THE CLARK GROUP ASSET MANAGEMENT
PACHIRA INVESTMENTS, INC. Legal Name
Adviser information for THE CLARK GROUP ASSET MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 609 | $196.6M |
| Non-Discretionary | 48 | $48.9M |
| Total | 657 | $245.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 304 | $84.6M |
| HNW Individuals | 94 | $157.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $3.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $188,658 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsFINANCIAL ANALYSIS, NEWSLETTERS AND SEMINARS FOR EXISTING AND POTENTIAL CLIENTS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77136 |
|---|---|
| SEC ERA File Number | 801-77136 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164405 |
| Legal Entity Identifier | None |
Principal Office
24941 DANA POINT HARBOR DRIVESUITE C210
DANA POINT
CA
United States
Monday - Friday, 7AM-4PM
Tel: 949-558-3898, Fax: 949-558-3901
Chief Compliance Officer
ERIC CEDERGREEN
PRESIDENT AND CHIEF COMPLIANCE OFFICER
24941 DANA POINT HARBOR DRIVE
SUITE C210
DANA POINT
CA
United States
Tel:
949-558-3898
Fax:
949-558-3901
E***@***************M
(Full email address available in API data)
Regulatory Contact
RAYMOND CLARK
FOUNDER & CHIEF EXECUTIVE OFFICER
24941 DANA POINT HARBOR DRIVE
SUITE C210
DANA POINT
CA
United States
Tel:
949-558-3898
Fax:
949-558-3901
R**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARK, RAYMOND, MUSSET | Individual | – | FOUNDER & CHIEF EXECUTIVE OFFICER | 11/2005 | > 75% |
| CEDERGREEN, ERIC, TODD | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 11/2005 | 10-25% |
| CLARK, MELISSA, ANGELIQUE | Individual | – | CORPORATE SECRETARY | 11/2005 | < 5% |