WESTMORE ASSET MANAGEMENT
RENA ADVISORS LLC Legal Name
Adviser information for WESTMORE ASSET MANAGEMENT last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $31.1M |
| Non-Discretionary | 24 | $17.5M |
| Total | 52 | $48.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $880,836 |
| HNW Individuals | <5 | $47.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 60 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)BUSINESS STRATEGY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77110 |
|---|---|
| SEC ERA File Number | 801-77110 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164431 |
| Legal Entity Identifier | None |
Principal Office
1 BLUE HILL PLAZALOBBY LEVEL, SUITE 1509
PEARL RIVER
NY
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 347-308-7886, Fax: None
Websites
Chief Compliance Officer
CHARLES PATRICK CARMONA
MEMBER/CCO
1 BLUE HILL PLAZA
LOBBY LEVEL, SUITE 1509
PEARL RIVER
NY
United States
Tel:
347-308-7886
C**************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARMONA, CHARLES, PATRICK | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 05/2012 | > 75% |
| CARMONA, SUSANA, CRISTINA | Individual | – | OWNER | 09/2014 | 5-10% |