ONE ROCK CAPITAL
ONE ROCK CAPITAL PARTNERS, LLC Legal Name
Adviser information for ONE ROCK CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 63 |
|---|---|
| Investment Advisory/Research | 50 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $10.4B |
| Non-Discretionary | 2 | $44.3M |
| Total | 16 | $10.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $10.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMANAGEMENT AGREEMENTS WITH PORTFOLIO COMPANIES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77096 |
|---|---|
| SEC ERA File Number | 801-77096 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160972 |
| Legal Entity Identifier | 984500A7AA0D768AZA91 |
Principal Office
45 ROCKEFELLER PLAZA39TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-6:00
Tel: 212-605-6000, Fax: 212-605-6099
Chief Compliance Officer
FOLA ADAMOLEKUN
GENERAL COUNSEL
45 ROCKEFELLER PLAZA
39TH FLOOR
NEW YORK
NY
United States
Tel:
212-605-6091
Fax:
212-605-6099
F**********@**********M
(Full email address available in API data)
Regulatory Contact
ANNA KELLEHER
CHIEF FINANCIAL OFFICER
45 ROCKEFELLER PLAZA
39TH FLOOR
NEW YORK
NY
United States
Tel:
212-605-6088
Fax:
212-605-6099
A********@**********M
(Full email address available in API data)
Industry Affiliates
| ONE ROCK CAPITAL PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ONE ROCK CAPITAL PARTNERS II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ONE ROCK CAPITAL PARTNERS III GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ONE ROCK CAPITAL PARTNERS IV GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ONE ROCK EMERALD FUND GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ORCP II IRIS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORCP II NEON GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORCP II PROCESS SOLUTIONS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORCP III BIRCH GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| ORCP III TRITON GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORCP IV CAPRIPACK CO-INVESTORS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| ORCP IV CAYMAN AIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ONE ROCK CAPITAL PARTNERS II, LP | Private Equity Fund | $1,457.2M | $5.0M | 78 |
| ONE ROCK CAPITAL PARTNERS III, LP | Private Equity Fund | $3,225.4M | $5.0M | 202 |
| ONE ROCK CAPITAL PARTNERS IV, LP | Private Equity Fund | $1,324.4M | $5.0M | 64 |
| ONE ROCK CAPITAL PARTNERS, LP | Private Equity Fund | $464.5M | $5.0M | 55 |
| ONE ROCK EMERALD FUND, LP | Private Equity Fund | $370.6M | $5.0M | 37 |
| ORCP II IRIS CO-INVESTORS, L.P. | Private Equity Fund | $617.8M | $5.0M | 16 |
| ORCP II NEON CO-INVESTORS, L.P | Private Equity Fund | $112.8M | $5.0M | 14 |
| ORCP II PROCESS SOLUTIONS CO-INVESTORS, L.P | Private Equity Fund | $111.0M | $5.0M | 17 |
| ORCP III BIRCH CO-INVESTORS, L.P. | Private Equity Fund | $144.7M | $5.0M | 18 |
| ORCP III TRITON CO-INVESTORS, L.P. | Private Equity Fund | $2,093.9M | $5.0M | 50 |
| ORCP IV CAPRIPACK CO-INVESTORS 2, L.P. | Private Equity Fund | $11.0M | $5.0M | 2 |
| ORCP IV CAPRIPACK CO-INVESTORS, L.P. | Private Equity Fund | $403.0M | $5.0M | 34 |
| ORCP IV CAYMAN CO-INVESTOR 1, L.P. | Private Equity Fund | $33.3M | $5.0M | 2 |
| SNAP INVESTOR HOLDINGS LLC | Private Equity Fund | $1.9M | $5.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADAMOLEKUN, FOLA, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 09/2021 | < 5% |
| LEE, TONY, WON | Individual | – | MANAGING PARTNER | 08/2011 | < 5% |
| SPIELVOGEL, ROBERT, SCOTT | Individual | – | MANAGING PARTNER | 08/2011 | < 5% |
| KELLEHER, ANNA, PATRICIA | Individual | – | CHIEF FINANCIAL OFFICER | 05/2018 | < 5% |
| ONE ROCK CAPITAL PARTNERS HOLDCO, LP | Domestic Entity | – | MANAGING MEMBER | 10/2022 | > 75% |
| LEE, TONY, WON | Individual | ONE ROCK CAPITAL PARTNERS HOLDCO, LP | LIMITED PARTNER | 10/2022 | 50-75% |
| SPIELVOGEL, ROBERT, SCOTT | Individual | ONE ROCK CAPITAL PARTNERS HOLDCO, LP | LIMITED PARTNER | 10/2022 | 25-50% |
| ONE ROCK CAPITAL PARTNERS HOLDCO GP, LLC | Domestic Entity | ONE ROCK CAPITAL PARTNERS HOLDCO, LP | GENERAL PARTNER | 10/2022 |