LAFAYETTE ADVISORS LLC
Adviser information for LAFAYETTE ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $41.5M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $41.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $41.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77128 |
|---|---|
| SEC ERA File Number | 801-77128 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165241 |
| Legal Entity Identifier | None |
Principal Office
150 WEST MAIN STREETSUITE 1700
NORFOLK
VA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 757-623-3676, Fax: 757-627-2943
Chief Compliance Officer
THERESA GARBER
CFO/COO
150 WEST MAIN STREET
SUITE 1700
NORFOLK
VA
United States
Tel:
757-623-3676
C*********@********M
(Full email address available in API data)
Regulatory Contact
WAYNE F. WILBANKS
PRESIDENT
150 WEST MAIN STREET
SUITE 1700
NORFOLK
VA
United States
Tel:
757-623-3676
W********@*****************M
(Full email address available in API data)
Industry Affiliates
| NOVUS ADVISORS | Other investment adviser, including financial planners |
| WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILBANKS, WAYNE, FREEMAN | Individual | – | PRESIDENT, CLASS A MANAGER | 07/2012 | < 5% |
| WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 07/2012 | 50-75% |
| WILBANKS FAMILY, LLC | Domestic Entity | WILBANKS SMITH & THOMAS ASSET MANAGMENT, LLC | MEMBER | 01/2010 | 25-50% |
| WILBANKS, WAYNE, FREEMAN | Individual | WILBANKS FAMILY LLC | MEMBER | 12/2009 | > 75% |
| BELSHE, JENNIFER, MARIE | Individual | – | VICE PRESIDENT & CLASS B MANAGER | 08/2013 | < 5% |
| NOVUS ADVISORS | Domestic Entity | – | MEMBER | 08/2103 | 50-75% |
| BELSHE, JENNIFER, MARIE | Individual | NOVUS ADVISORS, LLC | MEMBER | 03/2011 | 50-75% |
| CONNELLY, CHRISTOPHER, GEORGE | Individual | NOVUS ADVISORS, LLC | MEMBER | 03/2011 | 50-75% |
| ELLIOTT, DAVID, JAMES KYLE | Individual | – | ASSISTANT VICE PRESIDENT | 03/2014 | < 5% |
| SCHEFFEL, ROGER, HERMAN | Individual | – | ASSISTANT VICE PRESIDENT | 03/2014 | < 5% |
| CONNELLY, CHRISTOPHER, GEORGE | Individual | – | ASSISTANT VICE PRESIDENT | 03/2014 | < 5% |
| ROSEMONT PARTNERS III, LP | Domestic Entity | WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC | MEMBER | 09/2016 | 25-50% |
| GARBER, THERESA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |