KKM FINANCIAL LLC
Adviser information for KKM FINANCIAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 199 | $225.6M |
| Non-Discretionary | 1 | $107.7M |
| Total | 200 | $333.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $32.5M |
| HNW Individuals | 56 | $130.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $62.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $107.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
141 W. JACKSONSUITE 1711
CHICAGO
IL
United States
Monday - Friday, 8AM TO 5PM
Tel: 312-448-7230, Fax: None
Websites
Chief Compliance Officer
RICK DOOLEY
CHIEF COMPLIANCE OFFICER
141 W. JACKSON
SUITE 1711
CHICAGO
IL
United States
Tel:
312-448-7230
R***@***************M
(Full email address available in API data)
Regulatory Contact
JEFFREY KILBURG
FOUNDER AND CEO
141 W. JACKSON
SUITE 1711
CHICAGO
IL
United States
Tel:
312-448-7230
J***@***************M
(Full email address available in API data)
Industry Affiliates
| SAVOIE CAPITAL LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KILBURG, JEFFREY, JAMES | Individual | – | FOUNDER AND CEO | 07/2012 | < 5% |
| DEMING, DANIEL, JOSEPH | Individual | – | MANAGING PARTNER | 06/2015 | 5-10% |
| KILLIR KAPITAL MANAGEMENT, LLC | Domestic Entity | – | OWNER | 12/2012 | > 75% |
| KILBURG, JEFFREY, JAMES | Individual | KILLIR KAPITAL MANAGEMENT LLC | OWNER | 08/2012 | > 75% |
| DOOLEY, RICHARD, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER/CCO | 01/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 9M | 42K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 843K | 2K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 31K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 10K | – |
| ADVANCED MICRO DEVICES INC | COM | 202K | 1K | – |
| AMAZON COM INC | COM | 3M | 18K | – |
| ARISTA NETWORKS INC | COM | 344K | 982 | – |
| ASP ISOTOPES INC | COM | 42K | 14K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 416K | 7K | – |
| BROADCOM INC | COM | 1M | 816 | – |
| AMERICAN WATER WORKS COMPANY INC | COM | 2M | 13K | – |
| AMERICAN EXPRESS CO | COM | 455K | 2K | – |
| BOEING CO | COM | 2M | 10K | – |
| BANK AMERICA CORP | COM | 1M | 31K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| CATERPILLAR INC | COM | 821K | 3K | – |
| CHUBB LIMITED | COM | 2M | 9K | – |
| COMCAST CORP NEW | CL A | 2M | 47K | – |
| CME GROUP INC | COM | 2M | 10K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CISCO SYS INC | COM | 418K | 9K | – |
| CVS HEALTH CORP | COM | 2M | 26K | – |
| CHEVRON CORP NEW | COM | 288K | 2K | – |
| DELTA AIR LINES INC DEL | COM NEW | 2M | 48K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 545K | 13K | – |
| DBX ETF TR | XTRACK MSCI EURO | 632K | 14K | – |
| DBX ETF TR | XTRACK MSCI JAPN | 697K | 9K | – |
| DOLLAR GEN CORP NEW | COM | 370K | 3K | – |
| DANAHER CORPORATION | COM | 2M | 6K | – |
| DOW INC | COM | 203K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 20K | – |
| ISHARES TR | JPMORGAN USD EMG | 434K | 5K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 73K | – |
| ISHARES INC | MSCI ITALY ETF | 390K | 11K | – |
| ISHARES INC | MSCI SPAIN ETF | 376K | 12K | – |
| ISHARES INC | MSCI FRANCE ETF | 457K | 12K | – |
| ISHARES INC | MSCI MEXICO ETF | 402K | 7K | – |
| FORD MTR CO DEL | COM | 2M | 178K | – |
| FEDEX CORP | COM | 3M | 9K | – |
| FIRST TR EXCH TRADED FD III | EME MRK BD ETF | 239K | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 688K | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ TRANSN | 201K | 7K | – |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 750K | 16K | – |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| ALPHABET INC | CAP STK CL A | 3M | 15K | – |
| ISHARES TR | US TREAS BD ETF | 820K | 36K | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| HONEYWELL INTL INC | COM | 247K | 1K | – |
| HP INC | COM | 203K | 6K | – |
| PROSHARES TR | HGH YLD INT RATE | 335K | 5K | – |
| ISHARES TR | U.S. INSRNCE ETF | 1M | 9K | – |
| ISHARES GOLD TR | ISHARES NEW | 573K | 13K | – |
| ISHARES TR | ISHARES BIOTECH | 981K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 13K | – |
| ISHARES TR | US OIL EQ&SV ETF | 315K | 15K | – |
| ISHARES TR | NORTH AMERN NAT | 356K | 8K | – |
| PROSHARES TR | INVT INT RT HG | 216K | 3K | – |
| ISHARES TR | EXPND TEC SC ETF | 4M | 43K | – |
| ISHARES TR | EXPANDED TECH | 4M | 43K | – |
| INTEL CORP | COM | 1M | 46K | – |
