
| Pension and profit sharing plans | 5 | $2.1B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.4B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77069 |
|---|---|
| SEC ERA File Number | 801-77069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165124 |
| Legal Entity Identifier | 54930092SQ6AQJ7TY320 |
Principal Office
79 ROBINSON ROAD#17-01
SINGAPORE
Singapore
Monday - Friday, 9AM - 6PM
Tel: +65 65380008, Fax: +65 65380800
Chief Compliance Officer
MR TEO KIAN POH
HEAD OF REGULATORY COMPLIANCE, SINGAPORE
79 ROBINSON ROAD
#17-01
SINGAPORE
Singapore
Tel:
+65 6580 1387
Fax:
+65 6538 0800
K**********@***************M
(Full email address available in API data)
Regulatory Contact
MS JOCELYN CHUA
ASSISTANT MANAGER, REGULATORY COMPLIANCE
79 ROBINSON ROAD
#17-01
SINGAPORE
Singapore
Tel:
+65 6580 1354
Fax:
+65 6538 0800
J***********@***************M
(Full email address available in API data)
Industry Affiliates
| ALBACORE CAPITAL LIMITED | Other investment adviser, including financial planners |
| ALBACORE CAPITAL LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (IRELAND) LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (JAPAN) LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (UK) FUNDS LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (UK) IM LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS RQI PTY LIMITED | Other investment adviser, including financial planners |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust companyInsurance company or agencyReal estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED | Foreign Entity | – | HOLDING COMPANY OF FIRST SENTIER INVESTORS (SINGAPORE) | 04/1999 | > 75% |
| FSIB LTD | Foreign Entity | FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED | HOLDING COMPANY OF FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LTD | 04/1999 | > 75% |
| FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED | Foreign Entity | FSIB LTD | HOLDING COMPANY OF FSIB LTD | 04/1999 | > 75% |
| HUI, ELIZA, PUI-SHAN | Individual | – | HEAD OF LEGAL AND COMPANY SECRETARY, ASIA | 01/2018 | < 5% |
| TEO, KIAN POH | Individual | – | CHIEF COMPLIANCE OFFICER FSIS | 05/2017 | < 5% |
| PRENDIVILLE, LAUREN | Individual | – | MANAGING DIRECTOR ASIA-PACIFIC, CHIEF EXECUTIVE OFFICER & DIRECTOR OF FSIS. | 10/2022 | < 5% |
| FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | Foreign Entity | FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED | HOLDING COMPANY OF FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED | 08/2019 | > 75% |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Foreign Entity | FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | HOLDING COMPANY OF FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | 08/2019 | > 75% |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. | Foreign Entity | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | HOLDING COMPANY OF MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 08/2019 | > 75% |
| Chia, Chung Piau | Individual | – | HEAD OF FINANCE, ASIA & DIRECTOR OF FSIS | 10/2019 | < 5% |
| TANG, CHI WAI | Individual | – | HEAD OF CLIENT OPERATIONS | 03/2023 | < 5% |
| GOH, CHRISTY, CHIN TING | Individual | – | HEAD OF DISTRIBUTION , SOUTH EAST ASIA AND DIRECTOR OF FSIS | 02/2022 | < 5% |