ANDA ASSET MANAGEMENT CO., LTD.
Adviser information for ANDA ASSET MANAGEMENT CO., LTD. last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Korea, South |
Employees
| Total Number of Employees | 35 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $1.1B |
| Non-Discretionary | 2 | $16.1M |
| Total | 54 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 1 | $3.8M |
| Investment companies | 1 | $725,287 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 46 | $890.2M |
| Pension and profit sharing plans | 4 | $60.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $126.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $39.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77146 |
|---|---|
| SEC ERA File Number | 801-77146 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165123 |
| Legal Entity Identifier | 988400UST82JTJC89S35 |
Principal Office
9TH FLOOR SB TOWER318 DOSAN-DAERO, GANGNAM-GU
SEOUL
Korea, South
Monday - Friday, 08:30 ~ 17:30
Tel: 822-2156-2800, Fax: 822-2156-2890
Websites
Chief Compliance Officer
CHUNG SUN KIM
9TH FLOOR SB TOWER
318 DOSAN-DAERO, GANGNAM-GU
SEOUL
Korea, South
Tel:
822-2156-2835
Fax:
822-2156-2835
C****@************M
(Full email address available in API data)
Regulatory Contact
DANIEL PEREZ
CO-CEO
9TH FLOOR SB TOWER
318 DOSAN-DAERO, GANGNAM-GU
SEOUL
Korea, South
Tel:
822-2156-2860
Fax:
822-2156-2890
D*******@************M
(Full email address available in API data)
Industry Affiliates
| ANDA H ASSET MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANDA HERO PRIVATE FUND 1 | Hedge Fund | $7.6M | $0.2M | 8 |
| ANDA ALPHA EVERGREEN 1 | Hedge Fund | $26.7M | $0.2M | 67 |
| ANDA BLUE CHIP PRIVATE FUND 1 | Hedge Fund | $17.0M | $0.2M | 4 |
| ANDA CLASSIC PRIVATE FUND 1 | Hedge Fund | $0.2M | $0.2M | 3 |
| ANDA CRUISE PRIVATE FUND 2 | Hedge Fund | $50.4M | $0.2M | 1 |
| ANDA ELDORADO PRIVATE FUND 1 | Hedge Fund | $0.7M | $0.2M | 19 |
| ANDA ESG PRIVATE FUND 1 | Hedge Fund | $18.1M | $0.2M | 13 |
| ANDA EUROPE MEZZANINE LOAN REAL ESTATE PRIVATE FUND 5 | Real Estate Fund | $10.6M | $0.2M | 7 |
| ANDA GLOBAL FUTURE PRIVATE FUND 1 | Hedge Fund | $1.8M | $0.2M | 4 |
| ANDA H GROWTH PRIVATE FUND 1 | Hedge Fund | $6.8M | $0.2M | 4 |
| ANDA H GROWTH PRIVATE FUND 2 | Hedge Fund | $7.8M | $0.2M | 4 |
| ANDA H HIGH YIELD PRIVATE FUND 1 | Hedge Fund | $0.4M | $0.2M | 2 |
| ANDA H NEW DEAL PRIVATE FUND 1 | Hedge Fund | $15.6M | $0.2M | 7 |
| ANDA HAENGMA FUND 1 | Hedge Fund | $6.4M | $0.2M | 5 |
| ANDA HOME PLUS PRIVATE FUND 6 | Real Estate Fund | $17.1M | $0.2M | 34 |
| ANDA ICT PRIVATE FUND 1 | Hedge Fund | $0.2M | $0.2M | 2 |
| ANDA IDC PRIVATE FUND 12 | Hedge Fund | $7.3M | $0.2M | 3 |
| ANDA IDC PRIVATE FUND 13 | Hedge Fund | $4.4M | $0.2M | 3 |
| ANDA KOREA VALUE PRIVATE FUND 1 | Hedge Fund | $1.1M | $0.2M | 3 |
| ANDA LEADING KOREA 1 | Hedge Fund | $12.2M | $0.2M | 3 |
| ANDA LOGIS PRIVATE REAL ESTATE FUND 11 | Real Estate Fund | $3.7M | $0.2M | 3 |
| ANDA LONGSHORT DREAM PRIVATE FUND 1 | Hedge Fund | $10.5M | $0.2M | 19 |
| ANDA LONGSHORT DREAM PRIVATE FUND 2 | Hedge Fund | $17.9M | $0.2M | 28 |
| ANDA MILESTONE PRIVATE FUND 1 | Hedge Fund | $0.8M | $0.2M | 6 |
| ANDA MOBILITY PRIVATE FUND 1 | Hedge Fund | $0.1M | $0.2M | 6 |
| ANDA PF PRIVATE FUND 10 | Hedge Fund | $21.6M | $0.2M | 39 |
| ANDA PLANET PRIVATE FUND 1 | Hedge Fund | $7.3M | $0.2M | 5 |
| ANDA PROJECT C PRIVATE FUND 1 | Hedge Fund | $2.4M | $0.2M | 7 |
| ANDA PROJECT E PRIVATE FUND 1 | Hedge Fund | $10.8M | $0.2M | 6 |
| ANDA PROJECT I PRIVATE FUND 1 | Hedge Fund | $4.0M | $0.2M | 8 |
| ANDA PROJECT K PRIVATE FUND 1 | Hedge Fund | $4.6M | $247,539.2M | 31 |
| ANDA PROJECT L PRIVATE FUND 1 | Hedge Fund | $27.3M | $0.2M | 58 |
| ANDA RISING PRIVATE FUND 1 | Hedge Fund | $10.5M | $0.2M | 36 |
| ANDA ROSE PRIVATE FUND 1 | Hedge Fund | $0.8M | $0.2M | 12 |
| ANDA SNIPER PRIVATE FUND 1 | Hedge Fund | $0.1M | $0.2M | 21 |
| ANDA START UP PRIVATE FUND 1 | Hedge Fund | $3.0M | $0.2M | 32 |
| ANDA STATION REAL ESTATE PRIVATE FUND 1 | Real Estate Fund | $262.2M | $0.4M | 9 |
| MIRAE INVESTMENT POOL PRIVATE FUND 4-6 [STOCK] | Hedge Fund | $21.9M | $0.2M | 1 |
| THE FIRST ANDA CRUISE PRIVATE FUND | Hedge Fund | $116.6M | $0.4M | 9 |
| THE FIRST ANDA VOYAGER PRIVATE FUND | Hedge Fund | $1.6M | $0.2M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDA INVESTMENT PARTNERS CO., LTD. | Foreign Entity | – | SHAREHOLDER | 07/2012 | 25-50% |
| CHOI, KWON UK, (NMN) | Individual | – | SHAREHOLDER | 11/2011 | 50-75% |
| CHOI, KWON UK, (NMN) | Individual | ANDA INVESTMENT PARTNERS CO., LTD. | SHAREHOLDER | 07/2007 | > 75% |
| PEREZ, DANIEL, WARREN | Individual | – | REPRESENTATIVE DIRECTOR | 04/2019 | < 5% |
| PARK, HYUNG SOON | Individual | – | REPRESENTATIVE DIRECTOR | 04/2019 | < 5% |
| CHO, MIN WOOK | Individual | – | DIRECTOR | 04/2020 | < 5% |
| PARK, EUI HYUN | Individual | – | REPRESENTATIVE DIRECTOR | 07/2021 | < 5% |
| KIM, CHUNG SUN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| CHOI, GEUN CHANG | Individual | – | CHIEF OPERATING OFFICER | 03/2022 | < 5% |