DOCK STREET CAPITAL MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	84	$2.4B
Total	84	$2.4B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	84	$2.4B

Type	Number
No. of Non-RAUM Clients	84
No. of Non-U.S. Clients	100
No. of Financial Planning Clients	51-100

Services

Advisory Services	Portfolio management for pooled investment vehiclesAUCTION & LIQUIDATION SERVICES
Compensation	% of AUMFixed fees
Other Business Activities	SECURITIES AUCTION AGENT

Identifiers

SEC RIA File Number	801-77192
SEC ERA File Number	801-77192
SEC CIK Numbers	None
SEC CRD Numbers	157155
Legal Entity Identifier	None

Principal Office

575-B RIVERSIDE AVENUE
WESTPORT
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic