DYNAMIC BETA INVESTMENTS LLC
Adviser information for DYNAMIC BETA INVESTMENTS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.9B |
| Non-Discretionary | 1 | $10.2M |
| Total | 10 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 8 | $1.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $70.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 55 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77106 |
|---|---|
| SEC ERA File Number | 801-77106 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164972 |
| Legal Entity Identifier | 254900F78BE56PYS4F84 |
Principal Office
12 EAST 49TH STREET16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 646-837-7030, Fax: None
Chief Compliance Officer
JASON R. BECKETT
CHIEF OPERATING OFFICER
12 EAST 49TH STREET
16TH FLOOR
NEW YORK
NY
United States
Tel:
646-837-7030
J*******@**************M
(Full email address available in API data)
Industry Affiliates
| DBI/MADISON SIXTY, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DBI LIQUID ALTERNATIVES FUND | Hedge Fund | $59.0M | $1.0M | 2 |
| DBI M60 GROWTH FUND, LP | Hedge Fund | $11.1M | $0.1M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEACHHEAD CAPITAL HOLDINGS LLC | Domestic Entity | – | MEMBER | 07/2018 | 25-50% |
| IM SQUARE HOLDING 4 LLC | Domestic Entity | – | MEMBER | 07/2018 | 50-75% |
| MAMOU-MANI, MATHIAS, ALEXIS | Individual | BEACHHEAD CAPITAL HOLDINGS LLC | MANAGING MEMBER | 01/2018 | 25-50% |
| IM SQUARE SAS | Foreign Entity | IM SQUARE PARTNERS HOLDING | PARENT | 12/2020 | > 75% |
| LEGENDRE HOLDING 36 | Foreign Entity | IM SQUARE SAS | HOLDING COMPANY | 06/2015 | 50-75% |
| EURAZEO SA | Foreign Entity | LEGENDRE HOLDING 36 | PARENT | 06/2014 | > 75% |
| BECKETT, JASON, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 02/2021 | < 5% |
| BEER, ANDREW, DAVID | Individual | – | MANAGER | 01/2018 | < 5% |
| MAMOU-MANI, MATHIAS, ALEXIS | Individual | – | MANAGER | 01/2018 | < 5% |
| ANDREW BEER FAMILY TRUST | Domestic Entity | BEACHHEAD CAPITAL HOLDINGS LLC | MEMBER | 02/2022 | 25-50% |
| KELLEY, DAVID, PAUL | Individual | ANDREW BEER FAMILY TRUST | TRUSTEE | 02/2022 | |
| IM SQUARE PARTNERS HOLDING | Foreign Entity | IM SQUARE HOLDING 4 LLC | HOLDING COMPANY | 04/2021 | > 75% |
| JC DECAUX HOLDING SAS | Foreign Entity | EURAZEO SA | SHAREHOLDER | 01/2022 | 25-50% |