FRAGASSO FINANCIAL ADVISORS
FRAGASSO FINANCIAL ADVISORS INC. Legal Name
Adviser information for FRAGASSO FINANCIAL ADVISORS last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 21 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 18 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,278 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5,278 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,503 | $509.2M |
| HNW Individuals | 562 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 83 | $40.2M |
| Charitable organizations | 37 | $75.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $7.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
2200 GEORGETOWN DRIVESUITE 302
SEWICKLEY
PA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 412-227-3200, Fax: 412-227-3210
Chief Compliance Officer
JAMES DANKO
VICE PRESIDENT/CCO
3402 WASHINGTON ROAD
SUITE 301
MCMURRAY
PA
United States
Tel:
412-227-3200
Fax:
412-227-3210
J*****@*******************M
(Full email address available in API data)
Regulatory Contact
CHRISTINE ERIMIAS
CFO, COO
2200 GEORGETOWN DRIVE
SUITE 302
SEWICKLEY
PA
United States
Tel:
412-227-3200
Fax:
412-227-3210
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
| GOFF BACKA ALFERA & COMPANY, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRAGASSO, ROBERT, IVANO | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2022 | < 5% |
| DINGUS, DANIEL, JAMES | Individual | – | PRESIDENT | 12/2014 | < 5% |
| DANKO, JAMES, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | Domestic Entity | – | EMPLOYEE STOCK OWNERSHIP PLAN TRUST | 05/2022 | 50-75% |
| FRAGASSO, ROBERT, IVANO | Individual | FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 04/2016 | |
| ERIMIAS, CHRISTINE, LUCAS | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 11/2014 | < 5% |
| FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTE | Domestic Entity | – | OWNER | 05/2022 | 10-25% |
| FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIG | Domestic Entity | – | OWNER | 05/2022 | 10-25% |
| FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSO | Domestic Entity | – | OWNER | 05/2022 | 10-25% |
| ROBINETTE, CHRISTINE, ELIZABETH | Individual | – | EXECUTIVE VICE PRESIDENT | 11/2018 | < 5% |
| DINGUS, DANIEL, JAMES | Individual | FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 06/2022 | |
| ROBINETTE, CHRISTINE, ELIZABETH | Individual | FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 06/2022 | |
| ERIMIAS, CHRISTINE, LUCAS | Individual | FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 06/2022 | |
| ROBINETTE, CHRISTINE, ELIZABETH | Individual | FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTE | TRUSTEE | 09/2020 | |
| ERIMIAS, CHRISTINE, LUCAS | Individual | FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTE | TRUSTEE | 09/2020 | |
| FERTIG, KATHLEEN, ELAINE | Individual | FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIG | TRUSTEE | 09/2020 | |
| ERIMIAS, CHRISTINE, LUCAS | Individual | FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIG | TRUSTEE | 09/2020 | |
| Fragasso, Vicki, L | Individual | FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSO | TRUSTEE | 09/2020 | |
| ERIMIAS, CHRISTINE, LUCAS | Individual | FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSO | TRUSTEE | 09/2020 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR | COM | 229M | 418K | – |
| SCHWAB STRATEGIC TR | COM | 80M | 1M | – |
| ISHARES TR | COM | 75M | 1M | – |
| APPLE INC | COM | 61M | 290K | – |
| ISHARES TR | COM | 56M | 327K | – |
| VANGUARD INDEX FDS | COM | 53M | 106K | – |
| ISHARES TR | COM | 44M | 525K | – |
| JANUS DETROIT STR TR | COM | 43M | 854K | – |
| FIDELITY COVINGTON TRUST | COM | 32M | 1M | – |
| MICROSOFT CORP | COM | 31M | 70K | – |
| HARTFORD FDS EXCHANGE TRADED | COM | 26M | 786K | – |
| J P MORGAN EXCHANGE TRADED F | COM | 18M | 310K | – |
| BERKSHIRE HATHAWAY INC DEL | COM | 16M | 40K | – |
| ALPHABET INC | COM | 16M | 89K | – |
| ISHARES TR | COM | 15M | 140K | – |
| NVIDIA CORPORATION | COM | 15M | 121K | – |
| AMAZON COM INC | COM | 14M | 71K | – |
| SPDR SER TR | COM | 9M | 140K | – |
| VISA INC | COM | 9M | 33K | – |
| AMGEN INC | COM | 9M | 28K | – |
| UNITEDHEALTH GROUP INC | COM | 8M | 16K | – |
| SSGA ACTIVE ETF TR | COM | 8M | 195K | – |
| EXXON MOBIL CORP | COM | 8M | 68K | – |
| VANGUARD BD INDEX FDS | COM | 8M | 107K | – |
| AMERICAN CENTY ETF TR | COM | 8M | 123K | – |
| JOHN HANCOCK EXCHANGE TRADED | COM | 7M | 127K | – |
| PARKER-HANNIFIN CORP | COM | 7M | 13K | – |
| BROADCOM INC | COM | 6M | 4K | – |
| MERCK & CO INC | COM | 6M | 51K | – |
| APPLIED MATLS INC | COM | 6M | 25K | – |
| META PLATFORMS INC | COM | 6M | 12K | – |
| SALESFORCE INC | COM | 6M | 22K | – |
| S&P GLOBAL INC | COM | 6M | 12K | – |
| BOOKING HOLDINGS INC | COM | 5M | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 5M | 9K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 5M | 22K | – |
| SPDR SER TR | COM | 5M | 62K | – |
| VANECK ETF TRUST | COM | 5M | 216K | – |
| ORACLE CORP | COM | 5M | 34K | – |
| UNION PAC CORP | COM | 5M | 21K | – |
| AMERICAN TOWER CORP NEW | COM | 5M | 24K | – |
| SCHLUMBERGER LTD | COM | 5M | 97K | – |
| LOWES COS INC | COM | 5M | 21K | – |
| VANGUARD INDEX FDS | COM | 4M | 26K | – |
| ELI LILLY & CO | COM | 4M | 5K | – |
| ISHARES TR | COM | 4M | 131K | – |
| SPDR SER TR | COM | 4M | 47K | – |
| GRAINGER W W INC | COM | 4M | 4K | – |
| ISHARES TR | COM | 4M | 51K | – |
| HERSHEY CO | COM | 4M | 21K | – |
| PEPSICO INC | COM | 4M | 23K | – |
| SPDR S&P 500 ETF TR | COM | 4M | 7K | – |
| FIFTH THIRD BANCORP | COM | 4M | 102K | – |
| DOLLAR GEN CORP NEW | COM | 4M | 28K | – |
| CADENCE DESIGN SYSTEM INC | COM | 4M | 11K | – |
| MOTOROLA SOLUTIONS INC | COM | 3M | 9K | – |
| CHARLES RIV LABS INTL INC | COM | 3M | 16K | – |
| QUANTA SVCS INC | COM | 3M | 13K | – |
| NETFLIX INC | COM | 3M | 5K | – |
| NEXTERA ENERGY INC | COM | 3M | 46K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 3M | 65K | – |
| FMC CORP | COM | 3M | 50K | – |
| DISNEY WALT CO | COM | 3M | 29K | – |
| JPMORGAN CHASE & CO | COM | 3M | 14K | – |
| LABORATORY CORP AMER HLDGS | COM | 3M | 14K | – |
| INNOVATOR ETFS TRUST | COM | 3M | 67K | – |
| LGI HOMES INC | COM | 3M | 30K | – |
| WALMART INC | COM | 3M | 39K | – |
| INNOVATOR ETFS TRUST | COM | 3M | 63K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADR | 3M | 35K | – |
| PIMCO ETF TR | COM | 2M | 27K | – |
| SPDR SER TR | COM | 2M | 29K | – |
| JOHNSON & JOHNSON | COM | 2M | 14K | – |
| WISDOMTREE TR | COM | 2M | 27K | – |
| ABBVIE INC | COM | 2M | 12K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 2M | 47K | – |
| ISHARES TR | COM | 2M | 29K | – |
| PG&E CORP | COM | 2M | 115K | – |
| INNOVATOR ETFS TRUST | COM | 2M | 46K | – |
| NVR INC | COM | 2M | 259 | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 2M | 40K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 12K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 2M | 43K | – |
| INNOVATOR ETFS TRUST | COM | 2M | 58K | – |
| INNOVATOR ETFS TRUST | COM | 2M | 64K | – |
| PPG INDS INC | COM | 2M | 14K | – |
| SELECT SECTOR SPDR TR | COM | 2M | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 2M | 43K | – |
| COHERENT CORP | COM | 2M | 23K | – |
| PAYPAL HLDGS INC | COM | 2M | 29K | – |
| INNOVATOR ETFS TRUST | COM | 2M | 42K | – |
| INNOVATOR ETFS TRUST | COM | 2M | 44K | – |