| ISHARES TR | US AER DEF ETF | 662K | 5K | – |
| ISHARES TR | US HOM CONS ETF | 975K | 10K | – |
| ISHARES TR | CORE S&P TTL STK | 410K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 524K | 972 | – |
| ISHARES TR | S&P 500 GRWT ETF | 324K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 8K | – |
| ISHARES TR | RUS 2000 GRW ETF | 350K | 1K | – |
| ISHARES TR | RUS MD CP GR ETF | 364K | 3K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 29K | – |
| ISHARES TR | US CONSUM DISCRE | 820K | 10K | – |
| ISHARES TR | U.S. ENTERGY ETF | 1M | 23K | – |
| ISHARES TR | U.S.FINLS ETF | 4M | 41K | – |
| ISHARES TR | U.S. FIN SVC ETF | 700K | 5K | – |
| ISHARES TR | US HLTHCARE ETF | 278K | 5K | – |
| ISHARES TR | US INDUSTRIALS | 3M | 24K | – |
| ISHARES TR | US CONSM STAPLES | 1M | 8K | – |
| ISHARES TR | U.S. BAS MTL ETF | 1M | 10K | – |
| ISHARES TR | US TRSPRTION | 4M | 47K | – |
| ISHARES TR | U.S. TECH ETF | 4M | 24K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 848K | 15K | – |
| JOHNSON & JOHNSON | COM | 2M | 17K | – |
| JPMORGAN CHASE & CO | COM | 3M | 15K | – |
| COCA COLA CO | COM | 419K | 7K | – |
| LILLY ELI & CO | COM | 2M | 3K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 5K | – |
| MASTERCARD INCORPORATED | CL A | 324K | 721 | – |
| MASCO CORP | COM | 2M | 32K | – |
| MCDONALDS CORP | COM | 355K | 1K | – |
| META PLATFORMS INC | CL A | 6M | 12K | – |
| 3M CO | COM | 2M | 17K | – |
| MARATHON PETE CORP | COM | 2M | 12K | – |
| MORGAN STANLEY | COM NEW | 224K | 2K | – |
| MICROSOFT CORP | COM | 5M | 12K | – |
| ISHARES TR | MSCI US MMETNM | 491K | 3K | – |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 3M | 53K | – |
| NUTRIEN LTD | COM | 2M | 36K | – |
| NVIDIA CORPORATION | COM | 5M | 41K | – |
| ORACLE CORP | COM | 3M | 22K | – |
| PALO ALTO NETWORKS INC | COM | 3M | 11K | – |
| PFIZER INC | COM | 2M | 70K | – |
| INVESCO EXCHANGE TRADED FD T | GLOBAL DRGN CN | 294K | 13K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 296K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC BLDG CON | 394K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 280K | 7K | – |
| PINSTRIPES HOLDINGS INC | CL A COM | 399K | 145K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 561K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 754K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 337K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 465K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC OIL GAS | 373K | 12K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 5K | – |
| SOUTHERN CO | COM | 236K | 3K | – |
| SOLVENTUM CORP | COM SHS | 215K | 4K | – |
| ISHARES TR | ISHARES SEMICDTR | 7M | 24K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 1M | 32K | – |
| SPDR SER TR PORTFOLIO | PORTFOLIO LN COR | 815K | 34K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 231K | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 10K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 264K | 3K | – |
| STRYKER CORPORATION | COM | 298K | 862 | – |
| SYSCO CORP | COM | 2M | 29K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 458K | 828 | – |
| TESLA INC | COM | 653K | 3K | – |
| ISHARES INC | MSCI TURKEY ETF | 433K | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| VISA INC | COM CL A | 3M | 10K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 374K | 2K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 293K | 4K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 282K | 6K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 236K | 881 | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 533K | 8K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 48K | – |
| WASTE MGMT INC DEL | COM | 3M | 13K | – |
| WALMART INC | COM | 697K | 10K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 617K | 7K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 698K | 9K | – |
| SELECT SECTOR SPDR TR | ENERGY | 201K | 2K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 391K | 10K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 3M | 22K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 17K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 671K | 9K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 619K | 4K | – |
| EXXON MOBIL CORP | COM | 3M | 22K | – |
| SPDR SER TR | S&P TRANSN ETF | 262K | 3K | – |
| XYLEM INC | COM | 598K | 4K | – |