AIM CAPITAL
THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP Legal Name
Adviser information for AIM CAPITAL last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 410 | $224.6M |
| Non-Discretionary | 26 | $29.8M |
| Total | 436 | $254.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 112 | $25.1M |
| HNW Individuals | 117 | $220.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $6.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 254.4M |
| Both for Same | 303,044 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AIM CAPITAL WRAP FEE PROGRAM | AIM CAPITAL |
Identifiers
| SEC RIA File Number | 801-77148 |
|---|---|
| SEC ERA File Number | 801-77148 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165183 |
| Legal Entity Identifier | None |
Principal Office
7337 E DOUBLETREE RANCH ROADSUITE 195
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00 TO 4:30
Tel: 480-346-1556, Fax: 480-718-5925
Websites
Chief Compliance Officer
PHILIP L. NAGEL
MANAGING PARTNER
7337 E DOUBLETREE RANCH ROAD
SUITE 195
SCOTTSDALE
AZ
United States
Tel:
480-346-1556
Fax:
480-718-5925
P***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAGEL, PHILIP, LEE | Individual | – | MANAGING GENERAL PARTNER, CHIEF COMPLIANCE OFFICER | 08/2012 | < 5% |
| HILL, WILLIAM, FLOYD | Individual | – | MANAGING GENERAL PARTNER | 08/2012 | < 5% |
| PLN INVESTMENT STRATEGIES, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2012 | 50-75% |
| THE HILL INVESTMENT GROUP, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2012 | 50-75% |
| NAGEL, PHILIP, LEE | Individual | PLN INVESTMENT STRATEGIES, LLC | OWNER, MANAGING MEMBER | 08/2012 | > 75% |
| HILL, WILLIAM, FLOYD | Individual | THE HILL INVESTMENT GROUP, LLC | OWNER, MANAGING MEMBER | 08/2012 | > 75% |