Hedge Fund Database

STONE RIDGE ASSET MANAGEMENT LLC

Adviser information for STONE RIDGE ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 132
Investment Advisory/Research 28
Registered Broker-Dealer Representatives 15
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 146 $16.6B
Non-Discretionary 8 $8.4B
Total 154 $25.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions <5 $10.8M
Investment companies 114 $7.2B
Business development companies 0 $0
Pooled investment vehicles 24 $9.3B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 6 $8.4B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 6

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based feesA PERCENTAGE BASED ON THE PURCHASED LOAN PRINCIPAL
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-77228
SEC ERA File Number 801-77228
SEC CIK Numbers 1584728
SEC CRD Numbers 165598
Legal Entity Identifier 549300JXJMSTRDTQF377

Principal Office

1 VANDERBILT AVENUE
65TH FL
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 212-257-4750, Fax: None

Websites

www.stoneridgefunds.com www.stoneridgeam.com www.linkedin.com/company/stoneridgeam/ www.lifexfunds.com www.facebook.com/profile.php?id=61555896974927

Chief Compliance Officer

LAUREN MACIOCE
GENERAL COUNSEL
1 VANDERBILT AVENUE
65TH FL
NEW YORK
NY
United States
Tel: 212-202-3138
(Full email address available in API data)

Regulatory Contact

JIM ROTHWELL
CHIEF ADMINISTRATIVE OFFICER AND HEAD OF LEGAL
1 VANDERBILT AVENUE
65TH FL
NEW YORK
NY
United States
Tel: 2122571488
(Full email address available in API data)

Industry Affiliates

DRUG ROYALTIES CAYMAN FUND II (GP) LLC Sponsor, GP, manager of pooled investment vehicles
EAVGP LLC Sponsor, GP, manager of pooled investment vehicles
ENERGY ACQUISITION FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
ENERGY ACQUISITION VEHICLE II (GP) LLC Sponsor, GP, manager of pooled investment vehicles
LONGTAIL FUND I (GP) LLC Sponsor, GP, manager of pooled investment vehicles
LONGTAIL RE (CAYMAN) SPC LTD. Insurance company or agency
LONGTAIL UNDERWRITING LTD. Insurance company or agency
NYDIG ASSET MANAGEMENT LLC Sponsor, GP, manager of pooled investment vehicles
NYDIG TRUST COMPANY LLC Banking or thrift institutionTrust company
PROOF INSURANCE SOLUTIONS, LLC Insurance company or agency
SHORT TAIL RE (CAYMAN) PIC LTD. Insurance company or agency
SRRF (GP) LLC Sponsor, GP, manager of pooled investment vehicles
STONE RIDGE OPPORTUNITIES FUND (GP) LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DRUG ROYALTIES CAYMAN FUND II LP Private Equity Fund $8.6M $0.1M 19
DRUG ROYALTIES FUND II LLC Private Equity Fund $156.1M $0.1M 359
DRUG ROYALTIES OFFSHORE FUND II LLC Private Equity Fund $28.5M $0.1M 120
ENERGY ACQUISITION VEHICLE II LP Hedge Fund $77.0M $0.0M 5
ENERGY ACQUISITION VEHICLE LP Hedge Fund $78.5M $0.0M 5
LOAN ASSET ISSUER II LLC, SERIES 2020-1 Securitized Asset Fund $334.4M $0.0M 2
LOAN ASSET ISSUER II LLC, SERIES 2021-1 Securitized Asset Fund $490.5M $0.0M 3
LOAN ASSET ISSUER II LLC, SERIES 2022-1 Securitized Asset Fund $411.2M $0.0M 3
LOAN ASSET ISSUER II LLC, SERIES 2023 NG-1B Securitized Asset Fund $323.1M $0.0M 5
LOAN ASSET ISSUER II LLC, SERIES 2023-1 Securitized Asset Fund $357.0M $0.0M 3
LOAN ASSET ISSUER LLC, SERIES 2020 M-1 Securitized Asset Fund $681.9M $0.0M 1
LOAN ASSET ISSUER LLC, SERIES 2020-1 Securitized Asset Fund $425.5M $0.0M 1
LOAN ASSET ISSUER LLC, SERIES 2020-2 Securitized Asset Fund $802.6M $0.0M 1
LOAN ASSET ISSUER LLC, SERIES 2020-3 Securitized Asset Fund $75.3M $0.0M 1
LOAN ASSET ISSUER LLC, SERIES 2021 AR-1 Securitized Asset Fund $5.9M $0.0M 2
LOAN ASSET ISSUER LLC, SERIES 2021 M-1 Securitized Asset Fund $748.9M $0.0M 1
LOAN ASSET ISSUER LLC, SERIES 2021 M-2 Securitized Asset Fund $710.4M $0.0M 2
LOAN ASSET ISSUER LLC, SERIES 2022-1 Securitized Asset Fund $146.4M $0.0M 1
LOAN ASSET ISSUER LLC, SERIES 2023 NG-1A Securitized Asset Fund $495.1M $0.0M 9
LOAN ASSET ISSUER LLC, SERIES 2023-1 Securitized Asset Fund $42.0M $0.0M 1
LONGTAIL FEEDER FUND II LP Private Equity Fund $24.9M $0.1M 8
LONGTAIL FUND I LP Private Equity Fund $61.4M $0.1M 18
SRRF FEEDER LP Hedge Fund $18.0M $10.0M 2
SRRF LP Hedge Fund $504.8M $10.0M 13
STONE RIDGE ALTERNATIVE LENDING ISSUER TRUST I Securitized Asset Fund $5.4M $0.0M 3
STONE RIDGE ENERGY ACQUISITION FUND LP Hedge Fund $89.5M $0.0M 4
STONE RIDGE OPPORTUNITIES FUND LP Hedge Fund $3,571.5M $0.1M 166

Control Persons

Name Type Entity Title Since Ownership
STONE RIDGE HOLDINGS GROUP LP Domestic Entity – OWNER 09/2012 > 75%
STEVENS, ROSS, L Individual – CHIEF EXECUTIVE OFFICER 09/2012 < 5%
STEVENS, ROSS, LAWRENCE Individual STONE RIDGE HOLDINGS GROUP LP LIMITED PARTNER 12/2017 50-75%
ROTHWELL, JAMES, THOMAS Individual – CHIEF ADMINISTRATIVE OFFICER AND HEAD OF LEGAL 10/2015 < 5%
MACIOCE, LAUREN, DECKER Individual – GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER 02/2016 < 5%
STEVENS, ROSS, LAWRENCE Individual STONE RIDGE HOLDINGS GROUP LP MANAGER OF GENERAL PARTNER 12/2017 50-75%
SEIFAN, TOMER Individual – HEAD OF STRUCTURED INVESTMENTS AND CHIEF FINANCIAL OFFICER 01/2018 < 5%
GERMAIN, PAUL, ERIC Individual – PRESIDENT 01/2021 < 5%

No. Employees, Historic

20010002019202020212022202320242025136 on 5/22/2019156 on 3/30/2020156 on 5/12/2020156 on 1/22/2021157 on 3/30/2021157 on 7/16/2021157 on 8/2/202196 on 3/31/202296 on 5/24/202296 on 9/13/202296 on 1/9/202398 on 3/31/202398 on 5/12/202398 on 7/10/202398 on 7/11/202398 on 8/23/202398 on 8/29/2023132 on 3/29/2024

RAUM, Historic

30B15B0201920202021202220232024202515877830952 on 5/22/201913408591249 on 3/30/202013408591249 on 5/12/202013408591249 on 1/22/202110587804024 on 3/30/202110587804024 on 7/16/202110587804024 on 8/2/202115832476339 on 3/31/202215832476339 on 5/24/202215832476339 on 9/13/202215832476339 on 1/9/202321598979607 on 3/31/202321732473271 on 5/12/202321732473271 on 7/10/202321732473271 on 7/11/202321732473271 on 8/23/202321732473271 on 8/29/202324994707269 on 3/29/2024

No. Clients, Historic

2001000201920202021202220232024202519 on 5/22/201923 on 3/30/202023 on 5/12/202023 on 1/22/202163 on 3/30/202163 on 7/16/202163 on 8/2/202169 on 3/31/202269 on 5/24/202269 on 9/13/202269 on 1/9/202379 on 3/31/202380 on 5/12/202380 on 7/10/202380 on 7/11/202380 on 8/23/202380 on 8/29/2023144 on 3/29/2024

Holdings

From latest 13F, filed October 19th, 2022 for period ending September 30th, 2022
Name Class Value $USD # Shares Private Fund
N/A N/A 0 0 –