ERGOTELES CAPITAL
ERGOTELES LLC Legal Name
Adviser information for ERGOTELES CAPITAL last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 49 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $4.6B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $4.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
150 EAST 52ND STFL 23
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 646-701-0015, Fax: 646-607-2006
Websites
Chief Compliance Officer
MELINDA SCOTT
CHIEF COMPLIANCE OFFICER
150 EAST 52ND ST
FL 23
NEW YORK
NY
United States
Tel:
646-701-0015
Fax:
646-607-2006
M*****@*******************M
(Full email address available in API data)
Regulatory Contact
MARK FRANCIS MANCINI
MANAGING MEMBER
150 EAST 52ND ST
FL 23
NEW YORK
NY
United States
Tel:
646-701-0015
Fax:
646-607-2006
A*************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ERGOTELES INTERNATIONAL LTD. | Hedge Fund | $1,409.6M | $50.0M | 73 |
| ERGOTELES MASTER FUND LTD | Hedge Fund | $1,623.6M | $50.0M | 4 |
| ERGOTELES PARTNERS LP | Hedge Fund | $210.1M | $50.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANCINI, MARK, FRANCIS | Individual | – | CHIEF OPERATING OFFICER, MANAGING MEMBER | 07/2012 | 10-25% |
| BOS, MICHAEL, FRANCISCUS | Individual | – | MANAGING MEMBER | 09/2012 | 25-50% |
| MANWANI, AMIT | Individual | – | MANAGING MEMBER | 09/2012 | 25-50% |
| SCOTT, MELINDA, HELEN | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2015 | < 5% |
| TEDAWES, SAM, SAMIR | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACTIVISION BLIZZARD INC | COM | 15M | 164K | N/A |
| AMEDISYS INC | COM | 3M | 34K | N/A |
| ARGO GROUP INTL HLDGS LTD | COM | 5M | 167K | N/A |
| ARLINGTON ASSET INVST CORP | CL A NEW | 125K | 29K | N/A |
| DENBURY INC | COM | 490K | 5K | N/A |
| EMAGIN CORP | COM NEW | 314K | 158K | N/A |
| ENETI INC | COM | 745K | 74K | N/A |
| GREENHILL & CO INC | COM | 868K | 59K | N/A |
| HORIZON THERAPEUTICS PUB L | SHS | 14M | 122K | N/A |
| ISHARES TR | CHINA LG-CAP ETF | 671K | 25K | N/A |
| ISHARES TR | ISHARES BIOTECH | 587K | 5K | N/A |
| LAKELAND BANCORP INC | COM | 3M | 237K | N/A |
| MIDWEST HLDG INC | COM NEW | 979K | 37K | N/A |
| NATIONAL INSTRS CORP | COM | 10M | 163K | N/A |
| NEOGAMES S A | SHS | 3M | 106K | N/A |
| PROVIDENT FINL SVCS INC | COM | 4M | 250K | N/A |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 407K | 5K | N/A |
| SPDR SER TR | S&P METALS MNG | 415K | 8K | N/A |
| VMWARE INC | CL A COM | 6M | 34K | N/A |