| VANGUARD INDEX FDS | COM | 2M | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 2M | 39K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 7K | – |
| MASCO CORP | COM | 1M | 22K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 36K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 1M | 18K | – |
| INNOVATOR ETFS TRUST | COM | 1M | 34K | – |
| RESMED INC | COM | 1M | 7K | – |
| J P MORGAN EXCHANGE TRADED F | COM | 1M | 27K | – |
| ISHARES TR | COM | 1M | 12K | – |
| ISHARES INC | COM | 1M | 23K | – |
| PNC FINL SVCS GROUP INC | COM | 1M | 8K | – |
| QUALCOMM INC | COM | 1M | 6K | – |
| SCHWAB STRATEGIC TR | COM | 1M | 44K | – |
| INNOVATOR ETFS TRUST | COM | 1M | 32K | – |
| ISHARES TR | COM | 1M | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 1M | 25K | – |
| ISHARES TR | COM | 1M | 4K | – |
| INNOVATOR ETFS TRUST | COM | 1M | 27K | – |
| ISHARES TR | COM | 1M | 5K | – |
| ALPHABET INC | COM | 1M | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 1000K | 21K | – |
| STARBUCKS CORP | COM | 999K | 13K | – |
| INNOVATOR ETFS TRUST | COM | 997K | 24K | – |
| ISHARES TR | COM | 993K | 36K | – |
| INVESCO QQQ TR | COM | 990K | 2K | – |
| WELLS FARGO CO NEW | COM | 977K | 16K | – |
| CISCO SYS INC | COM | 972K | 20K | – |
| MCDONALDS CORP | COM | 959K | 4K | – |
| ISHARES TR | COM | 946K | 5K | – |
| ISHARES TR | COM | 922K | 9K | – |
| VANGUARD WHITEHALL FDS | COM | 912K | 8K | – |
| KLA CORP | COM | 885K | 1K | – |
| INNOVATOR ETFS TRUST | COM | 878K | 26K | – |
| SCHWAB STRATEGIC TR | COM | 878K | 30K | – |
| VANGUARD TAX-MANAGED FDS | COM | 868K | 18K | – |
| INVESCO EXCHANGE TRADED FD T | COM | 830K | 13K | – |
| PFIZER INC | COM | 821K | 29K | – |
| INNOVATOR ETFS TRUST | COM | 799K | 26K | – |
| DICKS SPORTING GOODS INC | COM | 796K | 4K | – |
| JONES LANG LASALLE INC | COM | 777K | 4K | – |
| ISHARES TR | COM | 776K | 15K | – |
| INNOVATOR ETFS TRUST | COM | 756K | 19K | – |
| VANGUARD INDEX FDS | COM | 750K | 3K | – |
| SCHWAB STRATEGIC TR | COM | 739K | 11K | – |
| HOME DEPOT INC | COM | 726K | 2K | – |
| INNOVATOR ETFS TRUST | COM | 708K | 18K | – |
| AIR PRODS & CHEMS INC | COM | 703K | 3K | – |
| INNOVATOR ETFS TRUST | COM | 684K | 19K | – |
| BALL CORP | COM | 677K | 11K | – |
| PIMCO ETF TR | COM | 658K | 13K | – |
| SPDR INDEX SHS FDS | COM | 644K | 17K | – |
| VERTEX PHARMACEUTICALS INC | COM | 637K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 634K | 746 | – |
| INNOVATOR ETFS TRUST | COM | 632K | 17K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 628K | 15K | – |
| ABBOTT LABS | COM | 626K | 6K | – |
| INNOVATOR ETFS TRUST | COM | 616K | 23K | – |
| MASTERCARD INCORPORATED | COM | 606K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | COM | 585K | 7K | – |
| HONEYWELL INTL INC | COM | 548K | 3K | – |
| SPDR SER TR | COM | 546K | 18K | – |
| INNOVATOR ETFS TRUST | COM | 530K | 19K | – |
| ISHARES TR | COM | 521K | 4K | – |
| COMCAST CORP NEW | COM | 516K | 13K | – |
| VANGUARD INTL EQUITY INDEX F | COM | 515K | 5K | – |
| EOG RES INC | COM | 506K | 4K | – |
| CSX CORP | COM | 505K | 15K | – |
| ISHARES TR | COM | 496K | 5K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 479K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | COM | 471K | 3K | – |
| SCHWAB STRATEGIC TR | COM | 468K | 12K | – |
| SELECT SECTOR SPDR TR | COM | 464K | 5K | – |
| FIRST TR EXCH TRADED FD III | COM | 454K | 9K | – |
| VANGUARD INDEX FDS | COM | 453K | 1K | – |
| BOEING CO | COM | 450K | 2K | – |
| TESLA INC | COM | 450K | 2K | – |
| BECTON DICKINSON & CO | COM | 434K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 430K | 10K | – |
| ISHARES TR | COM | 425K | 5K | – |
| ISHARES TR | COM | 424K | 9K | – |
| VANGUARD WORLD FD | COM | 424K | 735 | – |
| BLACKSTONE INC | COM | 414K | 3K | – |
| COCA COLA CO | COM | 407K | 6K | – |
| NATIONAL BK HLDGS CORP | COM | 396K | 10K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 393K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 383K | 18K | – |
| ADOBE INC | COM | 380K | 684 | – |
| ARISTA NETWORKS INC | COM | 372K | 1K | – |
| DIAMONDBACK ENERGY INC | COM | 372K | 2K | – |
| ISHARES TR | COM | 372K | 4K | – |
| AVERY DENNISON CORP | COM | 361K | 2K | – |
| THE CIGNA GROUP | COM | 358K | 1K | – |
| DOMINION ENERGY INC | COM | 356K | 7K | – |
| ROCKWELL AUTOMATION INC | COM | 353K | 1K | – |
| DIAGEO PLC | SPONSORED ADR | 345K | 3K | – |
| HUNTINGTON BANCSHARES INC | COM | 339K | 26K | – |
| VANGUARD INTL EQUITY INDEX F | COM | 337K | 8K | – |
| EATON CORP PLC | COM | 336K | 1K | – |
| ISHARES TR | COM | 336K | 3K | – |
| ISHARES TR | COM | 335K | 1K | – |
| INNOVATOR ETFS TRUST | COM | 330K | 8K | – |
| NORFOLK SOUTHN CORP | COM | 329K | 2K | – |
| INNOVATOR ETFS TRUST | COM | 328K | 8K | – |
| WISDOMTREE TR | COM | 327K | 7K | – |
| KRANESHARES TRUST | COM | 322K | 12K | – |
| DEERE & CO | COM | 320K | 857 | – |
| HIMS & HERS HEALTH INC | COM | 317K | 16K | – |
| SPDR SER TR | COM | 308K | 6K | – |
| AMERICAN EXPRESS CO | COM | 308K | 1K | – |
| MARATHON OIL CORP | COM | 307K | 11K | – |
| VANGUARD ADMIRAL FDS INC | COM | 305K | 913 | – |
| BANK AMERICA CORP | COM | 304K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 301K | 13K | – |
| INNOVATOR ETFS TRUST | COM | 300K | 8K | – |
| DBX ETF TR | COM | 300K | 6K | – |
| CENTENE CORP DEL | COM | 297K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | COM | 291K | 2K | – |
| SCHWAB STRATEGIC TR | COM | 291K | 5K | – |
| INVESCO EXCH TRADED FD TR II | COM | 291K | 4K | – |
| GLOBAL PMTS INC | COM | 290K | 3K | – |
| ISHARES TR | COM | 289K | 4K | – |
| ISHARES TR | COM | 285K | 782 | – |
| PHILIP MORRIS INTL INC | COM | 280K | 3K | – |
| SPDR SER TR | COM | 279K | 7K | – |
| CATERPILLAR INC | COM | 278K | 836 | – |
| GOLDMAN SACHS ETF TR | COM | 275K | 8K | – |
| INTUITIVE SURGICAL INC | COM | 273K | 613 | – |
| 3M CO | COM | 270K | 3K | – |
| CORTEVA INC | COM | 269K | 5K | – |
| INTEL CORP | COM | 263K | 8K | – |
| ISHARES TR | COM | 262K | 3K | – |
| DANAHER CORPORATION | COM | 261K | 1K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 261K | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 260K | 6K | – |
| SPDR SER TR | COM | 260K | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 257K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | COM | 255K | 11K | – |
| ANALOG DEVICES INC | COM | 253K | 1K | – |
| MONSTER BEVERAGE CORP NEW | COM | 248K | 5K | – |
| CHEVRON CORP NEW | COM | 243K | 2K | – |
| WESCO INTL INC | COM | 241K | 2K | – |
| PPL CORP | COM | 241K | 9K | – |
| SELECT SECTOR SPDR TR | COM | 235K | 2K | – |
| AMPHENOL CORP NEW | COM | 234K | 3K | – |
| GENERAL MLS INC | COM | 232K | 4K | – |
| LOCKHEED MARTIN CORP | COM | 229K | 491 | – |
| MSA SAFETY INC | COM | 229K | 1K | – |
| NOVO-NORDISK A S | COM | 227K | 2K | – |
| INNOVATOR ETFS TRUST | COM | 227K | 8K | – |
| ALTRIA GROUP INC | COM | 226K | 5K | – |
| ISHARES TR | COM | 222K | 9K | – |
| SPDR GOLD TR | COM | 221K | 1K | – |
| AT&T INC | COM | 219K | 11K | – |
| MARRIOTT INTL INC NEW | COM | 218K | 900 | – |
| ISHARES TR | COM | 217K | 2K | – |
| GILEAD SCIENCES INC | COM | 217K | 3K | – |
| CONSTELLATION BRANDS INC | COM | 216K | 838 | – |
| NIKE INC | COM | 212K | 3K | – |
| COPART INC | COM | 210K | 4K | – |
| API GROUP CORP | COM | 209K | 6K | – |
| SCHWAB STRATEGIC TR | COM | 204K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 204K | 1K | – |
| INNOVATOR ETFS TRUST | COM | 202K | 5K | – |