ARCADIA WEALTH MANAGEMENT
ARCADIA WEALTH MANAGEMENT, INC. Legal Name
Adviser information for ARCADIA WEALTH MANAGEMENT last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 853 | $252.4M |
| Non-Discretionary | 3 | $3.1M |
| Total | 856 | $255.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 185 | $64.4M |
| HNW Individuals | 75 | $185.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $5.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-77175 |
|---|---|
| SEC ERA File Number | 801-77175 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165504 |
| Legal Entity Identifier | None |
Principal Office
10 EDGEWOOD AVENUESMITHTOWN
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 631-549-5400, Fax: 631-863-2706
Chief Compliance Officer
ALLISON M. VANASKI
CEO, SENIOR WEALTH ADVISOR
10 EDGEWOOD AVENUE
SMITHTOWN
NY
United States
Tel:
631-549-5400
Fax:
631-863-2706
A****@************M
(Full email address available in API data)
Regulatory Contact
WALTER WISNIEWSKI
PRESIDENT, SENIOR WEALTH ADVISOR
10 EDGEWOOD AVENUE
SMITHTOWN
NY
United States
Tel:
631-549-5400
Fax:
631-863-2706
W*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISNIEWSKI, WALTER, FRANK | Individual | – | PRESIDENT AND SENIOR WEALTH ADVISOR | 09/2012 | 25-50% |
| VANASKI, ALLISON, MARIE | Individual | – | CEO, SENIOR WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER | 01/2014 | 50-75% |