MONTCALM TCR LLC
Adviser information for MONTCALM TCR LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 840 | $199.4M |
| Non-Discretionary | 0 | $0 |
| Total | 840 | $199.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $26.6M |
| HNW Individuals | 47 | $170.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $2.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-77138 |
|---|---|
| SEC ERA File Number | 801-77138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164521 |
| Legal Entity Identifier | None |
Principal Office
16 FUNSTON AVESUITE A
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM-4PM
Tel: 415-326-7650, Fax: None
Chief Compliance Officer
HOLLY RUXIN
MEMBER-MANAGER
16 FUNSTON AVE
SUITE A
SAN FRANCISCO
CA
United States
Tel:
415-326-7640
Fax:
415-326-7651
H*********@**************M
(Full email address available in API data)
Industry Affiliates
| MONTCALM CAPITAL FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MONTCALM CAPITAL FUND I LP - CLEARAS 2018 SERIES P.S. | DEBT FUND | $3.0M | $0.0M | 66 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUXIN, HOLLY, ZIEGEL | Individual | – | MEMBER- MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 08/2012 | > 75% |