BARINGTON COMPANIES INVESTORS, LLC
Adviser information for BARINGTON COMPANIES INVESTORS, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $146.1M |
| Non-Discretionary | 2 | $529,122 |
| Total | 4 | $146.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $144.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesNON DISCRETIONARY CONSULTING SERVICE TO INDIVIDUALS AND ENTITIES (OTHER THAN POOLED INVESTMENT VEHICLES) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77171 |
|---|---|
| SEC ERA File Number | 801-77171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161305 |
| Legal Entity Identifier | None |
Principal Office
888 SEVENTH AVENUE6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:30PM
Tel: 212-974-5710, Fax: 212-586-7684
Chief Compliance Officer
JOSEPH SIGNORILE
CHIEF OPERATING OFFICER
888 SEVENTH AVENUE
6TH FLOOR
NEW YORK
NY
United States
Tel:
212-974-5719
Fax:
212-586-7684
J*********@************M
(Full email address available in API data)
Regulatory Contact
MARIO MITAROTONDA
ADMINISTRATIVE MANAGER
888 SEVENTH AVENUE
6TH FLOOR
NEW YORK
NY
United States
Tel:
212-974-5710
Fax:
212-586-7684
M***********@************M
(Full email address available in API data)
Industry Affiliates
| BARINGTON COMPANIES MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BARINGTON COMPANIES EQUITY PARTNERS, L.P. | Hedge Fund | $144.4M | $1.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LNA CAPITAL CORP | Domestic Entity | BARINGTON CAPITAL GROUP, L.P. | GP | 10/1991 | > 75% |
| BARINGTON CAPITAL GROUP, L.P. | Domestic Entity | – | MEMBER | 01/2000 | 50-75% |
| MITAROTONDA, JAMES, ANTHONY | Individual | – | CHAIRMAN, PRESIDENT, CEO AND MANAGING MEMBER | 05/1999 | 10-25% |
| MITAROTONDA, JAMES, ANTHONY | Individual | LNA CAPITAL CORP | CHAIRMAN, PRESIDENT AND CEO | 10/1991 | > 75% |
| FEDERAL PARTNERS, L.P. | Domestic Entity | – | MEMBER | 01/2004 | 10-25% |
| NINTH FLOOR CORP | Domestic Entity | FEDERAL PARTNERS, L.P. | GP | 09/1991 | |
| THE CLARK FOUNDATION | Domestic Entity | FEDERAL PARTNERS, L.P. | LP | 09/1991 | 25-50% |
| SIGNORILE, JOSEPH, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 09/2021 | < 5% |