ABSOLUTE STRATEGY RESEARCH SERVICES
ABSOLUTE STRATEGY RESEARCH SERVICES, INC Legal Name
Adviser information for ABSOLUTE STRATEGY RESEARCH SERVICES last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 35 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 55 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 55 |
| No. of Non-U.S. Clients | 10 |
Services
| Advisory Services | Publication of periodicals or newslettersPROVIDE INVESTMENT RESEARCH TO INSTITUTIONAL INVESTORS |
|---|---|
| Compensation | Subscription feesFixed feesCOMPENSATION DETERMINED ON A NEGOTIATED BASIS |
Identifiers
| SEC RIA File Number | 801-77227 |
|---|---|
| SEC ERA File Number | 801-77227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164668 |
| Legal Entity Identifier | None |
Principal Office
36/38 CORNHILL3RD FLOOR
LONDON
United Kingdom
Monday - Friday, 8:30AM-5PM
Tel: +44 20 7073 0730, Fax: None
Websites
Chief Compliance Officer
JEFFREY MARINE
SECRETARY
1025 BOSTON POST ROAD
2ND FLOOR
DARIEN
CT
United States
Tel:
917-678-1328
J**********@********************M
(Full email address available in API data)
Regulatory Contact
PETER HOLMES
36/38 CORNHILL
3RD FLOOR
LONDON
United Kingdom
Tel:
+44 20 7073 0752
P***********@********************M
(Full email address available in API data)
Industry Affiliates
| ABSOLUTE STRATEGY RESEARCH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABSOLUTE STRATEGY RESEARCH, LTD. | Foreign Entity | – | SHAREHOLDER | 12/2009 | > 75% |
| HARNETT, IAN, RICHARD | Individual | ABSOLUTE STRATEGY RESEARCH, LTD. | PARTNER | 03/2006 | 25-50% |
| BOWERS, DAVID, PHILIP | Individual | ABSOLUTE STRATEGY RESEARCH, LTD. | PARTNER | 03/2006 | 25-50% |
| HARNETT, IAN, RICHARD | Individual | – | DIRECTOR, TREASURER | 12/2009 | < 5% |
| BOWERS, DAVID, PHILIP | Individual | – | DIRECTOR, PRESIDENT | 12/2009 | < 5% |
| MARINE, JEFFREY, ANDREW | Individual | – | SECRETARY, CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |